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Chubb Ltd — Director's Dealing 2015
Dec 24, 2015
29852_dirs_2015-12-24_2f9718aa-4285-4757-98b8-0f006479c9e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACE Ltd (ACE)
CIK: 0000896159
Period of Report: 2015-12-23
Reporting Person: Lupica John J (Vice Chrm, ACE Limited,*)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-23 | Common Shares | M | 3149 | $56.14 | Acquired | 121275.2 | Direct |
| 2015-12-23 | Common Shares | S | 3149 | $118.00 | Disposed | 118126.2 | Direct |
| 2015-12-23 | Common Shares | M | 3424 | $38.51 | Acquired | 121550.2 | Direct |
| 2015-12-23 | Common Shares | S | 3424 | $118.00 | Disposed | 118126.2 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-23 | Options to Acquire Common Shares | $56.14 | M | 3149 | Disposed | 2017-02-28 | Common Shares (3149) | Direct |
| 2015-12-23 | Options to Acquire Common Shares | $38.51 | M | 3424 | Disposed | 2019-02-26 | Common Shares (3424) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 35700 | Indirect |
Footnotes
F1: Sale of Common Shares in connection with broker-assisted cashless exercise of options. These shares were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2: The Common Shares reported herein as being sold were sold at a range of between $118 and $118.04 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F3: The Common Shares reported herein as being sold were sold at a range of between $118.00 and $118.04 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F4: The stock options vested in equal installments on February 28, 2008, February 28, 2009 and February 28, 2010.
F5: 6,200 options of this tranche have not been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates.
F6: The stock options vested in equal installments on February 26, 2010, February 26, 2011 and February 26, 2012.
F7: 9,400 options of this tranche have not been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates.