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CIENA CORP — Director's Dealing 2021
Dec 22, 2021
30288_dirs_2021-12-22_5c9f4669-d97a-4ff4-a975-970c3022e230.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CIENA CORP (CIEN)
CIK: 0000936395
Period of Report: 2021-12-20
Reporting Person: McFeely Scott (SVP, Networking Platforms)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-20 | Common Stock | F | 487 | $74.48 | Disposed | 155656 | Direct |
| 2021-12-20 | Common Stock | F | 1508 | $74.48 | Disposed | 154148 | Direct |
| 2021-12-20 | Common Stock | F | 2337 | $74.48 | Disposed | 151811 | Direct |
| 2021-12-20 | Common Stock | F | 706 | $74.48 | Disposed | 151105 | Direct |
| 2021-12-20 | Common Stock | F | 592 | $74.48 | Disposed | 150513 | Direct |
| 2021-12-20 | Common Stock | F | 866 | $74.48 | Disposed | 149647 | Direct |
| 2021-12-20 | Common Stock | F | 535 | $74.48 | Disposed | 149112 | Direct |
| 2021-12-20 | Common Stock | F | 6842 | $74.48 | Disposed | 142270 | Direct |
| 2021-12-20 | Common Stock | F | 1732 | $74.48 | Disposed | 140538 | Direct |
Footnotes
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/14/2017.
F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.
F6: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020.
F7: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.
F8: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/18/2018. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.