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Cineverse Corp. — Director's Dealing 2020
Aug 21, 2020
34437_dirs_2020-08-20_2a74577f-b268-4a54-afea-1f15440cc80d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cinedigm Corp. (CIDM)
CIK: 0001173204
Period of Report: 2020-08-18
Reporting Person: LOFFREDO GARY S (COO, GC, Secy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-18 | Class A Common Stock | A | 100000.0 | $0.0 | Acquired | 219000.0 | Direct |
| 2020-08-18 | Class A Common Stock | A | 125000.0 | $0.0 | Acquired | 344000.0 | Direct |
| 2020-08-20 | Class A Common Stock, par value $0.001 per share | F | 143203 | $0.96 | Disposed | 200797 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to buy) | $14.90 | 2021-08-16 | Class A Common Stock (22500) | 22500 | Direct |
| Stock Option (Right to buy) | $30.00 | 2021-08-16 | Class A Common Stock (7500) | 7500 | Direct |
| Stock Option (Right to buy) | $15.40 | 2023-10-13 | Class A Common Stock (35000) | 35000 | Direct |
| Stock Appreciation Right | $1.47 | 2028-12-10 | Class A Common Stock (407610) | 407610 | Direct |
Footnotes
F1: Constitutes shares delivered in payment of a tax liability incident to the receipt of the shares reported on this Form 4.
F2: Constitutes the weighted average sale price for multiple transactions reported on this line having prices per share ranging from $.93 to $1.03. The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
F3: One-fourth of the options vested on August 17 of each of 2012, 2013, 2014 and 2015.
F4: The option vested in three equal annual installments commencing October 13, 2014.
F5: One-third of the stock appreciation rights will vest on December 10 of each of 2019, 2020 and 2021.