CISCO SYSTEMS, INC. — Director's Dealing 2013

Aug 9, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CONTROL4 CORP (CTRL)
CIK: 0001259515
Period of Report: 2013-08-07

Reporting Person: CISCO SYSTEMS, INC. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-08-07	Common Stock	C	1510981	—	Acquired	1510981	Direct
2013-08-07	Common Stock	X	402928	$9.9273	Acquired	1913909	Direct
2013-08-07	Common Stock	S	250000	$16.00	Disposed	1663909	Direct
2013-08-07	Common Stock	X	67154	$9.9273	Acquired	1731063	Direct
2013-08-07	Common Stock	S	41667	$16.00	Disposed	1689396	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-08-07	Series H Preferred Stock	$	C	1510981	Disposed		Common Stock (1510981)	Direct
2013-08-07	Common Stock Warrant (right to buy)	$9.9273	X	402928	Disposed		Common Stock (402928)	Direct
2013-08-07	Common Stock Warrant (right to buy)	$9.9273	X	67154	Disposed		Common Stock (67154)	Direct

Footnotes

F1: On August 7, 2013, effective immediately prior to the closing of the Issuer's initial public offering, each share of Series H Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration. The Series H Preferred Stock had no expiration date.

F2: On August 7, 2013, Reporting Person exercised a warrant to purchase 402,928 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 250,000 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 152,928 shares.

F3: On August 7, 2013, Reporting Person exercised a warrant to purchase 67,154 shares of Issuer's Common Stock for $9.9273 per share. Reporting Person paid the exercise price on a cashless basis, based on Issuer's initial offering price of $16.00 per share, resulting in the Issuer's withholding of 41,667 of the warrant shares to pay the exercise price and issuing to Reporting Person the remaining 25,487 shares.

F4: None.

F5: This warrant expires upon the earlier of (i) an initial public offering of the Issuer's securities, or (ii) January 21, 2014.

F6: This warrant expires upon the earlier of (i) an initial public offering of the Issuer's securities, or (ii) February 15, 2014.