Cineverse Corp. — Director's Dealing 2020

Dec 30, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cinedigm Corp. (CIDM)
CIK: 0001173204
Period of Report: 2020-12-23

Reporting Person: LOFFREDO GARY S (Pres., COO, GC, Secy)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-23	Stock Appreciation Rights	$.64	A	1200000	Acquired	2030-12-23	Class A Common Stock (1200000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock, par value $0.001 per share	200797	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to buy)	$14.90	2021-08-16	Class A Common Stock (22500)	22500	Direct
Stock Option (Right to buy)	$30.00	2021-08-16	Class A Common Stock (7500)	7500	Direct
Stock Option (Right to buy)	$15.40	2023-10-13	Class A Common Stock (35000)	35000	Direct
Stock Appreciation Right	$1.47	2028-12-10	Class A Common Stock (407610)	407610	Direct

Footnotes

F1: One-fourth of the options vested on August 17 of each of 2012, 2013, 2014 and 2015.

F2: The option vested in three equal annual installments commencing October 13, 2014.

F3: One-third of the stock appreciation rights will vest on December 10 of each of 2019, 2020 and 2021.

F4: Of such SARs, 500,000 vest on March 31, 2022, 500,000 vest on March 31, 2023 and 200,000 vest on June 30, 2023.