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Cibus, Inc. — Director's Dealing 2021
Jul 28, 2021
34396_dirs_2021-07-28_a9552709-dcc2-4871-bb77-206fc070ede5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Calyxt, Inc. (CLXT)
CIK: 0001705843
Period of Report: 2021-07-27
Reporting Person: Carr Michael A. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-27 | Common Stock | A | 50000 | $3.65 | Acquired | 50000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-27 | Stock Option (Right-to-Buy) | $3.65 | A | 200000 | Acquired | 2031-07-27 | Common Stock (200000) | Direct |
| 2021-07-27 | Performance Stock Units | $ | A | 600000 | Acquired | 2024-07-27 | Common Stock (600000) | Direct |
Footnotes
F1: The Restricted Stock Units vest as to one-third (1/3) on each of the first three anniversaries of the date of the grant.
F2: The Option vests as to one-third (1/3) on each of the first three anniversaries of the date of the grant.
F3: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of Calyxt common stock. The PSUs vest upon Calyxt's common stock achieving specified prices per share for all of the trading days in any 30 consecutive calendar day period within a three year performance period.