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CISCO SYSTEMS, INC. — Director's Dealing 2011
Mar 25, 2011
29763_dirs_2011-03-25_ace2d5d0-59c9-4c90-8059-bca1ce053feb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CISCO SYSTEMS INC (CSCO)
CIK: 0000858877
Period of Report: 2011-03-24
Reporting Person: CARTER LARRY R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-24 | Common Stock | M | 125000 | $9.749 | Acquired | 201876 | Direct |
| 2011-03-24 | Common Stock | S | 125000 | $17.4372 | Disposed | 76876 | Direct |
| 2011-03-25 | Common Stock | M | 125000 | $9.749 | Acquired | 201876 | Direct |
| 2011-03-25 | Common Stock | S | 125000 | $17.2897 | Disposed | 76876 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-24 | Non-Qualified Stock Option (right to buy) | $9.749 | M | 125000 | Disposed | 2011-10-10 | Common Stock (125000) | Direct |
| 2011-03-25 | Non-Qualified Stock Option (right to buy) | $9.7490 | M | 125000 | Disposed | 2011-10-10 | Common Stock (125000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2588 | Indirect |
| Common Stock | 3400 | Indirect |
Footnotes
F1: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $17.35 to $17.63. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $17.20 to $17.41. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: Shares held by the Carter Revocable Trust dated October 18, 1994.
F4: The option vested as to twenty percent (20%) of the shares on the one (1) year anniversary of the grant date, and as to the remaining eighty percent (80%) of the shares thereafter in forty-eight (48) successive equal monthly installments.