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Cibus, Inc. — Director's Dealing 2023
Jun 3, 2023
34396_dirs_2023-06-02_c3fee375-64a2-4b4d-b347-b1c4b744fe46.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cibus, Inc. (CLXT)
CIK: 0001705843
Period of Report: 2023-03-01
Reporting Person: Frimerman Debra H (General Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-31 | Common Stock | A | 5533 | — | Acquired | 18772 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-01 | Stock Option (Right-to-Buy) | $4.55 | D | 80000 | Disposed | 2030-08-04 | Common Stock (80000) | Direct |
| 2023-03-01 | Stock Option (Right-to-Buy) | $4.55 | A | 80000 | Acquired | 2030-08-04 | Common Stock (80000) | Direct |
| 2023-03-01 | Stock Option (Right-to-Buy) | $8.05 | D | 27000 | Disposed | 2031-03-12 | Common Stock (27000) | Direct |
| 2023-03-01 | Stock Option (Right-to-Buy) | $8.05 | A | 27000 | Acquired | 2031-03-12 | Common Stock (27000) | Direct |
| 2023-03-01 | Stock Option (Right-to-Buy) | $1.27 | D | 250000 | Disposed | 2032-03-24 | Common Stock (250000) | Direct |
| 2023-03-01 | Stock Option (Right-to-Buy) | $1.27 | A | 250000 | Acquired | 2032-03-24 | Common Stock (250000) | Direct |
Footnotes
F1: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023.
F2: The reported transactions reflect a March 1, 2023 material modification of an outstanding stock option with a 90-day post-separation exercise period to extend the exercise period from 90 days to five years from the date of grant. Calyxt, Inc. effected a one-for-ten reverse stock split of its common stock effective on April 24, 2023 and a one-for-five reverse stock split effective on May 31, 2023. Amounts reported above are pre-split.