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CIENA CORP — Director's Dealing 2021
Mar 23, 2021
30288_dirs_2021-03-23_1e83b33d-9a12-4487-ab2f-9afdaa66fc49.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CIENA CORP (CIEN)
CIK: 0000936395
Period of Report: 2021-03-20
Reporting Person: Phipps Jason (SVP Global Sales and Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-20 | Common Stock | F | 226 | $55.42 | Disposed | 88647 | Direct |
| 2021-03-20 | Common Stock | F | 450 | $55.42 | Disposed | 88197 | Direct |
| 2021-03-20 | Common Stock | F | 409 | $55.42 | Disposed | 87788 | Direct |
| 2021-03-20 | Common Stock | F | 453 | $55.42 | Disposed | 87335 | Direct |
| 2021-03-20 | Common Stock | F | 373 | $55.42 | Disposed | 86962 | Direct |
Footnotes
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/1/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 3/3/2017.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.
F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.
F6: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.