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Cineverse Corp. — Director's Dealing 2020
Aug 21, 2020
34437_dirs_2020-08-20_78e4cc21-5f0f-4b97-8df2-f432be053592.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cinedigm Corp. (CIDM)
CIK: 0001173204
Period of Report: 2020-08-18
Reporting Person: OPEKA ERICK (President - Networks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-18 | Class A Common Stock, par value $0.001 per share | A | 100000 | — | Acquired | 175000 | Direct |
| 2020-08-18 | Class A Common Stock, par value $0.001 per share | A | 125000 | $0.0 | Acquired | 300000.0 | Direct |
| 2020-08-20 | Class A Common Stock, par value $0.001 per share | F | 153035 | $0.96 | Disposed | 146965 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock option (right to buy) | $15.10 | 2022-04-20 | Class A Common Stock (4000) | 4000 | Direct |
| Stock option (right to buy) | $18.10 | 2024-09-02 | Class A Common Stock (8000) | 8000 | Direct |
| Stock Appreciation Right | $1.16 | 2028-09-28 | Class A Common Stock (355000) | 355000 | Direct |
Footnotes
F1: Constitutes shares delivered in payment of a tax liability incident to the receipt of the shares reported on this Form 4.
F2: Constitutes the weighted average sale price for multiple transactions reported on this line having prices per share ranging from $.92 to $1.03. The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
F3: 1,000 options vested on April 20 of each of 2013, 2014, 2015 and 2016.
F4: 2,000 options vested on September 2 of each of 2015, 2016, 2017 and 2018.
F5: One-third of the stock appreciation rights will vest on March 31 of each of 2019, 2020 and 2021.