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Cineverse Corp. — Director's Dealing 2016
Dec 28, 2016
34437_dirs_2016-12-28_e3635bd6-59ab-49ff-af49-d39f2ffa2e65.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cinedigm Corp. (CIDM)
CIK: 0001173204
Period of Report: 2016-12-23
Reporting Person: SAGEVIEW CAPITAL MASTER, L.P. (10% Owner)
Reporting Person: Sageview Capital Partners (A), LP (10% Owner)
Reporting Person: Sageview Capital Partners (B), LP (10% Owner)
Reporting Person: Sageview Partners (C) (Master), LP (10% Owner)
Reporting Person: Sageview Capital GenPar, Ltd. (10% Owner)
Reporting Person: Sageview Capital GenPar, LP (10% Owner)
Reporting Person: Sageview Capital MGP, LLC (10% Owner)
Reporting Person: GILHULY EDWARD A (10% Owner)
Reporting Person: STUART SCOTT M (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-23 | Warrants to purchase shares of Class A Common Stock | $12.36 | S | 1773462 | Disposed | 2019-08-11 | Class A Common Stock (1773462) | Indirect |
Footnotes
F1: Information in Table II reflects anti-dilution and other adjustments made to the Warrants in accordance with their terms since the time they were first issued.
F2: On December 23, 2016 Sageview Master terminated the Warrants in exchange for a payment of $5,000 in cash from the Issuer.
F3: This Form 4 is filed on behalf of Sageview Capital Master, L.P. ("Sageview Master"), Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B"), Sageview Capital Partners (C) (Master), L.P. ("Sageview C"), Sageview Capital GenPar, Ltd. ("Sageview Ltd"), Sageview Capital GenPar, L.P. ("Sageview GenPar"), Sageview Capital MGP, LLC ("Sageview MGP"), Mr. Edward A. Gilhuly and Mr. Scott M. Stuart. Sageview A, Sageview B and Sageview C are collectively the holders of 100% of the limited partnership interests in Sageview Master. Sageview Ltd is the sole general partner of each of Sageview A, Sageview B and Sageview C. Sageview GenPar is the sole owner of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Messrs. Gilhuly and Stuart are managing and controlling persons of Sageview MGP.
F4: Each of Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart may be deemed to be the indirect beneficial owners of any securities beneficially owned or deemed to be beneficially owned by Sageview Master. However, each of Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.