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CINCINNATI FINANCIAL CORP — Director's Dealing 2014
Mar 5, 2014
30222_dirs_2014-03-05_953619c2-5a0d-45e4-b7d3-f8a459cd38aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CINCINNATI FINANCIAL CORP (CINF)
CIK: 0000020286
Period of Report: 2014-03-03
Reporting Person: Hollenbeck Martin F (Sr.VP,Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-03 | Common Stock | M | 4139 | — | Acquired | 32403 | Direct |
| 2014-03-03 | Common Stock | F | 1340 | $46.49 | Disposed | 31063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-03 | Restricted Stock Units | $0 | M | 4139 | Disposed | Common Stock (4139) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1326 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0 | Common Stock (4253) | 4253 | Direct |
Footnotes
F1: The reported stock was acquired under the company's 401(k) plan. The reporting person may transfer the value of his shares into an alternative investment selection within the plan.
F2: The restricted stock units became payable on March 3, 2014. The performance goals were met at the maximum level.
F3: The reported phantom stock shares were acquired under the company's Top Hat Savings Plan, an "Excess Benefits Plan" within the meaning of Rule 16b-3(b)(2), and are to be settled upon the reporting person's retirement or other termination of service. The reporting person may transfer the value of his phantom stock shares into an alternative investment selection within the plan.