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Cineverse Corp. Director's Dealing 2016

Oct 26, 2016

34437_dirs_2016-10-26_65c15bd6-88dc-4764-bc8e-e4ed4043a6b3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cinedigm Corp. (CIDM)
CIK: 0001173204
Period of Report: 2016-10-25

Reporting Person: CHEZ RONALD L (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-25 Class A Common Stock S 4900 Disposed 1124535 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 33374 Indirect
Class A Common Stock 155000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrants (right to buy) $18.50 2018-10-21 Class A Common Stock (97500) 97500 Direct
Warrants (right to buy) $ 2023-07-13 Class A Common Stock (200000) 200000 Direct

Footnotes

F1: Owned by the Chez Family Foundation, of which the reporting person is Trustee.

F2: Owned by Ronald L. Chez, Inc., of which the reporting person is President, Secretary and sole shareholder.

F3: Exercise price is $1.34 as to 100,000 shares and $1.68 as to 100,000 shares.

F4: The reporting person sold $50,000 principal amount of notes and the shares reported herein for an aggregate price of $50,000.

F5: This number reflects a corrected balance reflecting an increase of 98,000 shares, due to adminstrative error.