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CISCO SYSTEMS, INC. — Director's Dealing 2017
Mar 22, 2017
29763_dirs_2017-03-22_a0dc6499-8665-45f8-9455-317dc8bf0860.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MULESOFT, INC (MULE)
CIK: 0001374684
Period of Report: 2017-03-22
Reporting Person: CISCO SYSTEMS, INC. (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-22 | Series F Convertible Preferred Stock | $ | C | 153045 | Disposed | Class B Common Stock (153045) | Direct | |
| 2017-03-22 | Series G Convertible Preferred Stock | $ | C | 1336033 | Disposed | Class B Common Stock (1336033) | Direct | |
| 2017-03-22 | Class B Common Stock | $ | C | 1489078 | Disposed | Class A Common Stock (1489078) | Direct |
Footnotes
F1: The convertible preferred stock converted into the issuer's Class B Common Stock on a 1-for-1 basis on the closing of the issuer's initial public offering and had no expiration date.
F2: The Class B Common Stock is convertible at the holder's election into Class A Common Stock on a 1-for-1 basis and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the issuer's certificate of incorporation.