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CIRATA PLC — Major Shareholding Notification 2021
Mar 17, 2021
7563_mrq_2021-03-17_66970682-ead3-485b-a75d-4fbfe2deae07.html
Major Shareholding Notification
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RNS Number : 5641S
WANdisco Plc
17 March 2021
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
WANdisco PLC | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | X | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to the notification obligation: iii |
Global Frontier Investments, LLC (as General Partner for, and Investment Advisor to, Global Frontier Partners, LP and Global Frontier Technology Opportunity Fund, LP) | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv |
Global Frontier Partners, LP Global Frontier Technology Opportunity Fund, LP W. Grant Dollens |
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| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
15 March 2021 | ||||
| 6. Date on which issuer notified: | 16 March 2021 | ||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
12.0% | ||||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares viii, ix | ||||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | ||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
| Ordinary Shares JE00B6Y3DV84 |
2,361,739 | 2,361,739 | 7,226,219 | 7,226,219 | 12.57% | |||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||
| Nominal | Delta | |||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| 7,226,219 | 12.57% | |||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | Global Frontier Investments, LLC | |
| 11. Number of voting rights proxy holder will cease to hold: |
||
| 12. Date on which proxy holder will cease to hold voting rights: |
||
| 13. Additional information: | Global Frontier Investments, LLC acts as the General Partner for and Investment Advisor to Global Frontier Partners, LP and Global Frontier Technology Opportunity Fund, LP. Global Frontier Partners, LP beneficially holds 1,921,988 shares in WANdisco PLC, representing 3.34% of the total, Global Frontier Technology Opportunity Fund, LP beneficially holds 4,777,847 shares in WANdisco, PLC representing 8.31% of the total, and W. Grant Dollens, Managing Partner of Global Frontier Investments, LLC, beneficially holds 526,384 shares in WANdisco PLC, representing 0.92% of the total. |
|
| 14. Contact name/number: | Grant Dollens; (415) 402-0285 | |
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