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Chubb Ltd — Director's Dealing 2017
Feb 28, 2017
29852_dirs_2017-02-28_88a5d577-4b82-4bee-8682-bcc6d4946442.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Chubb Ltd (CB)
CIK: 0000896159
Period of Report: 2017-02-26
Reporting Person: KRUMP PAUL J (Executive Vice President*)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-26 | Common Shares | M | 21788 | $0.00 | Acquired | 101564 | Direct |
| 2017-02-26 | Common Shares | F | 10768 | $138.545 | Disposed | 90796 | Direct |
| 2017-02-26 | Common Shares | M | 7262 | $0.00 | Acquired | 98058 | Direct |
| 2017-02-26 | Common Shares | F | 3719 | $138.545 | Disposed | 94339 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-26 | Performance Units | $0.00 | M | 21788 | Disposed | Common Shares (21788) | Direct | |
| 2017-02-26 | Restricted Stock Units | $0.00 | M | 7262 | Disposed | Common Shares (7262) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| ESOP Excess Benefit Plan Rights | $ | Common Shares (6102.79) | 6102.79 | Direct |
Footnotes
F1: Reflects Performance Units which cliff vested on February 26, 2017. Performance Units convert into Common Shares on a one-for-one basis.
F2: Common Shares being withheld in order to pay tax liability.
F3: Reflects Restricted Stock Units which cliff vested on February 26, 2017. Restricted Stock Units convert into Common Shares on a one-for-one basis.
F4: The reporting person no longer holds an indirect interest.
F5: All Performance Units of this tranche have vested. Total includes Performance Units from other tranches with different vesting dates, but excludes derivative securities of other types and other tranches, different vesting terms, performance periods and conditions, exercise terms and conditions, and expiration dates, as applicable.
F6: All Restricted Stock Units of this tranche have vested. Total includes Restricted Stock Units from other tranches with different vesting dates, but excludes derivative securities of other types and other tranches, different vesting terms, performance periods and conditions, exercise terms and conditions, and expiration dates, as applicable.
F7: Each ESOP Excess Benefit Plan Right represents the right to receive one Common Share.
F8: The reported ESOP Excess Benefit Plan Rights were acquired under an excess benefits plan and are to be settled upon the Reporting Person's separation from service.
F9: Includes 5,970.994 rights reported on the Reporting Person's Form 3, and 194.715 rights that were subsequently credited pursuant to the dividend investment provisions of the excess benefits plan.
F10: Total excludes derivative securities of other types and other tranches, different vesting terms, performance periods and conditions, exercise terms and conditions, and expiration dates as applicable.