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Chubb Ltd — Director's Dealing 2020
Nov 5, 2020
29852_dirs_2020-11-05_6c17febe-6faf-4739-9f60-f61302646416.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Chubb Ltd (CB)
CIK: 0000896159
Period of Report: 2020-11-03
Reporting Person: Lupica John J (Vice Chrm, Chubb Group*)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-03 | Common Shares | M | 6044 | $62.64 | Acquired | 175965.2 | Direct |
| 2020-11-03 | Common Shares | S | 6044 | $138.00 | Disposed | 169921.2 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-03 | Options to Acquire Common Shares | $62.64 | M | 6044 | Disposed | 2021-02-24 | Common Shares (6044) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 35700 | Indirect |
Footnotes
F1: These options were exercised and the resulting shares were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2: Total includes 160 shares purchased on 6/30/2020 pursuant to the Chubb Ltd. Employee Stock Purchase Plan which meets the requirements of rule 16b-3.
F3: The stock options vested in equal installments on February 24, 2012, February 24, 2013 and February 24, 2014.
F4: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting and expiration dates.