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Cineverse Corp. — Director's Dealing 2015
May 11, 2015
34437_dirs_2015-05-11_0776772e-2e27-4a41-b83e-b59385f70335.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Cinedigm Corp. (CIDM)
CIK: 0001173204
Period of Report: 2015-04-29
Reporting Person: PEAK6 Capital Management LLC (10% Owner)
Reporting Person: PEAK6 Investments, L.P. (10% Owner)
Reporting Person: ALEPH6 LLC (10% Owner)
Reporting Person: Hulsizer Matthew (10% Owner)
Reporting Person: Just Jennifer (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| 5.5% Convertible Senior Notes due 2035 | $1.21 | 2035-04-15 | Class A Common Stock (16491446) | Direct |
Footnotes
F1: PEAK6 Capital Management LLC has the potential voting and dispositive power over 16,491,446 shares of the Class A common stock upon the conversion of its interest in the Issuer's 5.5% Convertible Senior Notes due 2035 (the "Notes"). Section 13.03 of the Note Indenture filed by the Company in its 8-K filing on April 29, 2015 limits the common stock ownership upon conversion to less than 5% as defined in Treasury Regulation Section 1.382-2T(g)(1). PEAK6 Capital Management is owned by PEAK6 Investments, L.P., which is primarily owned by ALEPH6 LLC. Matthew Hulsizer and Jennifer Just own and control ALEPH6 LLC.