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CHS INC Board/Management Information 2020

May 22, 2020

35505_rns_2020-05-22_40688ff3-79b7-4a11-980b-bf6d65a7e036.zip

Board/Management Information

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8-K 1 a8-kzappatransition.htm 8-K html PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd" Document created using Wdesk 1 Copyright 2020 Workiva Document

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): May 21, 2020

CHS Inc.

(Exact Name of Registrant as Specified in Charter)

Commission File Number: 001 - 36079

Minnesota 41 - 0251095
(State or Other Jurisdiction of Incorporation) (IRS Employer Identification No.)

5500 Cenex Drive

Inver Grove Heights, Minnesota 55077

(Address of Principal Executive Offices) (Zip Code)

(651) 355 - 6000

(Registrant’s telephone number, including area code)

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
8% Cumulative Redeemable Preferred Stock CHSCP The Nasdaq Stock Market LLC
Class B Cumulative Redeemable Preferred Stock, Series 1 CHSCO The Nasdaq Stock Market LLC
Class B Reset Rate Cumulative Redeemable Preferred Stock, Series 2 CHSCN The Nasdaq Stock Market LLC
Class B Reset Rate Cumulative Redeemable Preferred Stock, Series 3 CHSCM The Nasdaq Stock Market LLC
Class B Cumulative Redeemable Preferred Stock, Series 4 CHSCL The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

James M. Zappa, Executive Vice President and General Counsel of CHS Inc. (the “Company”) has informed the Company that as part of his career transition planning, he will transition from his current role as Executive Vice President and General Counsel. The Company has commenced a search process for Mr. Zappa’s successor. Mr. Zappa will transition to another leadership role in the Company, effective with the appointment of a new General Counsel.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

/s/ Olivia Nelligan
Olivia Nelligan
Executive Vice President and Chief Financial Officer