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CIENA CORP — Director's Dealing 2021
Apr 5, 2021
30288_dirs_2021-04-05_ed171a2f-1e3b-4bf2-a7f6-ee1168fec4ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CIENA CORP (CIEN)
CIK: 0000936395
Period of Report: 2021-04-01
Reporting Person: NETTLES PATRICK H (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-01 | Common Stock | A | 4116 | $0.0 | Acquired | 254817 | Direct |
| 2021-04-02 | Common Stock | D | 1475 | $56.6 | Disposed | 253342 | Direct |
Footnotes
F1: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 4/2/2020. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 4/03/2020.
F4: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).