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Cineverse Corp. — Director's Dealing 2014
Jul 14, 2014
34437_dirs_2014-07-14_ce838981-c83e-4278-9e0a-1ef72935711a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cinedigm Corp. (CIDM)
CIK: 0001173204
Period of Report: 2014-07-10
Reporting Person: CLEVENGER WAYNE L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-10 | Class A Common Stock | A | 39682 | — | Acquired | 1854461 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 73256 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Employee Stock Option (Right to Buy) | $6.40 | 2015-06-09 | Class A Common Stock (10000) | 10000 | Direct |
| Non-Employee Stock Option (Right to Buy) | $12.93 | 2016-03-31 | Class A Common Stock (10000) | 10000 | Direct |
| Non-Employee Stock Option (Right to Buy) | $7.55 | 2017-06-25 | Class A Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Shares are held by MidMark Investors, L.P. ("MidMark"), of which the Reporting Person is a managing director. The general partner of MidMark is MidMark Advisors II, LLC, of which the Reporting Person is a managing member. The Reporting Person disclaims beneficial ownership of all of these shares, except to the extent of his pecuniary interest therein.
F2: The option vested in three equal annual installments commencing June 25, 2008.
F3: Includes 39,682 shares of Class A Common Stock issued on July 10, 2014 as part of the annual retainer for board service by the reporting person and another director who is affiliated with MidMark for the fiscal year ended March 31, 2014. Such shares vested on the date of issuance.