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Chubb Ltd — Director's Dealing 2017
Aug 11, 2017
29852_dirs_2017-08-11_74c5795b-50e9-452e-b865-3551584d4c5e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Chubb Ltd (CB)
CIK: 0000896159
Period of Report: 2017-08-09
Reporting Person: BANCROFT PHILIP V (Executive Vice President*)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-09 | Common Shares | M | 16638 | $85.39 | Acquired | 344560 | Direct |
| 2017-08-09 | Common Shares | S | 7124 | $148.86 | Disposed | 337436 | Direct |
| 2017-08-09 | Common Shares | S | 1780 | $148.86 | Disposed | 335656 | Direct |
| 2017-08-09 | Common Shares | S | 7734 | $148.86 | Disposed | 327922 | Direct |
| 2017-08-09 | Common Shares | M | 13548 | $73.35 | Acquired | 341470 | Direct |
| 2017-08-09 | Common Shares | S | 6093 | $148.86 | Disposed | 335377 | Direct |
| 2017-08-09 | Common Shares | S | 5964 | $148.86 | Disposed | 329413 | Direct |
| 2017-08-09 | Common Shares | S | 1491 | $148.85 | Disposed | 327922 | Direct |
| 2017-08-09 | Common Shares | M | 16863 | $62.64 | Acquired | 344785 | Direct |
| 2017-08-09 | Common Shares | S | 7634 | $148.86 | Disposed | 337151 | Direct |
| 2017-08-09 | Common Shares | S | 1845 | $148.85 | Disposed | 335306 | Direct |
| 2017-08-09 | Common Shares | S | 7384 | $148.86 | Disposed | 327922 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-09 | Options to Acquire Common Shares | $85.39 | M | 16638 | Disposed | 2023-02-28 | Common Shares (16638) | Direct |
| 2017-08-09 | Options to Acquire Common Shares | $73.35 | M | 13548 | Disposed | 2022-02-23 | Common Shares (13548) | Direct |
| 2017-08-09 | Options to Acquire Common Shares | $62.64 | M | 16863 | Disposed | 2021-02-24 | Common Shares (16863) | Direct |
Footnotes
F1: Sale of Common Shares in connection with broker-assisted cashless exercise of options.
F2: The Common Shares reported herein as being sold were sold at a range of between $148.74 and $149.00 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F3: The Common Shares reported herein as being sold were sold at a range of between $148.71 and $148.95 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F4: The Common Shares reported herein as being sold were sold at a range of between $148.73 and $149.01 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F5: The Common Shares reported herein as being sold were sold at a range of between $148.74 and $148.98 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F6: The Common Shares reported herein as being sold were sold at a range of between $148.71 and $149.00 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F7: The Common Shares reported herein as being sold were sold at a range of between $148.71 and $148.95 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F8: The Common Shares reported herein as being sold were sold at a range of between $148.71 and $149.02 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F9: The Common Shares reported herein as being sold were sold at a range of between $148.75 and $148.94 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F10: The Common Shares reported herein as being sold were sold at a range of between $148.71 and $149.04 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F11: The stock options vested in equal installments on February 28, 2014, February 28, 2015 and February 28, 2016.
F12: 1,171 options of this tranche have not been exercised. Total also includes options from other tranches with different exercise prices, vesting dates and expiration dates.
F13: The stock options vested in equal installments on February 23, 2013, February 23, 2014 and February 23, 2015.
F14: 1,363 options of this tranche have not been exercised. Total also includes options from other tranches with different exercise prices, vesting dates and expiration dates.
F15: The stock options vested in equal installments on February 24, 2012, February 24, 2013 and February 24, 2014.
F16: 1,596 options of this tranche have not been exercised. Total also includes options from other tranches with different exercise prices, vesting dates and expiration dates.