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Cineverse Corp. — Director's Dealing 2023
Aug 4, 2023
34437_dirs_2023-08-03_3c21efc1-fae8-4519-8a8d-2c87b0e8407d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cineverse Corp. (CNVS)
CIK: 0001173204
Period of Report: 2023-08-01
Reporting Person: LOFFREDO GARY S (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-01 | Class A Common Stock | A | 96988 | — | Acquired | 118039 | Direct |
| 2023-08-01 | Class A Common Stock | F | 47913 | $1.66 | Disposed | 70126 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option Right (Right to buy) | $308.00 | 2023-10-13 | Class A Common Stock (1750) | 1750 | Direct |
| Stock Appreciation Right (Right to buy) | $29.40 | 2031-09-13 | Class A Common Stock (30000) | 30000 | Direct |
| Stock Appreciation Right (Right to Buy) | $12.80 | 2030-12-23 | Class A Common Stock (60000) | 60000 | Direct |
| Stock Appreciation Right (Right to buy) | $5.80 | 2023-05-16 | Class A Common Stock (40000) | 40000 | Direct |
Footnotes
F1: Constitutes shares received as payment of annual bonus under Management Annual Incentive Plan.
F2: Constitutes shares delivered in payment of tax liability incident to the receipt of shares reported as acquired on this Form 4 for bonus.
F3: The option vested in three equal annual installments commencing October 13, 2014.
F4: One-third of the stock appreciation rights vested on December 10 of each of 2019, 2020 and 2021.
F5: Of such SARs, 25,000 vested on March 31, 2022, 25,000, vested on March 31, 2023 and 10,000 vested on June 30, 2023.
F6: Of such stock appreciation rights, 13,333 vest on May 16, 2024, 13,333 vest on May 1, 2025 and 13,334 vest on May 1, 2026.