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CIENA CORP Director's Dealing 2021

Mar 9, 2021

30288_dirs_2021-03-09_4e73a03e-f5a4-49e8-868f-1dbd30a486fa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CIENA CORP (CIEN)
CIK: 0000936395
Period of Report: 2021-03-05

Reporting Person: SMITH GARY B (Director, President, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-05 Common Stock S 3125 $49.2215 Disposed 459577 Direct
2021-03-08 Common Stock S 3125 $49.5544 Disposed 456452 Direct

Footnotes

F1: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.

F2: Reflects the weighted average sales price with transactions in a range of sales from $48.21 to $50.20. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

F4: Reflects the weighted average sales price with transactions in a range of sales from $49.13 to $50.23. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.