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Chubb Ltd — Director's Dealing 2017
Jun 19, 2017
29852_dirs_2017-06-19_417cb5c0-7d58-412f-ab11-e7ba06207181.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Chubb Ltd (CB)
CIK: 0000896159
Period of Report: 2017-06-15
Reporting Person: Keogh John W (Executive Vice Chairman*)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-15 | Common Shares | M | 19082 | $60.28 | Acquired | 256860 | Direct |
| 2017-06-15 | Common Shares | S | 19082 | $147.26 | Disposed | 237778 | Direct |
| 2017-06-15 | Common Shares | M | 21686 | $62.64 | Acquired | 259464 | Direct |
| 2017-06-15 | Common Shares | S | 21686 | $147.26 | Disposed | 237778 | Direct |
| 2017-06-15 | Common Shares | M | 764 | $62.64 | Acquired | 238542 | Direct |
| 2017-06-15 | Common Shares | F | 326 | $146.83 | Disposed | 238216 | Direct |
| 2017-06-15 | Common Shares | M | 1662 | $62.64 | Acquired | 239878 | Direct |
| 2017-06-15 | Common Shares | S | 1662 | $146.84 | Disposed | 238216 | Direct |
| 2017-06-15 | Common Shares | M | 832 | $62.64 | Acquired | 239048 | Direct |
| 2017-06-15 | Common Shares | F | 506 | $146.83 | Disposed | 238542 | Direct |
| 2017-06-15 | Common Shares | M | 5815 | $63.42 | Acquired | 244357 | Direct |
| 2017-06-15 | Common Shares | S | 5815 | $147.26 | Disposed | 238542 | Direct |
| 2017-06-15 | Common Shares | M | 837 | $63.42 | Acquired | 239379 | Direct |
| 2017-06-15 | Common Shares | F | 362 | $146.82 | Disposed | 239017 | Direct |
| 2017-06-15 | Common Shares | M | 739 | $63.42 | Acquired | 239756 | Direct |
| 2017-06-15 | Common Shares | F | 453 | $146.82 | Disposed | 239303 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-15 | Options to Acquire Common Shares | $60.28 | M | 19082 | Disposed | 2018-02-27 | Common Shares (19082) | Direct |
| 2017-06-15 | Options to Acquire Common Shares | $62.64 | M | 21686 | Disposed | 2021-02-24 | Common Shares (21686) | Direct |
| 2017-06-15 | Options to Acquire Common Shares | $62.64 | M | 764 | Disposed | 2021-02-24 | Common Shares (764) | Direct |
| 2017-06-15 | Options to Acquire Common Shares | $62.64 | M | 1662 | Disposed | 2021-02-24 | Common Shares (1662) | Direct |
| 2017-06-15 | Options to Acquire Common Shares | $62.64 | M | 832 | Disposed | 2021-02-24 | Common Shares (832) | Direct |
| 2017-06-15 | Options to Acquire Common Shares | $63.42 | M | 5815 | Disposed | 2021-08-11 | Common Shares (5815) | Direct |
| 2017-06-15 | Options to Acquire Common Shares | $63.42 | M | 837 | Disposed | 2021-08-11 | Common Shares (837) | Direct |
| 2017-06-15 | Options to Acquire Common Shares | $63.42 | M | 739 | Disposed | 2021-08-11 | Common Shares (739) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 50448 | Indirect |
Footnotes
F1: The Common Shares reported herein as being sold were sold at a range of between $146.81 and $147.49 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F2: The Common Shares reported herein as being sold were sold at a range of between $146.82 and $147.52 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F3: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.
F4: The Common Shares reported herein as being sold were sold at a range of between $146.805 and $146.90 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F5: The Common Shares reported herein as being sold were sold at a range of between $146.82 and $147.49 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F6: The stock options vested in equal installments on February 27, 2009, February 27, 2010, and February 27, 2011.
F7: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates.
F8: The stock options vested in equal installments on February 24, 2012, February 24, 2013, and February 24, 2014.
F9: The stock options vested in equal installments on August 11, 2012, August 11, 2013, and August 11, 2014.