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CIENA CORP Director's Dealing 2021

Dec 22, 2021

30288_dirs_2021-12-22_5c9f4669-d97a-4ff4-a975-970c3022e230.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CIENA CORP (CIEN)
CIK: 0000936395
Period of Report: 2021-12-20

Reporting Person: McFeely Scott (SVP, Networking Platforms)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-20 Common Stock F 487 $74.48 Disposed 155656 Direct
2021-12-20 Common Stock F 1508 $74.48 Disposed 154148 Direct
2021-12-20 Common Stock F 2337 $74.48 Disposed 151811 Direct
2021-12-20 Common Stock F 706 $74.48 Disposed 151105 Direct
2021-12-20 Common Stock F 592 $74.48 Disposed 150513 Direct
2021-12-20 Common Stock F 866 $74.48 Disposed 149647 Direct
2021-12-20 Common Stock F 535 $74.48 Disposed 149112 Direct
2021-12-20 Common Stock F 6842 $74.48 Disposed 142270 Direct
2021-12-20 Common Stock F 1732 $74.48 Disposed 140538 Direct

Footnotes

F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.

F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.

F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/14/2017.

F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.

F6: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020.

F7: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.

F8: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/18/2018. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.