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CIENA CORP Director's Dealing 2021

Feb 19, 2021

30288_dirs_2021-02-19_7aa42773-5aec-42dd-b099-b1f9337cd779.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CIENA CORP (CIEN)
CIK: 0000936395
Period of Report: 2021-02-17

Reporting Person: SMITH GARY B (Director, President, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-17 Common Stock S 2500 $55.0935 Disposed 465202 Direct
2021-02-18 Common Stock S 2500 $54.4125 Disposed 462702 Direct

Footnotes

F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2: Reflects the weighted average sales price with transactions in a range of sales from $54.48 to $55.60. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

F4: Reflects the weighted average sales price with transactions in a range of sales from $54.10 to $54.99. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.