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Cineverse Corp. Director's Dealing 2017

Mar 29, 2017

34437_dirs_2017-03-29_28eec91e-166d-4cb6-9182-ebc4bc9884b0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cinedigm Corp. (CIDM)
CIK: 0001173204
Period of Report: 2017-03-06

Reporting Person: CHEZ RONALD L (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-29 Class A Common Stock J 4076 Disposed 1124535 Direct
2017-03-06 Class A Common Stock A 49262 Acquired 204262 Indirect
2016-12-29 Class A Common Stock J 4076 Acquired 208338 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 33374 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrants (right to buy) $18.50 2018-10-21 Class A Common Stock (97500) 97500 Direct
Warrants (right to buy) $ 2023-07-13 Class A Common Stock (200000) 200000 Direct

Footnotes

F1: Owned by the Chez Family Foundation, of which the reporting person is Trustee.

F2: Owned by Ronald L. Chez, Inc., of which the reporting person is President, Secretary and sole shareholder.

F3: Exercise price is $1.34 as to 100,000 shares and $1.68 as to 100,000 shares.

F4: Constitutes stock portion and cash portion, requested by the Reporting Person to be paid in stock, of annual retainer for the year of board service by the Reporting Person commencing October 1, 2016. Such shares vest in quarterly amounts on December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, so long as the Reporting Person is a director on each such date.

F5: The Reporting Person transferred such shares from direct ownership to ownership by Ronald L. Chez, Inc. for no consideration. The transfer was exempt pursuant to Rule 16a-13.