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Cibus, Inc. Director's Dealing 2019

Feb 4, 2019

34396_dirs_2019-02-04_f6cc6672-cbd3-431e-9edf-207daaca5370.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Calyxt, Inc. (CLXT)
CIK: 0001705843
Period of Report: 2019-01-31

Reporting Person: Voytas Daniel F (Chief Science Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-31 Common Stock M 4083 $3.7143 Acquired 97065 Direct
2019-01-31 Common Stock S 4083 $13.00 Disposed 92982 Direct
2019-02-01 Common Stock M 4087 $3.7143 Acquired 97069 Direct
2019-02-01 Common Stock S 4087 $13.00 Disposed 92982 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-01-31 Stock Option (Right to Buy) $3.7143 M 4083 Disposed 2024-12-03 Common Stock (4083) Direct
2019-02-01 Stock Option (Right to Buy) $3.7143 M 4087 Disposed 2024-12-03 Common Stock (4087) Direct

Footnotes

F1: Includes 85,443 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017 and remain unvested; 15,078 shares will vest on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F3: The stock option to purchase shares of Calyxt, Inc. common stock ("Stock Option") was granted on December 3, 2014 and vested 20% on January 3, 2015 and 20% on April 10, 2015, with the remainder vested quarterly in equal installments thereafter, 15% of which vested immediately on July 25, 2017 when Calyxt, Inc. underwent its initial public offering.