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CIMG Inc. — Director's Dealing 2020
Dec 29, 2020
34623_dirs_2020-12-28_a95db83f-f4f3-4ef7-ac30-ada42c0c8bb9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NuZee, Inc. (NUZE)
CIK: 0001527613
Period of Report: 2020-06-19
Reporting Person: Kothari Shanoop (Director, See Remarks)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-19 | Stock Option (Right to buy) | $19.50 | A | 133333 | Acquired | 2029-04-01 | Common Stock (133333) | Direct |
Footnotes
F1: On April 1, 2019, the reporting person was granted options to purchase 200,000 shares of the Issuer's common stock, as adjusted for the Issuer's l-for-3 reverse stock split, which became effective on November 12, 2019. The options vest, subject to the reporting person's continued employment, based on the Issuer's satisfaction of certain performance criteria. 133,333 options were to vest upon the Issuer's listing on any tier of the Nasdaq Stock Market on or before December 31, 2020. The Issuer's common stock began trading on the Nasdaq Capital Market on June 19, 2020, resulting in vesting of the options as to 133,333 shares.