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Cineverse Corp. — Director's Dealing 2012
Nov 30, 2012
34437_dirs_2012-11-30_2f737cde-ae45-4dd2-9390-9f317e1e729b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cinedigm Digital Cinema Corp. (CIDM)
CIK: 0001173204
Period of Report: 2012-11-28
Reporting Person: Mizel Adam (Director, COO and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-28 | Class A Common Stock | J | 213187 | — | Acquired | 507987 | Direct |
| 2012-11-28 | Class A Common Stock | P | 37721 | $1.58 | Acquired | 545708 | Direct |
| 2012-11-28 | Class A Common Stock | J | 1280340 | — | Disposed | 37721 | Indirect |
| 2012-11-28 | Class A Common Stock | S | 37721 | $1.58 | Disposed | 0 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $1.37 | 2015-08-11 | Class A Common Stock (450000) | 450000 | Direct |
| Stock Option (right to buy) | $1.49 | 2021-08-16 | Class A Common Stock (375000) | 375000 | Direct |
| Stock Option (right to buy) | $3.00 | 2021-08-16 | Class A Common Stock (125000) | 125000 | Direct |
Footnotes
F1: Securities are held by Aquifer Opportunity Fund, L.P. ("Aquifer Fund"), of which Aquifer GP, LP is a general partner. The Reporting Person is the managing member of the general partner and disclaims beneficial ownership of such securities.
F2: On November 28, 2012, Aquifer Fund (a) distributed to its partners an aggregate of 1,280,340 shares, including 213,187 to the Reporting Person, and (b) sold 37,721 shares to the Reporting Person.
F3: One-fourth of the options vest on August 17 of each of 2012, 2013, 2014 and 2015.