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Chubb Ltd — Director's Dealing 2016
Mar 29, 2016
29852_dirs_2016-03-29_39fb944e-7bb1-45e3-9a16-12993aa26df4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Chubb Ltd (CB)
CIK: 0000896159
Period of Report: 2016-03-28
Reporting Person: Keogh John W (Executive Vice Chairman*)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-28 | Common Shares | M | 5562 | $54.08 | Acquired | 268634 | Direct |
| 2016-03-28 | Common Shares | S | 3713 | $119.44 | Disposed | 264921 | Direct |
| 2016-03-28 | Common Shares | M | 13920 | $56.14 | Acquired | 278841 | Direct |
| 2016-03-28 | Common Shares | S | 12139 | $119.29 | Disposed | 266702 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-28 | Options to Acquire Common Shares | $54.08 | M | 5562 | Disposed | 2016-05-01 | Common Shares (5562) | Direct |
| 2016-03-28 | Options to Acquire Common Shares | $56.14 | M | 13920 | Disposed | 2017-02-28 | Common Shares (13920) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 18325 | Indirect |
Footnotes
F1: Sale of Common Shares in connection with broker-assisted cashless exercise of options.
F2: The Common Shares reported herein as being sold were sold at a range of between $119.244 and $119.63 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F3: The Common Shares reported herein as being sold were sold at a range of between $118.98 and $119.63 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F4: The stock options vested in equal installments on May 1, 2007, May 1, 2008 and May 1, 2009.
F5: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates.
F6: The stock options vested in equal installments on February 28, 2008, February 28, 2009 and February 28, 2010.