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CISCO SYSTEMS, INC. — Director's Dealing 2013
Aug 1, 2013
29763_dirs_2013-08-01_aad7a7ec-5c71-4ead-8d23-73191180652b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CONTROL4 CORP (CTRL)
CIK: 0001259515
Period of Report: 2013-08-01
Reporting Person: CISCO SYSTEMS, INC. (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series H Preferred Stock | $ | Common Stock (1510981) | Direct | ||
| Common Stock Warrant (right to buy) | $9.9273 | Common Stock (402928) | Direct | ||
| Common Stock Warrant (right to buy) | $9.9273 | Common Stock (67154) | Direct |
Footnotes
F1: Each share of Series H Preferred Stock is currently convertible into one share of Issuer's Common Stock for no additional consideration. In addition, each share of Series H Preferred Stock will automatically convert into one share of Issuer's Common Stock upon the closing of the Issuer's initial public offering for no additional consideration.
F2: None.
F3: This warrant expires upon the earlier of (i) an initial public offering of the Issuer's securities or (ii) January 21, 2014.
F4: This warrant expires upon the earlier of (i) an initial public offering of the Issuer's securities or (ii) February 15, 2014.