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Cineverse Corp. — Director's Dealing 2017
Mar 29, 2017
34437_dirs_2017-03-29_28eec91e-166d-4cb6-9182-ebc4bc9884b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cinedigm Corp. (CIDM)
CIK: 0001173204
Period of Report: 2017-03-06
Reporting Person: CHEZ RONALD L (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-29 | Class A Common Stock | J | 4076 | — | Disposed | 1124535 | Direct |
| 2017-03-06 | Class A Common Stock | A | 49262 | — | Acquired | 204262 | Indirect |
| 2016-12-29 | Class A Common Stock | J | 4076 | — | Acquired | 208338 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 33374 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants (right to buy) | $18.50 | 2018-10-21 | Class A Common Stock (97500) | 97500 | Direct |
| Warrants (right to buy) | $ | 2023-07-13 | Class A Common Stock (200000) | 200000 | Direct |
Footnotes
F1: Owned by the Chez Family Foundation, of which the reporting person is Trustee.
F2: Owned by Ronald L. Chez, Inc., of which the reporting person is President, Secretary and sole shareholder.
F3: Exercise price is $1.34 as to 100,000 shares and $1.68 as to 100,000 shares.
F4: Constitutes stock portion and cash portion, requested by the Reporting Person to be paid in stock, of annual retainer for the year of board service by the Reporting Person commencing October 1, 2016. Such shares vest in quarterly amounts on December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, so long as the Reporting Person is a director on each such date.
F5: The Reporting Person transferred such shares from direct ownership to ownership by Ronald L. Chez, Inc. for no consideration. The transfer was exempt pursuant to Rule 16a-13.