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Cineverse Corp. — Director's Dealing 2017
Jul 13, 2017
34437_dirs_2017-07-13_04f9273b-bee8-4682-bb60-c0329e527d18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cinedigm Corp. (CIDM)
CIK: 0001173204
Period of Report: 2017-07-12
Reporting Person: PEAK6 Capital Management LLC (10% Owner)
Reporting Person: PEAK6 Investments, L.P. (10% Owner)
Reporting Person: PEAK6 LLC (10% Owner)
Reporting Person: Hulsizer Matthew (10% Owner)
Reporting Person: Just Jennifer (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-12 | 5.5% Convertible Senior Notes due 2035 | $12.1275 | J | Disposed | 2035-04-15 | Class A Common Stock (150649) | Direct |
Footnotes
F1: On July 12, 2017, PEAK6 Capital Management LLC exchanged $1,827,000 aggregate principal amount of the Company's 5.5% Convertible Senior Notes due 2035 for $1,462,000 principal amount of loans under the Company's Second Lien Loan Agreement dated as of July 14, 2016.
F2: PEAK6 Capital Management LLC has the potential voting and dispositive power over 1,498,495 shares of the Class A common stock upon the conversion of its interest in the Issuer's 5.5% Convertible Senior Notes due 2035. PEAK6 Capital Management is owned by PEAK6 Investments, L.P., which is primarily owned by PEAK6 LLC, which is also its general partner. Matthew Hulsizer and Jennifer Just own and control PEAK6 LLC. Each of the foregoing persons disclaims beneficial ownership of the reported securities except to the extent of such person's pecuniary interest therein.