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CIENA CORP — Director's Dealing 2021
Sep 22, 2021
30288_dirs_2021-09-22_491833b8-b358-4132-a796-7fe9f3696a62.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CIENA CORP (CIEN)
CIK: 0000936395
Period of Report: 2021-09-20
Reporting Person: HAMILTON RICK (SVP, Software and Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-20 | Common Stock | F | 376 | $51.68 | Disposed | 64571 | Direct |
| 2021-09-20 | Common Stock | F | 389 | $51.68 | Disposed | 64182 | Direct |
| 2021-09-20 | Common Stock | F | 359 | $51.68 | Disposed | 63823 | Direct |
| 2021-09-20 | Common Stock | F | 513 | $51.68 | Disposed | 63310 | Direct |
Footnotes
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.
F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.