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CHYY Development Group Limited — Capital/Financing Update 2017
Jun 23, 2017
51284_rns_2017-06-23_2215ec02-2d22-4d33-92ef-6e57fceb458c.pdf
Capital/Financing Update
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Excess Application Form No.
Hong Kong Branch Share Registrar and Transfer Office:
Computershare Hong Kong Investors Services Limited Shops 1712–1716 17th Floor Hopewell Centre 183 Queen’s Road East Wanchai Hong Kong
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(incorporated in the Cayman Islands with limited liability) (Stock Code: 8128)
RIGHTS ISSUE OF 1,150,550,046 RIGHTS SHARES ON THE BASIS OF TWO RIGHTS SHARES FOR EVERY FIVE EXISTING SHARES HELD ON THE RECORD DATE AT THE RIGHTS ISSUE PRICE OF HK$0.10 PER RIGHTS SHARE PAYABLE IN FULL ON ACCEPTANCE BY NO LATER THAN 4:00 P.M. ON MONDAY, 10 JULY 2017
EXCESS APPLICATION FORM
Registered Office: P.O. Box 31119 Grand Pavilion Hibiscus Way 802 West Bay Road Grand Cayman KY1-1205 Cayman Islands
Head Office and Principal Place of Business: Unit 3709-10 37/F, the Center 99 Queen’s Road Central Central Hong Kong
Name(s) and address of Qualifying Shareholder(s)
26 June 2017
Application can only be made by the Qualifying Shareholder(s) named here.
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Total number of Excess Rights Share(s) Applied
Box A
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Total subscription monies paid for the Excess Rights
Shares in HK$
Box B
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To: The Directors,
China Ground Source Energy Industry Group Limited
Dear Sirs,
I/We, being the registered holder(s) named above of the Shares, hereby irrevocably apply for excess Rights Share(s) (write the number of shares in Box A) at the Rights Issue Price of HK$0.10 per Rights Share under the Rights Issue in respect of which I/we enclose a separate remittance by cheque or cashier’s order in favour of “ China Ground Source Energy Industry Group Limited — EAF ” and crossed “ Account Payee Only ” issued for HK$ (write the full amount in Box B) being payment in full on application for the aforementioned number of excess Rights Shares. I/We hereby request you to allot such excess Rights Shares applied for, or any lesser number, to me/us and to send by ordinary post at my/our risk to the address shown above my/our share certificate(s) for the number of additional Rights Shares as may be allotted to me/us in respect of this application and/or a cheque for any application money refundable to me/us. I/We understand that allotment in respect of this application shall be made by the Directors at their discretion on a fair and equitable basis according to the principle that any excess Rights Shares will be allocated to Qualifying Shareholders who apply for them on a pro rata basis by reference to the number of excess Rights Shares applied for, but no reference will be made to the number of Rights Shares applied for under a PAL or the existing number of Shares held by Qualifying Shareholders. If the aggregate number of Rights Shares not taken up by the Qualifying Shareholders under PAL is greater than the aggregate number of excess Rights Shares applied for through EAF, the Directors will allocate in full to each Qualifying Shareholder the number of excess Rights Shares applied for under the EAF. No preference will be given to topping up odd lots to whole board lots.
I/We, hereby undertake to accept such number of excess Rights Shares as may be allotted to me/us as aforesaid upon the terms set out in the Prospectus and subject to the articles of association of the Company. In respect of any excess Rights Shares allotted to me/us, I/we authorise you to place my/our name(s) on the register of members of the Company as holder(s) of such Rights Shares.
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- Signature(s) of applicant(s) (all joint applicants must sign) Name of bank on which cheque/cashier’s order is drawn: Cheque/cashier’s order number: Date: 2017 Contact Tel No:
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CCS1704
INNH
EAF - 1
額外申請表格編號
香港股份過戶登記分處:
香港中央證券登記有限公司 香港 灣仔 皇后大道東183號 合和中心 17樓 1712–1716號舖
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(於開曼群島註冊成立的有限公司) (股份代號:8128)
按於記錄日期每持有五股現有股份獲發二股供股股份之基準 按供股價每股供股股份0.10港元以供股方式發行1,150,550,046股供股股份 股款須不遲於二零一七年七月十日(星期一)下午四時正接納時繳足
註冊辦事處:
P.O. Box 31119 Grand Pavilion Hibiscus Way 802 West Bay Road Grand Cayman KY1-1205 Cayman Islands
總辦事處及
額外申請表格
主要營業地點: 香港中環 皇后大道中99號 中環中心 37樓3709-10室 二零一七年六月二十六日
合資格股東之姓名╱名稱及地址
只供本欄所指定之合資格股東作出申請。
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所申請額外供股股份之總數目
甲欄
額外供股股份之應繳款總額(港元)
乙欄
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致: 中國地能產業集團有限公司
列位董事
敬啟者:
本人╱ 吾等為上文列名之股份登記持有人, 現不可撤回地根據供股以每股供股股份0.10港元之供股價申請認購(填寫股份數目於甲欄)股額外供股股份,並隨附另行繳付 款項為(填寫總金額於乙欄)港元之支票或銀行本票,註明抬頭人為「 China Ground Source Energy Industry Group Limited — EAF 」及以「 只准入抬頭人賬戶 」 方式劃線開出,作為申請認購上述數目額外供股股份須全數支付之股款。本人╱吾等謹要求 閣下配發予本人╱吾等所申請(或任何較少數目)之額外供股股份,並按上 列地址將本人╱吾等就本認購申請所獲配發之額外供股股份數目之股票及╱或任何有關應退還予本人╱吾等之申請款項之退款支票以平郵投遞方式寄予本人╱吾等,郵誤 風險概由本人╱吾等自行承擔。本人╱吾等明白,董事將以公平公正基準酌情分配此項申請之額外供股股份,所按原則為,任何額外供股股份將參考所申請額外供股股份 數目按比例分配予申請之合資格股東,惟將不會參考以暫定配額通知書申請之供股股份之數目或合資格股東所持有之現有股份數目。倘未獲合資格股東根據暫定配額通知 書接納之供股股份總數多於透過額外申請表格申請之額外供股股份總數,則董事將向每名合資格股東悉數分配額外申請表格項下所申請之額外供股股份數目。將不足一手 股份之零碎股權湊足為一手完整買賣單位之申請將不獲優先處理。
本人╱吾等承諾接納按供股章程所載條款及在 貴公司之組織章程細則規限下可能配發予本人╱吾等之上述額外供股股份之數目。就配發予本人╱吾等之任何額外供股股 份而言,本人╱吾等授權 閣下將本人╱吾等之姓名列入 貴公司股東名冊作為該等供股股份之持有人。
申請人簽署(所有聯名申請人均須簽署)
支票╱銀行本票的付款銀行名稱:
支票╱銀行本票號碼:
日期:二零一七年 月 日
聯絡電話號碼:
CCS1705
INNH
EAF - 2
IMPORTANT
Reference is made to the prospectus issued by China Ground Source Energy Industry Group Limited (the “ Company ”) dated Monday, 26 June 2017 in relation to the Rights Issue (the “ Prospectus ”). Terms defined in the Prospectus shall have the same meanings when used herein unless the context otherwise requires.
THIS EXCESS APPLICATION FORM (“EAF”) IS VALUABLE BUT IS NOT TRANSFERABLE AND IS ONLY FOR THE USE BY THE QUALIFYING SHAREHOLDER(S) NAMED BELOW WHO WISH(ES) TO APPLY FOR THE EXCESS RIGHTS SHARES IN ADDITION TO THOSE RIGHTS SHARES PROVISIONALLY ALLOTTED TO HIM/HER/IT/THEM. THIS EAF REQUIRES YOUR IMMEDIATE ATTENTION. THE OFFER CONTAINED IN THIS DOCUMENT AND THE ACCOMPANYING PAL EXPIRES AT 4:00 P.M. ON MONDAY, 10 JULY 2017.
IF YOU ARE IN ANY DOUBT AS TO ANY ASPECT OF THIS EAF OR AS TO THE ACTION TO BE TAKEN, YOU SHOULD CONSULT YOUR STOCKBROKER, OTHER LICENSED SECURITIES DEALER, BANK MANAGER, SOLICITOR, PROFESSIONAL ACCOUNTANT OR OTHER PROFESSIONAL ADVISER.
A copy of this EAF, together with the other Prospectus Documents, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance. The Registrar of Companies in Hong Kong, the Stock Exchange and the SFC take no responsibility for the contents of any of these documents.
Dealings in the Shares and the Rights Shares in their nil-paid form and fully-paid form may be settled through CCASS operated by HKSCC and you should consult your stockbroker or other licensed securities dealer, bank manager, solicitor, professional accountant or other professional adviser for details of those settlement arrangements and how such arrangements may affect your rights and interests.
Subject to the granting of the listing of, and permission to deal in, the Rights Shares in their nil-paid and fully-paid forms on the Stock Exchange as well as compliance with the stock admission requirements of HKSCC, the Rights Shares in their nil-paid and fully-paid forms will be accepted as eligible securities by HKSCC for deposit, clearance and settlement in CCASS with effect from the respective commencement dates of dealings in the Rights Shares in their nil-paid and fully-paid forms or such other dates as determined by HKSCC. Settlement of transactions between participants of the Stock Exchange on any trading day is required to take place in CCASS on the second trading day thereafter. All activities under CCASS are subject to the General Rules of CCASS and CCASS Operational Procedures in effect from time to time.
Hong Kong Exchanges and Clearing Limited, the Stock Exchange and HKSCC take no responsibility for the contents of this EAF, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this EAF. The Underwriting Agreement contains provisions granting the Underwriters a right to terminate its obligations on the occurrence of certain events, which are set out in the section headed “Termination of the Underwriting Agreement” in the Prospectus. If the Underwriting Agreement does not become unconditional or is terminated in accordance with its terms, the Rights Issue will not proceed. Please refer to the section headed “Letter from the Board – Underwriting Arrangement” in the Prospectus for further details of the conditions of the Rights Issue.
EAF - 3
重要提示
茲提述中國地能產業集團有限公司(「 本公司 」)於二零一七年六月二十六日(星期一)就供股刊 發之供股章程(「 供股章程 」)。除非文義另有所指,否則供股章程所界定之詞彙與本表格所採 用者具有相同涵義。
本額外申請表格(「額外申請表格」)具有價值,但不可轉讓,並僅供以下擬申請認購除暫定 配發之供股股份以外之額外供股股份之合資格股東使用。本額外申請表格應即時處理。本文 件及隨附之暫定配額通知書所載之供股要約將於二零一七年七月十日(星期一)下午四時正截 止。
閣下如對本額外申請表格之任何方面或應採取之行動有任何疑問,應諮詢 閣下之股票經 紀、其他註冊證券交易商、銀行經理、律師、專業會計師或其他專業顧問。
本額外申請表格連同其他章程文件之副本,已遵照公司(清盤及雜項條文)條例第342C條之 規定向香港公司註冊處處長註冊。香港公司註冊處處長、聯交所及證監會對任何此等文件之 內容概不負責。
股份以及未繳股款及繳足股款供股股份之買賣可通過香港結算營運之中央結算系統結 算。 閣下應諮詢 閣下之股票經紀或其他持牌證券交易商、銀行經理、律師、專業會計 師或其他專業顧問,以了解結算安排詳情以及有關安排可能如何影響 閣下之權利及權益。
待未繳股款及繳足股款供股股份獲准於聯交所上市及買賣,並符合香港結算之股份收納規定 後,未繳股款及繳足股款供股股份將獲香港結算接納為合資格證券,可自未繳股款及繳足股 款供股股份各自開始買賣當日或香港結算決定之其他日期起,在中央結算系統記存、結算及 交收。聯交所參與者間於任何交易日進行之交易須於其後第二個交易日在中央結算系統進行 交收。中央結算系統之一切活動均須依照不時有效之中央結算系統一般規則及中央結算系統 運作程序規則進行。
香港交易及結算所有限公司、聯交所及香港結算對本額外申請表格之內容概不負責,對其準 確性或完整性亦不發表任何聲明,並明確表示概不就因本額外申請表格全部或任何部分內容 而產生或因倚賴該等內容而引致之任何損失承擔任何責任。包銷協議載有條文,賦予包銷商 權利於發生若干事件時終止其責任,該等事件載於供股章程「終止包銷協議」一節。倘若包銷 協議並未成為無條件或根據其條款終止,則供股將不會進行。供股條件之進一步詳情,請 參閱供股章程「董事局函件-包銷安排」一節。
EAF - 4
THIS FORM IS NOT FOR PUBLICATION, RELEASE OR DISTRIBUTION, DIRECTLY OR INDIRECTLY, IN OR INTO THE UNITED STATES. The Rights Shares (both in nil-paid and fully-paid forms), the PAL and this EAF have not been and will not be registered under the U.S. Securities Act or under any securities laws of any state or other jurisdiction of the United States, and may not be offered, sold, taken up, exercised, resold, renounced, transferred or delivered, directly or indirectly, within the United States except pursuant to an applicable exemption from the registration requirements of the U.S. Securities Act and in compliance with any applicable securities laws of any state or other jurisdiction of the United States. The Prospectus Documents will not be registered or filed under the applicable securities legislation of any jurisdiction other than Hong Kong.
PROCEDURE FOR APPLICATION
This EAF should be completed and lodged, together with payment by cheque or cashier’s order as to HK$0.10 per Rights Share for the number of excess Rights Shares applied for, with the Share Registrar, Computershare Hong Kong Investor Services Limited, at Shops 1712–1716, 17th Floor, Hopewell Centre,183 Queen’s Road East, Wanchai, Hong Kong, so as to be received by no later than 4:00 p.m. on Monday, 10 July 2017. All remittances must be made in Hong Kong dollars and cheques must be drawn on an account with, or cashier’s orders must be issued by, a licensed bank in Hong Kong and made payable to “ China Ground Source Energy Industry Group Limited — EAF and crossed “ Account Payee Only ”. All enquiries in connection with this EAF should be addressed to the Share Registrar at 17M/F, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong.
All cheques and cashier’s orders accompanying a completed EAF will be presented for payment following receipt, and all interest earned on such monies (if any) will be retained for the benefit of the Company. Completion and return of an EAF together with a cheque or cashier’s order in payment for the excess Rights Shares applied for which are the subject of this form will constitute a warranty by the applicant(s) that the cheque or cashier’s order will be honoured on first presentation. Without prejudice to its other rights in respect thereof, the Company reserves the right to reject any application for excess Rights Shares in respect of which the accompanying cheque or cashier’s order is dishonoured on first presentation. Shareholders are not guaranteed to be allotted all or any of the excess Rights Shares applied for.
DISTRIBUTION OF THIS EAF AND THE OTHER PROSPECTUS DOCUMENTS
This EAF shall only be sent to the Qualifying Shareholders. Distribution of this EAF and the other Prospectus Documents into jurisdictions other than Hong Kong may be restricted by law. Persons into whose possession this EAF or any of the other Prospectus Documents come (including, without limitation, agents, custodians, nominees and trustees) should inform themselves of and observe any such restrictions. Any failure to comply with those restrictions may constitute a violation of the securities laws of any such jurisdiction. Any Shareholder or beneficial owner who is in any doubt as to his/her position should consult an appropriate professional adviser without delay. In particular, subject to certain exceptions as agreed between the Company and the Underwriters, this EAF and the other Prospectus Documents should not be distributed, forwarded to or transmitted in, into or from any of the specified territories. The Company reserves the right to refuse to permit any Shareholder to take up his/her/its nil-paid Rights Shares or apply for excess Rights Shares where it believes that doing so would violate applicable securities legislations or other laws or regulations of any jurisdiction.
EAF - 5
本表格不可直接或間接在或向美國刊發、發放或派發。 未繳股款及繳足股款供股股份、暫 定配額通知書及本額外申請表格尚未且不會根據《美國證券法》或美國任何州或者其他司法權 區之證券法例進行登記。除根據《美國證券法》及美國任何州或者其他司法權區之適用證券法 例豁免登記要求之外,不得在美國境內直接或間接進行要約、出售、接納、行使、轉售、 放棄、轉讓或支付。供股章程文件不會按照香港以外任何司法權區之適用證券法例登記或存 檔。
申請手續
本額外申請表格填妥後,連同按申請額外供股股份數目支付每股供股股份0.10港元之款項的 支票或銀行本票,須不遲於二零一七年七月十日(星期一)下午四時正前交回股份過戶登記處 香港中央證券登記有限公司(地址為香港灣仔皇后大道東183號合和中心17樓1712-1716號 舖)。所有股款須以港元繳付並以香港持牌銀行戶口開出之支票或以香港持牌銀行發出之銀行 本票支付並均須註明抬頭人為「 China Ground Source Energy Industry Group Limited - EAF 」並以「 只准入抬頭人賬戶 」方式劃線開出。所有有關本額外申請表格之查詢均須寄交 股份過戶登記處(地址為香港灣仔皇后大道東183號合和中心17M樓)。
所有支票及銀行本票隨附填妥之額外申請表格於收訖後過戶而有關款項之所有利息(如有)撥 歸本公司所有。填妥之額外申請表格連同所申請額外供股股份之付款支票或銀行本票交回後 將構成申請人之一項保證表示該支票或銀行本票於首次過戶時可獲兌現。在不影響其他有關 權利之情況下,本公司有權在隨附支票或銀行本票首次過戶未能兌現時拒絕受理任何有關之 額外供股股份申請。股東並無獲保證將獲配發所申請之所有或任何額外供股股份。
派發本額外申請表格及其他章程文件
本額外申請表格只可向合資格股東寄發。派發本額外申請表格及其他章程文件至香港以外的 司法權區可能受法律限制。擁有本額外申請表格或任何其他章程文件的人士(包括(並不限 於)代理人、保管人、代名人及受託人)須知悉並遵守任何有關限制。未能遵守該等限制可 能構成違反任何有關司法權區的證券法例。任何股東或實益擁有人如對其狀況有任何疑問, 應盡快諮詢合適之專業顧問。尤其是,除本公司與包銷商協定的若干例外情況外,本額外 申請表格及其他章程文件不應於任何特定地區派發、送交或送呈。倘本公司相信准許任何股 東接納其未繳股款供股股份或申請認購額外供股股份會違反任何司法權區之適用證券法例或 其他法例或規例,則本公司保留拒絕其接納或有關申請之權利。
EAF - 6
QUALIFYING SHAREHOLDERS AND NON-QUALIFYING SHAREHOLDERS
To qualify for the Rights Issue and to apply for excess Rights Shares under this EAF, a Shareholder must have been registered as a member of the Company as at Friday, 23 June 2017 and be a Qualifying Shareholder.
Non-Qualifying Shareholders are those Shareholder(s) whose name(s) appear(s) on the register of members of the Company on the Record Date and whose address(es) as shown on such register (is) are outside Hong Kong where the Directors, based on advice provided by legal advisers, consider it necessary or expedient to exclude any such Shareholders on account either of legal restrictions under the laws of the relevant place or the requirements of the relevant regulatory body or stock exchange in that place.
Receipt of this EAF and/or any other Prospectus Document does not and will not constitute an offer in those jurisdictions in which it would be illegal to make an offer and, in those circumstances, this EAF and/or the other Prospectus Documents must be treated as sent for information only and should not be copied or redistributed.
Notwithstanding any other provision in this EAF or any other Prospectus Document, the Company reserves the right to permit any Shareholder to apply for excess Rights Shares if the Company in its absolute discretion, is satisfied that the transaction in question is exempt from or not subject to the legislation or regulations giving rise to the restrictions in question.
REPRESENTATIONS AND WARRANTIES
By completing, signing and submitting this EAF, each subscriber of Rights Shares hereby represents and warrants to the Company and to any person acting on their behalf, unless in their sole discretion the Company waives such requirement expressly in writing that:
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he/she/it was a Shareholder as at Friday, 23 June 2017;
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he/she/it may lawfully be offered, take up, obtain, subscribe for and receive the nil-paid Rights Shares and/or the Rights Shares in the jurisdiction in which he/ she/it resides or is currently located;
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he/she/it is not resident or located in, or a citizen of, the U.S.;
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he/she/it is not accepting an offer to acquire or take up the nil-paid Rights Shares or Rights Shares on a non-discretionary basis for a person who is resident or located in, or a citizen of, the U.S. at the time the instruction to accept was given;
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he/she/it is not taking up for the account of any person who is located in the U.S., unless (a) the instruction to purchase or take up the nil-paid Rights Shares or to subscribe for or accept Rights Shares was received from a person outside the U.S. and (b) the person giving such instruction has confirmed that it (1) has the authority to give such instruction and (2) either (A) has investment discretion over such account or (B) is an investment manager or investment company that is acquiring the nil-paid Rights Shares and/or the Rights Shares in an “offshore transaction” within the meaning of Regulation S;
EAF - 7
合資格股東及不合資格股東
為符合資格參與供股及根據本額外申請表格申請額外供股股份,股東於二零一七年六月二十 三日(星期五)須為本公司之登記股東,且為合資格股東。
不合資格股東指於記錄日期名列本公司股東登記冊,及該登記冊上所示地址位於香港境外之 股東,而董事根據法律顧問提供之意見,基於有關地區的法例之法律限制或該地區有關監管 機構或證券交易所之規定,董事認為撇除任何有關股東乃屬必要或適宜。
收到本額外申請表格及╱或任何其他供股章程文件並不(亦將不會)構成在提呈要約屬違法之 該等司法權區提呈要約,在該等情況下,本額外申請表格及╱或其他章程文件須視為僅供參 照處理,亦不應複製或轉發。
儘管本額外申請表格或任何其他章程文件有任何其他規定,本公司保留權利容許任何股東申 請額外供股股份,倘若本公司按其絕對酌情決定信納有關交易獲豁免遵守或不受限於引致有 關限制的法例或規例。
聲明及保證
倘若填妥、簽妥及交回本額外申請表格,每名供股股份的認購人即據此向本公司及代 表彼等之其他人士作出以下聲明及保證,除非本公司按其全權酌情決定以書面方式明 確豁免有關規定:
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彼於二零一七年六月二十三日(星期五)為股東;
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彼可合法在其居住或目前所處之司法權區獲提呈、接納、取得、認購及收取未繳股款 供股股份及╱或供股股份;
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彼並非居於或處於美國,或為美國之公民;
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彼並非按非酌情基準為給予接納指示時居於或處於美國,或為美國之公民的人接納收 購或接納未繳股款供股股份或供股股份之建議;
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彼並非代位處美國之任何人士行事,除非(a)接到美國以外地區人士之購買或接納未繳 股款供股股份或認購或接納供股股份之指示;及(b)發出該項指示之人士已確認彼(1)有 權發出該項指示,及(2)(A)對該賬戶擁有投資決定權;或(B)為在規例S所界定之「離岸 交易」中收購未繳股款供股股份及╱或供股股份之投資經理或投資公司;
EAF - 8
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he/she/it is acquiring the nil-paid Rights Shares and/or the Rights Shares in an “offshore transaction” as defined in Regulation S;
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he/she/it has not been offered the Rights Shares by means of any “directed selling efforts” as defined in Regulation S;
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he/she/it is not acquiring the nil-paid Rights Shares or Rights Shares with a view to the offer, sale, allotment, take up, exercise, resale, renouncement, pledge, transfer, delivery or distribution, directly or indirectly, of such nil-paid Rights Shares or Rights Shares into the U.S.; and
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he/she/it understands that neither the nil-paid Rights Shares nor the Rights Shares have been or will be registered under the U.S. Securities Act or with any securities regulatory authority of any state, territory, or possession of the U.S. and the nil-paid Rights Shares and Rights Shares are being distributed and offered only outside the U.S. in reliance on Regulation S. Consequently, he/she/it understands the nil-paid Rights Shares or Rights Shares may not be offered, sold, allotted, taken up, exercised, resold, renounced, pledged, delivered, distributed or otherwise transferred in or into the U.S., except in reliance on an exemption from, or in transactions not subject to, the registration requirements of the U.S. Securities Act.
For details of important notices and representations and warranties relating to each subscriber under this EAF, please refer to the section headed “Letter from the Board — Right Issue — Application for excess Rights Shares” in the Prospectus. For the avoidance of doubt, neither HKSCC nor HKSCC Nominees Limited will give, or be subject to, any of the representations and warranties above.
GENERAL
You will be notified by the Company of any allotment of excess Rights Shares made to you. If no excess Rights Shares are allotted to you, a refund cheque for the full amount tendered on application (without interest) will be posted to you by ordinary post at your own risk and, if the number of excess Rights Shares allotted to you is less than the number applied for, a cheque for the surplus application monies (without interest) will be posted to you by ordinary post at your own risk. Such posting is expected to take place on or before Tuesday, 18 July 2017. Any such cheque will be drawn in favour of the person(s) named on this form. It is expected that share certificates in respect of the excess Rights Shares allotted to you will be posted by ordinary post at your own risk on or before Tuesday, 18 July 2017. All documents, including cheques for amounts due, will be sent by ordinary post at the risk of the relevant applicants or other persons entitled thereto. This EAF and all applications pursuant to it shall be governed by and construed in accordance with the laws of Hong Kong. References in this EAF to times and dates are to Hong Kong times and dates unless otherwise stated.
If you have questions in relation to the Rights Issue, please address your questions to the Share Registrar, Computershare Hong Kong Investors Services Limited, at 17M/F, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong during business hours from 9:00 a.m. to 6:00 p.m., Monday to Friday (other than Hong Kong public holidays).
EAF - 9
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彼正在一宗規例S所界定之「離岸交易」中取得未繳股款供股股份及╱或收購供股股份;
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彼並非以規例S所界定之任何「定向銷售」方式獲提呈供股股份;
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彼取得未繳股款供股股份或收購供股股份之目的並非直接或間接向美國提呈、出售、 配發、接收、行使、轉售、棄權、質押、轉讓、交付或派發未繳股款供股股份或供股 股份;及
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彼知悉未繳股款供股股份或供股股份均無並將不會根據美國證券法或在美國任何州、 地區或領地之任何證券監管當局註冊,而未繳股款供股股份及供股股份乃依據規例S僅 在美國以外分發及提呈。因此,彼明白,未繳股款供股股份或供股股份或不可在或向 美國提呈、出售、配發、接納、行使、轉售、棄權、質押、交付、派發或以其他方式 轉讓,惟依據美國證券法註冊規定之豁免或在毋須遵守美國證券法註冊規定之交易除 外。
本額外申請表格中有關各認購人的重要通知、聲明及保證詳情,請參閱供股章程「董事局函 件-申請額外供股股份」一節。謹此說明,香港結算及香港中央結算(代理人)有限公司概不 作出或受上述任何聲明及保證所限。
一般事項
閣下將接獲本公司通知有關 閣下所獲配發之任何額外供股股份配額。倘 閣下未獲配發任 何額外供股股份,則 閣下在申請認購時所付款項(不計息)之退款支票及如 閣下獲配發之 額外供股股份數目少於所申請數目,則多繳之申請款項(不計息)之退款支票預期將於二零一 七年七月十八日(星期二)或之前以平郵方式退還予 閣下,郵誤風險概由 閣下自行承擔。 任何該等支票將以本表格所列名之人士為抬頭人。預期有關獲配發額外供股股份之股票將於 二零一七年七月十八日(星期二)或之前以平郵方式寄出,郵誤風險概由 閣下自行承擔。所 有文件(包括應付款額之支票)將以平郵投遞方式寄發予有關申請人或其他有權收取人士,郵 誤風險概由彼等自行承擔。本額外申請表格及所有據此作出之申請均須受香港法律規限及根 據香港法律詮釋。除另有說明者外,本額外申請表格內所提及之時間及日期均為香港時間及 日期。
倘若 閣下對供股有任何疑問,請於星期一至星期五(香港公眾假期除外)上午九時正至下午 六時正之營業時間將 閣下的問題提交股份過戶登記處香港中央證券登記有限公司(地址為 香港灣仔皇后大道東183號合和中心17M樓)。
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By completing, signing and submitting this EAF, you agree to disclose to the Company and/ or the Share Registrar and/or their respective advisers and agent’s personal data and any information which they require about you or the person(s) for whose benefit you have made the application for excess Rights Shares. The Personal Data (Privacy) Ordinance provides the holders of securities with rights to ascertain whether the Company or the Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Personal Data (Privacy) Ordinance, the Company and the Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for information regarding policies and practices and the kinds of data held should be addressed to (i) the Company, at its head office and principal place of business at Unit 3709-10, 37/F, the Center, 99 Queen’s Road Central, Central, Hong Kong or as notified from time to time in accordance with applicable law, for the attention of the Company Secretary; or (ii) (as the case may be) the Share Registrar at its address set out above.
A SEPARATE CHEQUE OR CASHIER’S ORDER MUST ACCOMPANY EACH APPLICATION NO RECEIPT WILL BE GIVEN FOR REMITTANCE
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倘若填妥、簽署及交回本額外申請表格, 閣下同意向本公司及╱或股份過戶登記處及╱或 彼等各自之顧問及代理披露個人資料及彼等所需而有關 閣下或 閣下為其利益而申請額外 供股股份的人士之任何資料。《個人資料(私隱)條例》給予證券持有人權利可確定本公司或股 份過戶登記處是否持有其個人資料,索取有關資料之副本,以及改正任何不準確之資料。 根據《個人資料(私隱)條例》,本公司及股份過戶登記處有權就處理任何查閱資料之要求收取 合理費用。有關查閱資料或改正資料或有關政策及慣例以及持有資料種類之資料的所有要 求,應寄往(i)本公司之總辦事處及主要營業地點(地址為香港中環皇后大道中99號中環中心 37樓3709-10室)或根據適用法律不時通知之地點並以公司秘書為收件人,或(ii)(視情況而 定)於上文所示地址之股份過戶登記處。
每份申請須隨附獨立開出之支票或銀行本票 本公司將不另發股款收據
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