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Cineverse Corp. — Director's Dealing 2011
Aug 22, 2011
34437_dirs_2011-08-22_be02fe87-7e6e-4f11-ad97-250d9a285648.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cinedigm Digital Cinema Corp. (CIDM)
CIK: 0001173204
Period of Report: 2011-08-18
Reporting Person: DAVIDOFF ROBERT (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-18 | Class A Common Stock | A | 33558 | — | Acquired | 118677 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 338496 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Employee Stock Option (Right to buy) | $5.00 | 2013-02-14 | Class A Common Stock (2000) | 2000 | Direct |
| Non-Employee Stock Option (Right to buy) | $5.00 | 2014-03-17 | Class A Common Stock (5000) | 5000 | Direct |
| Non-Employee Stock Option (Right to buy) | $6.40 | 2015-06-09 | Class A Common Stock (10000) | 10000 | Direct |
| Non-Employee Stock Option (Right to buy) | $12.93 | 2016-03-31 | Class A Common Stock (10000) | 10000 | Direct |
| Non-Employee Stock Option (Right to buy) | $7.55 | 2017-06-25 | Class A Common Stock (10000) | 10000 | Direct |
| Restricted Stock Units | $ | Class A Common Stock (11667) | 11667 | Direct |
Footnotes
F1: Represents shares owned by CMNY Capital II, L.P. ("CMNY"). The Reporting Person is a Managing Director of Carl Marks & Co., Inc., the General Partner of CMNY.
F2: The option vested in three equal annual installments commencing February 14, 2004.
F3: Of such options, one-third vested on March 17, 2005 and the remaining vested on March 8, 2006.
F4: The option vested in three equal annual installments commencing June 25, 2008.
F5: Each restricted stock unit (an "RSU") represents a contingent right to receive one share of Class A Common Stock; however, the Issuer has the discretion to settle in Class A Common Stock or cash or a combination thereof.
F6: The RSUs vest in three equal annual installments commencing April 23, 2010.
F7: Includes 33,558 shares of Class A Common Stock issued on August 18, 2011 as part of the annual retainer for board service for the fiscal year ended March 31, 2011. Such shares vested on the date of issuance.