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Cineverse Corp. — Director's Dealing 2016
Dec 29, 2016
34437_dirs_2016-12-29_c1ba865e-b1ea-4621-8e97-f13b8b083168.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cinedigm Corp. (CIDM)
CIK: 0001173204
Period of Report: 2016-12-27
Reporting Person: Rhine Zvi Michael (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-27 | Class A Common Stock | P | 15844 | $1.40 | Acquired | 122844 | Indirect |
| 2016-12-28 | Class A Common Stock | P | 7156 | $1.40 | Acquired | 130000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 68119 | Direct |
| Class A Common Stock | 7400 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants (right to buy) | $18.50 | 2018-10-21 | Class A Common Stock (2625) | 2625 | Direct |
| Warrants (right to buy) | $18.50 | 2018-10-21 | Class A Common Stock (5250) | 5250 | Indirect |
Footnotes
F1: Owned by Sabra Investments, LP (the "Fund").
F2: Owned by Sabra Capital Partners, LLC (the "General Partner").
F3: The General Partner, as the general partner of the Fund, may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund in this statement. As the principal of the Fund and the Genera Partner, the Reporting Person may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund and the General Partner in this statement. Each of the General Partner and the Reporting Person expressly discloaims siuch beneficial ownership except to the extent of any pecuniary interest therein.
F4: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $1.40 to $1.42. The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
F5: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $1.40 to $1.41 The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.