AI assistant
Cineverse Corp. — Director's Dealing 2018
Jun 11, 2018
34437_dirs_2018-06-11_54ef1749-d3bb-4058-8281-c9d04fe1cdc1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cinedigm Corp. (CIDM)
CIK: 0001173204
Period of Report: 2018-06-07
Reporting Person: MCGURK CHRISTOPHER J (Director, CEO and Chairman)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-07 | Stock Appreciation Right | $1.47 | A | 700000 | Acquired | 2028-06-07 | Class A Common Stock (700000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 461740 | Direct |
| Class A Common Stock | 382333 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $ | 2020-12-23 | Class A Common Stock (450000) | 450000 | Direct |
| Stock Options (Right to Buy) | $14.00 | 2023-08-22 | Class A Common Stock (150000) | 150000 | Direct |
Footnotes
F1: The reporting person is a trustee of the Christopher and Jamie McGurk Living Trust.
F2: These options are grouped in three tranches, consisting of 150,000 having an exercise price of $15.00, 250,000 having an exercise price of $30.00 and 50,000 having an exercise price of $50.00. One-third of the options in each tranche vested on December 23 of each of 2011, 2012 and 2013.
F3: One-third of the options vested on March 31of each of 2015, 2016 and 2017.
F4: One-third of the stock appreciation right will vest on March 31 of each of 2019, 2020 and 2021.