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Chubb Ltd — Director's Dealing 2017
Mar 2, 2017
29852_dirs_2017-03-02_74103e84-a635-49d1-aee5-3210c1e809af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Chubb Ltd (CB)
CIK: 0000896159
Period of Report: 2017-02-28
Reporting Person: Lupica John J (Vice Chrm, Chubb Limited*)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-28 | Common Shares | F | 1263 | $138.17 | Disposed | 189973.2 | Direct |
| 2017-03-01 | Common Shares | M | 8972 | $60.28 | Acquired | 198945.2 | Direct |
| 2017-03-01 | Common Shares | M | 11663 | $50.37 | Acquired | 210608.2 | Direct |
| 2017-03-01 | Common Shares | M | 4337 | $62.64 | Acquired | 214945.2 | Direct |
| 2017-03-01 | Common Shares | M | 1576 | $63.42 | Acquired | 216521.2 | Direct |
| 2017-03-01 | Common Shares | S | 8972 | $138.67 | Disposed | 207549.2 | Direct |
| 2017-03-01 | Common Shares | S | 11663 | $138.66 | Disposed | 195886.2 | Direct |
| 2017-03-01 | Common Shares | S | 4337 | $138.66 | Disposed | 191549.2 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-01 | Options to Acquire Common Shares | $60.28 | M | 8972 | Disposed | 2018-02-27 | Common Shares (8972) | Direct |
| 2017-03-01 | Options to Acquire Common Shares | $50.37 | M | 11663 | Disposed | 2020-02-25 | Common Shares (11663) | Direct |
| 2017-03-01 | Options to Acquire Common Shares | $63.42 | M | 1576 | Disposed | 2021-08-11 | Common Shares (1576) | Direct |
| 2017-03-01 | Options to Acquire Common Shares | $62.64 | M | 4337 | Disposed | 2021-02-24 | Common Shares (4337) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 35700 | Indirect |
Footnotes
F1: Common Shares being withheld in order to pay tax liability.
F2: Sale of Common Shares in connection with broker-assisted cashless exercise of options.
F3: The Common Shares reported herein as being sold were sold at a range of between $138.06 and $139.04 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F4: The Common Shares reported herein as being sold were sold at a range of between $138.0501 and $139.04 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F5: The Common Shares reported herein as being sold were sold at a range of between $138.11 and $139.04 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F6: The stock options vested in equal installments on February 27, 2009, February 27, 2010 and February 27, 2011.
F7: 1,658 options of this tranche have not been exercised. Total also includes options from other tranches with different exercise prices, vesting dates and expiration dates.
F8: The stock options vested in equal installments on February 25, 2011, February 25, 2012 and February 25, 2013.
F9: 1,985 options of this tranche have not been exercised. Total also includes options from other tranches with different exercise prices, vesting dates and expiration dates.
F10: The stock options vested on August 11, 2015.
F11: 4,337 options of this tranche have not been exercised. Total also includes options from other tranches with different exercise prices, vesting dates and expiration dates.
F12: The stock options vested in equal installments on February 24, 2012, February 24, 2013 and February 24, 2014.
F13: 7,640 options of this tranche have not been exercised. Total also includes options from other tranches with different exercise prices, vesting dates and expiration dates.