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Cibus, Inc. — Director's Dealing 2017
Jul 28, 2017
34396_dirs_2017-07-27_f6a0d7e8-e898-415e-beca-7f58574dfb28.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Calyxt, Inc. (CLXT)
CIK: 0001705843
Period of Report: 2017-06-14
Reporting Person: Dumont Philippe (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-14 | Restricted Stock Unit | A | 19600 | — | Acquired | 19600 | Direct |
| 2017-07-25 | Common Stock | P | 400 | $8 | Acquired | 20000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-14 | Stock Option (Right to buy) | $13.29 | A | 29400 | Acquired | 2027-06-14 | Common Stock (29400) | Direct |
Footnotes
F1: Restricted stock units with respect to Calyxt, Inc. (the "Company") common stock vest 15% on the first anniversary of the grant date and 15% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.
F2: Represents purchase of shares in the Company's directed share program in connection with the Company's initial public offering.
F3: The stock option to purchase Company common stock vests 15% on the first anniversary of the grant date and 15% on the second anniversary of the grant date, with the remainder vesting quarterly in equal installments over the following 42 months.