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Cineverse Corp. — Director's Dealing 2012
Jul 9, 2012
34437_dirs_2012-07-09_7d39659f-c785-45b9-ad34-d7f99b479284.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cinedigm Digital Cinema Corp. (CIDM)
CIK: 0001173204
Period of Report: 2012-07-03
Reporting Person: FINLAY MATTHEW W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-03 | Class A Common Stock | A | 33333 | — | Acquired | 1971660 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 8414 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Employee Stock Option (Right to buy) | $5.00 | 2014-03-17 | Class A Common Stock (5000) | 5000 | Direct |
| Non-Employee Stock Option (Right to buy) | $5.00 | 2014-07-01 | Class A Common Stock (5000) | 5000 | Direct |
| Non-Employee Stock Option (Right to buy) | $6.40 | 2015-06-09 | Class A Common Stock (10000) | 10000 | Direct |
| Non-Employee Stock Option (Right to buy) | $12.93 | 2016-03-31 | Class A Common Stock (10000) | 10000 | Direct |
| Non-Employee Stock Option (Right to buy) | $7.55 | 2017-06-25 | Class A Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Shares are held by MidMark Investors, L.P. ("MidMark"), of which the Reporting Person is a director. The Reporting Person disclaims beneficial ownership of all of these shares, except to the extent of his pecuniary interest therein.
F2: Of such options, one-third vested on March 17, 2005 and the remaining two-thirds vested on March 8, 2006.
F3: The option vested in three equal annual installments commencing June 25, 2008.
F4: Includes 33,333 shares of Class A Common Stock issued on July 3, 2012 as part of the annual retainer for board service by Mr. Finlay for the fiscal year ended March 31, 2012. Such shares vested on the date of issuance.