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CISCO SYSTEMS, INC. Director's Dealing 2017

Mar 22, 2017

29763_dirs_2017-03-22_a0dc6499-8665-45f8-9455-317dc8bf0860.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MULESOFT, INC (MULE)
CIK: 0001374684
Period of Report: 2017-03-22

Reporting Person: CISCO SYSTEMS, INC. (10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-22 Series F Convertible Preferred Stock $ C 153045 Disposed Class B Common Stock (153045) Direct
2017-03-22 Series G Convertible Preferred Stock $ C 1336033 Disposed Class B Common Stock (1336033) Direct
2017-03-22 Class B Common Stock $ C 1489078 Disposed Class A Common Stock (1489078) Direct

Footnotes

F1: The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date.

F2: The Class B Common Stock is convertible at the holder's election into Class A Common Stock on a 1-for-1 basis and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the issuer's certificate of incorporation.