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Cineverse Corp. — Director's Dealing 2014
Jan 31, 2014
34437_dirs_2014-01-31_fb332a34-1513-4e21-93a1-be25c65808e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cinedigm Corp. (CIDM)
CIK: 0001173204
Period of Report: 2014-01-29
Reporting Person: FINLAY MATTHEW W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-29 | Class A Common Stock | J | 43256 | — | Acquired | 51670 | Direct |
| 2014-01-29 | Class A Common Stock | J | 398782 | — | Disposed | 1814779 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Employee Stock Option (Right to buy) | $5.00 | 2014-03-17 | Class A Common Stock (5000) | 5000 | Direct |
| Non-Employee Stock Option (Right to buy) | $5.00 | 2014-07-01 | Class A Common Stock (5000) | 5000 | Direct |
| Non-Employee Stock Option (Right to buy) | $6.40 | 2015-06-09 | Class A Common Stock (10000) | 10000 | Direct |
| Non-Employee Stock Option (Right to buy) | $12.93 | 2016-03-31 | Class A Common Stock (10000) | 10000 | Direct |
| Non-Employee Stock Option (Right to buy) | $7.55 | 2017-06-25 | Class A Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Shares are held by MidMark Investors, L.P. ("MidMark"), of which the Reporting Person is a director. The Reporting Person disclaims beneficial ownership of all of these shares, except to the extent of his pecuniary interest therein.
F2: Of such options, one-third vested on March 17, 2005 and the remaining two-thirds vested on March 8, 2006.
F3: The option vested in three equal annual installments commencing June 25, 2008.
F4: On January 29, 2014, MidMark distributed an aggregate of 398,782 shares, including 43,256 to the Reporting Person.