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Cineverse Corp. — Director's Dealing 2020
Nov 18, 2020
34437_dirs_2020-11-18_dbfb5d43-abd8-4afa-9769-48c28b081860.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cinedigm Corp. (CIDM)
CIK: 0001173204
Period of Report: 2020-11-17
Reporting Person: MCGURK CHRISTOPHER J (Director, CEO and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-17 | Class A Common Stock | A | 320000 | — | Acquired | 781740 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 382333 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $ | 2020-12-23 | Class A Common Stock (450000) | 450000 | Direct |
| Stock Options (Right to Buy) | $14.00 | 2023-08-22 | Class A Common Stock (150000) | 150000 | Direct |
| Stock Appreciation Right | $1.47 | 2028-06-07 | Class A Common Stock (700000) | 700000 | Direct |
Footnotes
F1: Constitutes shares issued in settlement of earned performance stock units.
F2: The reporting person is a trustee of the Christopher and Jamie McGurk Living Trust.
F3: These options are grouped in three tranches, consisting of 150,000 having an exercise price of $15.00, 250,000 having an exercise price of $30.00 and 50,000 having an exercise price of $50.00. One-third of the options in each tranche vested on December 23 of each of 2011, 2012 and 2013.
F4: One-third of the options vested on March 31of each of 2015, 2016 and 2017.
F5: One-third of the stock appreciation right will vest on March 31 of each of 2019, 2020 and 2021.