CION Investment Corporation — Board/Management Information 2026

Apr 22, 2026

Date: 04/21/2026 09:22 AM
Client: 26-12258-1_CION Investment Corporation_8-K
Toppan Merrill
Project: 26-12258-1 Form Type: 8-K

Submission Data File

General Information
Form Type*	8-K
Subject-Company File Number
Subject-Company CIK
Subject-Company Name
Subject-Company IRS Number
Contact Name	Toppan Merrill EDGAR Support
Contact Phone	800-688-1933
Filer File Number
Filer CIK*	0001534254 (CION Investment Corp)
Filer CCC*	***
Confirming Copy	No
Notify via Website only	No
Return Copy	No
Group Name
Items*	5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
9.01 Financial Statements and Exhibits
SROS*	NYSE
Depositor CIK
Depositor 33 File Number
Fiscal Year
Item Submission Type
Period*	04-17-2026
ABS Asset Class Type
ABS Sub Asset Class Type
Sponsor CIK
Emerging Growth Company	No
Elected not to use extended transition period	No
(End General Information)
Document Information
---	---
File Count*	5
Document Name 1*	tm2612258d1_8k.htm
Document Type 1*	8-K
Document Description 1	Form 8-K
Document Name 2*	cion-20260417.xsd
Document Type 2*	EX-101.SCH
Document Description 2	XBRL TAXONOMY EXTENSION SCHEMA
Document Name 3*	cion-20260417_def.xml
Document Type 3*	EX-101.DEF
Document Description 3	XBRL TAXONOMY EXTENSION DEFINITION LINKBASE
Document Name 4*	cion-20260417_lab.xml
Document Type 4*	EX-101.LAB
Document Description 4	XBRL TAXONOMY EXTENSION LABEL LINKBASE
Document Name 5*	cion-20260417_pre.xml
Document Type 5*	EX-101.PRE
Document Description 5	XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE
(End Document Information)

---

Date: 04/21/2026 09:22 AM
Client: 26-12258-1_CION Investment Corporation_8-K
Toppan Merrill
Project: 26-12258-1 Form Type: 8-K
File: tm2612258d1_8k.htm Type: 8-K Pg: 1 of 3

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 21, 2026 (April 17, 2026)

CION Investment Corporation

(Exact Name of Registrant as Specified in Charter)

Maryland	814-00941	45-3058280
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(I.R.S. Employer Identification No.)
	100 Park Avenue, 25th Floor
New York, New York 10017
	(Address of Principal Executive Offices)

Registrant’s telephone number, including area code: (212) 418-4700

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading symbol(s)	Name of each exchange on which registered
Common stock, par value $0.001 per share	CION	The New York Stock Exchange
7.50% Notes due 2029	CICB	The New York Stock Exchange
7.50% Notes due 2031	CICC	The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

---

Date: 04/21/2026 09:22 AM
Client: 26-12258-1_CION Investment Corporation_8-K
Toppan Merrill
Project: 26-12258-1 Form Type: 8-K
File: tm2612258d1_8k.htm Type: 8-K Pg: 2 of 3

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On April 17, 2026, Aron I. Schwartz, a Class II independent director of CION Investment Corporation (the “Company”), notified the Board of Directors (the “Board”) that he will not stand for re-election to the Board at the Company’s 2026 Annual Meeting of Shareholders (the “Annual Meeting”) and will depart from the Board and the Board committees on which he serves effective as of the date of the Annual Meeting on June 25, 2026 due to other professional opportunities that he has. Mr. Schwartz will continue to serve as a director and a member of the Audit Committee, Nominating and Corporate Governance Committee and Compensation Committee until the date of the Annual Meeting. Mr. Schwartz’s decision not to stand for reelection did not arise from any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.

Following Mr. Schwartz’s decision, the Board approved a decrease in the size of the Board from eight to seven members, five of whom are independent, effective as of the date of the Annual Meeting.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit Number	Description
104	Cover Page Interactive Data File (embedded within the Inline XBRL document).

---

Date: 04/21/2026 09:22 AM
Client: 26-12258-1_CION Investment Corporation_8-K
Toppan Merrill
Project: 26-12258-1 Form Type: 8-K
File: tm2612258d1_8k.htm Type: 8-K Pg: 3 of 3

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: April 21, 2026

CION INVESTMENT CORPORATION

By: /s/ Michael A. Reisner
Michael A. Reisner
Co-Chief Executive Officer