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CHORUS LIMITED — Major Shareholding Notification 2021
Apr 26, 2021
64680_rns_2021-04-26_9d9abe1c-8749-4beb-b493-6f9510d687c1.pdf
Major Shareholding Notification
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Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To
NZX LIMITED
and To CHORUS LIMITED
Date this disclosure made: 26-Apr-2021 Date on which substantial holding began: 23-Apr-2021
Substantial product holder(s) giving disclosure Full name(s): Commonwealth Bank of Australia
Summary of substantial holding Class of quoted voting products:
Ordinary shares
Summary for Commonwealth Bank of Australia
For this disclosure,—
- (a) total number held in class: 22,589,629 (b) total in class: 447,024,884 (c) total percentage held in class: 5.053%
100080615/3821102.1
1
Details of relevant interests
Details for Avanteos Investments Limited ACN 096 259 979
(a) Nature of relevant interest(s):
Relevant interest arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee and in its capacity as administrator of managed accounts.
(b) number held in class:
| (b) number held in class: (c) percentage held in class: |
29,505 0.007% |
|
| Custodian Name | Custodian Total Holding | Custodian Total Holding(%) |
| Avanteos Investments Limited | 29,505 | 0.007% |
Details for ASB Group Investments Limited Company Number 533945
(a) Nature of relevant interest(s): Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates, as a life company holding statutory funds and as the responsible entity or manager of a managed investment scheme.
| (b) number held in class: 11,672,024 (c) percentage held in class: 2.611% |
(b) number held in class: 11,672,024 (c) percentage held in class: 2.611% |
(b) number held in class: 11,672,024 (c) percentage held in class: 2.611% |
|---|---|---|
| Custodian Name | Custodian Total Holding | Custodian Total Holding(%) |
| Citibank N A HongKong | 11,672,024 | 2.611% |
Details for Commonwealth Bank of Australia ACN 123 123 124
(a) Nature of relevant interest(s): Relevant interest arising as a result of having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose securities in a proprietary capacity.
(b) number held in class: 276,827
(c) percentage held in class: 0.062%
| Custodian Name | Custodian Total Holding | Custodian Total Holding(%) |
|---|---|---|
| The Bank Of New York Mellon,SydneyBranch | 276,827 | 0.062% |
Details for Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as trustee for the Officers' Superannuation Fund.
(b) number held in class: 54,293
- (c) percentage held in class: 0.012%
| Custodian Name | Custodian Total Holding | Custodian Total Holding(%) |
|---|---|---|
| CiticorpNominees PtyLimited(Australia) | 54,293 | 0.012% |
Details for Colonial First State Investments Limited ACN 002 348 352
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by Colonial First State Investments Limited or a related body corporate).
(b) number held in class: 10,556,980
- (c) percentage held in class: 2.362%
| Custodian Name | Custodian Total Holding | Custodian Total Holding(%) |
|---|---|---|
| Citibank N A HongKong | 5,748,581 | 1.286% |
| CiticorpNominees PtyLimited(Australia) | 3,795,184 | 0.849% |
| Northern Trust Company | 876,648 | 0.196% |
| UBS Nominees PtyLtd | 136,567 | 0.031% |
| Grand Total | 22,589,629 | 5.053% |
Details of transactions and events giving rise to substantial holding
Details of transactions or other events requiring disclosure:
See Appendix A
100080615/3821102.1
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Additional information
Address(es) of substantial product holder(s):
-
Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
-
ASB Group Investments Limited Company Number 533945, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010, New Zealand
-
Commonwealth Bank of Australia ACN 123 123 124, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
-
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798, Level 11 Tower 1, 201 Sussex St, Sydney, NSW, 2000, Australia
-
* Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
Contact details: Renato Stupar, +61 (0) 475 945 221, [email protected]
*Nature of connection between substantial product holders:
Commonwealth Bank of Australia is a related body corporate of:
Avanteos Investments Limited ACN 096 259 979 ASB Group Investments Limited Company Number 533945 Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798
Colonial First State Investments Limited ACN 002 348 352
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates:
[not applicable]
Certification
I, Kristy Huxtable, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.
100080615/3821102.1
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Appendix A
Details of the transactions or other events requiring disclosure:
| Date of Transaction | Holder of Relevant Interest | Registered Company Before Event | Registered Company After Event | Nature of Change | Class | Number of Securities |
Cash Consideration |
Currency |
|---|---|---|---|---|---|---|---|---|
| Monday, 21 December 2020 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 34,247 | 249,318.16 | AUD |
| Monday, 21 December 2020 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 106,694 | N/A | NZD |
| Tuesday, 22 December 2020 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 4,343 | 31,747.33 | AUD |
| Tuesday, 22 December 2020 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, Sydney Branch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 1,048 | N/A | NZD |
| Wednesday, 23 December 2020 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 1,048 | N/A | NZD |
| Thursday, 24 December 2020 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 25,014 | 184,353.18 | AUD |
| Tuesday, 29 December 2020 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 1,055 | 7,872.20 | AUD |
| Tuesday, 29 December 2020 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 801 | 6,037.22 | AUD |
| Tuesday, 29 December 2020 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 1,368 | 10,301.72 | AUD |
| Tuesday, 29 December 2020 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 2,758 | 20,933.22 | AUD |
| Tuesday, 29 December 2020 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 20,307 | 153,055.89 | AUD |
| Tuesday, 29 December 2020 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 34,662 | 261,022.19 | AUD |
| Tuesday, 29 December 2020 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 26,734 | 199,483.76 | AUD |
| Tuesday, 29 December 2020 | The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 1,216 | 9,165.11 | AUD |
| Tuesday, 29 December 2020 | The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 2,075 | 15,625.79 | AUD |
| Tuesday, 29 December 2020 | The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 1,600 | 11,938.88 | AUD |
| Wednesday, 30 December 2020 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 423 | 3,183.54 | AUD |
| Wednesday, 30 December 2020 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 10,730 | 80,755.05 | AUD |
| Wednesday, 30 December 2020 | The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 642 | 4,831.76 | AUD |
| Monday, 4 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 2,696 | 19,599.92 | AUD |
| Tuesday, 5 January2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 20,251 | 157,826.17 | NZD |
| Tuesday, 5 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 40,803 | 315,713.21 | NZD |
| Wednesday, 6 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 55,945 | 439,308.11 | NZD |
| Monday, 11 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | UBS Nominees PtyLtd | Purchase | Ordinaryshares | 24,562 | 180,786.14 | AUD |
| Monday, 11 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 33,094 | 260,231.36 | NZD |
| Tuesday, 12 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 18,396 | 145,416.70 | NZD |
| Tuesday, 12 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 1,071 | 7,903.98 | AUD |
| Tuesday, 12 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 786 | 5,800.68 | AUD |
| Wednesday, 13 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 86,704 | 693,632.00 | NZD |
| Thursday, 14 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 1,694 | 12,721.94 | AUD |
| Friday, 15 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Northern Trust Company | Unknown | Sale | Ordinaryshares | 82,917 | 620,882.50 | AUD |
| Friday, 15 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Northern Trust Company | Purchase | Ordinaryshares | 14,716 | 119,742.62 | NZD |
| Friday, 15 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
UBS Nominees PtyLtd | Unknown | Sale | Ordinaryshares | 20,007 | 149,810.42 | AUD |
| Friday, 15 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 2,361 | 17,613.06 | AUD |
| Friday, 15 January2021 | The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 436 | 3,252.56 | AUD |
| Monday, 18 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 30,601 | 247,828.32 | NZD |
| Monday, 18 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 869 | 6,500.12 | AUD |
| Wednesday, 20 January2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, Sydney Branch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 15,656 | N/A | NZD |
| Thursday, 21 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 1,043 | 7,874.65 | AUD |
| Thursday, 21 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 21,386 | 173,889.57 | NZD |
| Thursday, 21 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 1,891 | 14,277.05 | AUD |
| Thursday, 21 January2021 | Commonwealth Bank of Australia ACN 123123124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 15,656 | N/A | NZD |
| Friday, 22 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 1,037 | 8,036.75 | AUD |
| Friday, 22 January2021 | The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 734 | 5,688.50 | AUD |
| Monday, 25 January2021 | The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 2,778 | 21,489.22 | AUD |
| Monday, 25 January2021 | The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 1,253 | 9,650.36 | AUD |
| Tuesday, 26 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 31,831 | 267,380.40 | NZD |
| Wednesday, 27 January2021 | ASB GroupInvestments Limited 533945 | Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 64,382 | 500,817.15 | AUD |
| Wednesday, 27 January2021 | The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 10,650 | 83,310.69 | AUD |
| Thursday, 28 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 6,632 | 54,731.91 | NZD |
| Thursday, 28 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 1,968 | 16,249.38 | NZD |
| Thursday, 28 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 8,210 | 67,908.19 | NZD |
| Thursday, 28 January2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 8,365 | 64,828.75 | AUD |
| Thursday, 28 January2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, Sydney Branch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 104,896 | N/A | NZD |
| Friday, 29 January2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 55,467 | 436,972.30 | AUD |
| Friday, 29 January2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 104,896 | N/A | NZD |
| Wednesday, 3 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 714 | 5,911.92 | AUD |
| Thursday,4 February2021 | ASB GroupInvestments Limited 533945 | Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 15,514 | 132,249.09 | NZD |
| Thursday,4 February2021 | ASB GroupInvestments Limited 533945 | Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 52,725 | 449,454.26 | NZD |
| Thursday, 4 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 996 | 7,848.48 | AUD |
| Friday,5 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 58,679 | 466,970.59 | AUD |
| Friday,5 February2021 | ASB GroupInvestments Limited 533945 | Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 32,558 | 273,565.34 | NZD |
| Friday, 5 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 4,370 | 34,785.20 | AUD |
| Monday, 8 February 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, Sydney Branch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinary shares | 144,365 | N/A | NZD |
| Tuesday,9 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 34,138 | 271,703.39 | AUD |
| Tuesday, 9 February2021 | Avanteos Investments Limited ACN 096 259 979 |
Avanteos Investments Limited | Unknown | Sale | Ordinaryshares | 1,398 | 11,121.09 | AUD |
| Tuesday, 9 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 348,267 | 2,968,488.60 | NZD |
| Tuesday, 9 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 7,683 | 65,346.99 | NZD |
| Tuesday, 9 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 54,017 | 459,987.17 | NZD |
100080615/3821102.1
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| Tuesday, 9 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 144,365 | N/A | NZD |
|---|---|---|---|---|---|---|---|---|
| Wednesday, 10 February2021 | Commonwealth Bank of Australia ACN 123123124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 65,276 | N/A | NZD |
| Thursday, 11 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 14,734 | 115,936.13 | AUD |
| Thursday, 11 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 65,276 | N/A | NZD |
| Thursday, 11 February2021 | Commonwealth Bank of Australia ACN 123123124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 59,166 | N/A | NZD |
| Friday, 12 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 73,981 | N/A | NZD |
| Friday, 12 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 59,166 | N/A | NZD |
| Monday, 15 February2021 | Avanteos Investments Limited ACN 096 259 979 |
Avanteos Investments Limited | Unknown | Sale | Ordinaryshares | 986 | 7,636.50 | AUD |
| Monday, 15 February2021 | Commonwealth Bank of Australia ACN 123123124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 73,981 | N/A | NZD |
| Monday, 15 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 144,365 | N/A | NZD |
| Tuesday, 16 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
CiticorpNominees PtyLimited(Australia) | Unknown | Sale | Ordinaryshares | 2,115 | 16,581.60 | AUD |
| Tuesday, 16 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 105,650 | N/A | NZD |
| Tuesday, 16 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 144,365 | N/A | NZD |
| Wednesday, 17 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 996 | 7,649.28 | AUD |
| Wednesday, 17 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 105,650 | N/A | NZD |
| Wednesday, 17 February2021 | Commonwealth Bank of Australia ACN 123123124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 109,439 | N/A | NZD |
| Thursday, 18 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 701 | 5,299.56 | AUD |
| Thursday, 18 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 5,395 | 40,846.08 | AUD |
| Thursday, 18 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 2,500 | 18,900.00 | AUD |
| Thursday, 18 February2021 | Commonwealth Bank of Australia ACN 123123124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 126,613 | N/A | NZD |
| Thursday, 18 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 109,439 | N/A | NZD |
| Friday, 19 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 776,096 | 5,803,645.89 | AUD |
| Friday, 19 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 4,317 | 32,204.82 | AUD |
| Friday, 19 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 126,613 | N/A | NZD |
| Friday, 19 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 144,006 | N/A | NZD |
| Monday, 22 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 140,000 | 1,009,148.00 | AUD |
| Monday, 22 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 1,464 | 10,540.80 | AUD |
| Monday, 22 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 144,365 | N/A | NZD |
| Monday, 22 February2021 | Commonwealth Bank of Australia ACN 123123124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 144,006 | N/A | NZD |
| Tuesday, 23 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 144,365 | N/A | NZD |
| Tuesday, 23 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 144,365 | N/A | NZD |
| Wednesday, 24 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 4,747 | 36,064.75 | NZD |
| Wednesday, 24 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 9,046 | 68,725.87 | NZD |
| Wednesday, 24 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 4,665 | 35,441.76 | NZD |
| Wednesday, 24 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 4,679 | 35,548.13 | NZD |
| Wednesday, 24 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 229,337 | 1,619,119.22 | AUD |
| Wednesday, 24 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 6,559 | 46,700.08 | AUD |
| Wednesday, 24 February2021 | Commonwealth Bank of Australia ACN 123123124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 144,365 | N/A | NZD |
| Wednesday, 24 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 144,365 | N/A | NZD |
| Thursday, 25 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 7,250 | 56,433.65 | NZD |
| Thursday, 25 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 7,377 | 57,422.21 | NZD |
| Thursday, 25 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 14,058 | 109,426.80 | NZD |
| Thursday, 25 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 7,271 | 56,597.11 | NZD |
| Thursday, 25 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 19,346 | 140,548.69 | AUD |
| Thursday, 25 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 20,100 | 156,890.55 | NZD |
| Thursday, 25 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 100,500 | 789,407.40 | NZD |
| Thursday, 25 February2021 | Commonwealth Bank of Australia ACN 123123124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 144,365 | N/A | NZD |
| Thursday, 25 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 143,265 | N/A | NZD |
| Thursday, 25 February2021 | The Colonial Mutual Life Assurance SocietyLimited ACN 004 021 809 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 19,346 | 140,548.69 | AUD |
| Friday, 26 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 21,460 | 168,802.04 | NZD |
| Friday, 26 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 21,151 | 166,371.48 | NZD |
| Friday, 26 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 40,897 | 321,691.39 | NZD |
| Friday, 26 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 41,564 | 326,937.94 | NZD |
| Friday, 26 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 33,081 | 260,211.57 | NZD |
| Friday, 26 February2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 21,092 | 165,907.39 | NZD |
| Friday, 26 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 2,157 | 15,940.23 | AUD |
| Friday, 26 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 22,100 | 173,652.96 | NZD |
| Friday, 26 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 14,552 | 114,346.71 | NZD |
| Friday, 26 February2021 | Colonial First State Investments Limited ACN 002 348 352 |
UBS Nominees PtyLtd | Unknown | Sale | Ordinaryshares | 5,030 | 36,727.55 | AUD |
| Friday, 26 February2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 143,265 | N/A | NZD |
| Monday, 1 March 2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 49,336 | 389,902.41 | NZD |
| Monday, 1 March 2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 5,162 | 40,795.29 | NZD |
| Monday, 1 March 2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 4,414 | 34,649.90 | NZD |
| Monday, 1 March 2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 42,190 | 331,191.50 | NZD |
| Monday, 1 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
CiticorpNominees PtyLimited(Australia) | Unknown | Sale | Ordinaryshares | 605,390 | 4,540,425.00 | AUD |
| Monday, 1 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 2,449 | 19,485.71 | NZD |
| Monday, 1 March 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 140,065 | N/A | NZD |
| Tuesday, 2 March 2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 663 | 5,297.37 | NZD |
| Tuesday, 2 March 2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 6,337 | 50,632.63 | NZD |
| Tuesday, 2 March 2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 3,599 | 28,784.08 | NZD |
| Tuesday, 2 March 2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 34,401 | 275,132.32 | NZD |
| Tuesday, 2 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 1,620 | 12,922.74 | NZD |
| 100080615/3821102.1 | 5 |
| Tuesday, 2 March 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 140,065 | N/A | NZD |
|---|---|---|---|---|---|---|---|---|
| Tuesday, 2 March 2021 | Commonwealth Bank of Australia ACN 123123124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 85,453 | N/A | NZD |
| Wednesday, 3 March 2021 | ASB GroupInvestments Limited 533945 | Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 36,753 | 295,552.92 | NZD |
| Wednesday, 3 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 3,354 | 24,987.30 | AUD |
| Wednesday, 3 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 2,490 | 19,916.51 | NZD |
| Wednesday, 3 March 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 86,349 | N/A | NZD |
| Wednesday, 3 March 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 85,453 | N/A | NZD |
| Thursday, 4 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 9,849 | 78,242.43 | NZD |
| Thursday, 4 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 1,026 | 7,695.00 | AUD |
| Thursday, 4 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 67,889 | 504,381.33 | AUD |
| Thursday, 4 March 2021 | Commonwealth Bank of Australia ACN 123123124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 86,349 | N/A | NZD |
| Thursday, 4 March 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 82,169 | N/A | NZD |
| Friday, 5 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 10,956 | 87,509.95 | NZD |
| Friday, 5 March 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 43,122 | N/A | NZD |
| Friday, 5 March 2021 | Commonwealth Bank of Australia ACN 123123124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 82,169 | N/A | NZD |
| Monday, 8 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 93,481 | 750,185.03 | NZD |
| Monday, 8 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 1,331 | 9,915.95 | AUD |
| Monday, 8 March 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 43,122 | N/A | NZD |
| Monday, 8 March 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 33,180 | N/A | NZD |
| Tuesday, 9 March 2021 | Commonwealth Bank of Australia ACN 123123124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 33,180 | N/A | NZD |
| Wednesday, 10 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 2,049 | 15,060.15 | AUD |
| Wednesday, 10 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 20,726 | 153,571.37 | AUD |
| Wednesday, 10 March 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 743 | N/A | NZD |
| Thursday, 11 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 746 | 5,841.18 | NZD |
| Thursday, 11 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 9,023 | 70,760.17 | NZD |
| Thursday, 11 March 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 743 | N/A | NZD |
| Thursday, 11 March 2021 | Commonwealth Bank of Australia ACN 123123124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 743 | N/A | NZD |
| Friday, 12 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 1,021 | 7,412.46 | AUD |
| Friday, 12 March 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 743 | N/A | NZD |
| Wednesday, 17 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 493,004 | 3,590,548.13 | AUD |
| Thursday, 18 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 110,499 | 795,592.80 | AUD |
| Thursday, 18 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 18,632 | 134,249.15 | AUD |
| Friday, 19 March 2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 14,247 | 110,532.02 | NZD |
| Friday, 19 March 2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 55,904 | 433,718.10 | NZD |
| Friday, 19 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
CiticorpNominees PtyLimited(Australia) | Unknown | Sale | Ordinaryshares | 1,183 | 8,517.60 | AUD |
| Friday, 19 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Northern Trust Company | Unknown | Sale | Ordinaryshares | 34,166 | 264,687.42 | NZD |
| Friday, 19 March 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 143,091 | N/A | NZD |
| Monday, 22 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 1,026 | 7,376.94 | AUD |
| Monday, 22 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 2,762 | 19,858.78 | AUD |
| Monday, 22 March 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 143,091 | N/A | NZD |
| Tuesday, 23 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 3,621 | 25,455.63 | AUD |
| Thursday, 25 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 2,781 | 19,105.47 | AUD |
| Thursday, 25 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 17,724 | 121,763.88 | AUD |
| Thursday, 25 March 2021 | The Colonial Mutual Life Assurance SocietyLimited ACN 004 021 809 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 1,056 | 7,254.72 | AUD |
| Friday, 26 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 25,188 | 168,988.81 | AUD |
| Friday, 26 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 85,496 | 573,353.28 | AUD |
| Friday, 26 March 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 143,091 | N/A | NZD |
| Friday, 26 March 2021 | The Colonial Mutual Life Assurance SocietyLimited ACN 004 021 809 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 5,003 | 33,551.12 | AUD |
| Monday, 29 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 83,082 | 544,369.88 | AUD |
| Monday, 29 March 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 143,091 | N/A | NZD |
| Tuesday, 30 March 2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 17,132 | 119,697.21 | NZD |
| Tuesday, 30 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 38,820 | 247,132.00 | AUD |
| Tuesday, 30 March 2021 | Commonwealth Bank of Australia ACN 123123124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 143,091 | N/A | NZD |
| Wednesday, 31 March 2021 | ASB GroupInvestments Limited 533945 | Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 135,400 | 956,516.92 | NZD |
| Wednesday, 31 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 5,878 | 37,266.52 | AUD |
| Wednesday, 31 March 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 18,838 | 119,432.92 | AUD |
| Wednesday, 31 March 2021 | Commonwealth Bank of Australia ACN 123123124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 143,091 | N/A | NZD |
| Thursday, 1 April 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 1,120 | 7,212.80 | AUD |
| Thursday, 1 April 2021 | The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Citibank N A Hong Kong | Unknown | Assets transferred to AIA on 1 April 2021.^ |
Ordinary shares | 19,829 | N/A | AUD |
| Thursday, 1 April 2021 | The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Citibank N A Hong Kong | Unknown | Assets transferred to AIA on 1 April 2021.^ |
Ordinary shares | 276,623 | N/A | AUD |
| Tuesday, 6 April 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase |
Ordinaryshares | 2,036 | 12,541.76 | AUD |
| Wednesday, 7 April 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 1,011 | 6,136.77 | AUD |
| Thursday, 8 April 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 522 | 3,147.66 | AUD |
| Friday, 9 April 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 738 | 4,450.14 | AUD |
| Tuesday, 13 April 2021 | ASB GroupInvestments Limited 533945 | Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 52,343 | 342,658.22 | NZD |
| Tuesday, 13 April 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 954 | 5,752.62 | AUD |
100080615/3821102.1
6
| Tuesday, 13 April 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 1,831 | 11,040.93 | AUD |
|---|---|---|---|---|---|---|---|---|
| Tuesday, 13 April 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, Goldman Sachs International, See Appendix B |
Ordinaryshares | 11,737 | N/A | NZD |
| Tuesday, 13 April 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, The Hongkong and Shanghai Banking Corporation Limited, SeeAppendix B |
Ordinaryshares |
265,249 | N/A | NZD |
| Wednesday, 14 April 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, The Hongkong and Shanghai Banking Corporation Limited, See Appendix B |
Ordinaryshares |
265,249 | N/A | NZD |
| Wednesday, 14 April 2021 | Commonwealth Bank of Australia ACN 123123124 |
The Bank Of New York Mellon, Sydney Branch |
Unknown | Borrow Decrease, Goldman Sachs International, See Appendix B |
Ordinaryshares | 11,737 | N/A | NZD |
| Wednesday, 21 April 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 9,813 | 59,859.30 | AUD |
| Wednesday, 21 April 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citicorp Nominees Pty Limited (Australia) |
Purchase | Ordinaryshares | 2,314 | 14,115.40 | AUD |
| Thursday, 22 April 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 462 | 2,859.78 | AUD |
| Friday, 23 April 2021 | Avanteos Investments Limited ACN 096 259 979 |
Unknown | Avanteos Investments Limited | Purchase | Ordinaryshares | 1,596 | 10,006.92 | AUD |
| Friday, 23 April 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Citibank N A HongKong | Unknown | Sale | Ordinaryshares | 5,842 | 36,337.24 | AUD |
| Friday, 23 April 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 5,842 | 36,337.24 | AUD |
| Friday, 23 April 2021 | Colonial First State Investments Limited ACN 002 348 352 |
Unknown | Citibank N A HongKong | Purchase | Ordinaryshares | 13,138 | 81,718.36 | AUD |
| Friday, 23 April 2021 | Commonwealth Bank of Australia ACN 123 123 124 |
Unknown | The Bank Of New York Mellon, SydneyBranch |
Borrow Increase, The Hongkong and Shanghai Banking Corporation Limited, SeeAppendix B |
Ordinaryshares |
276,827 | N/A | NZD |
^ On 1 April 2021 the Commonwealth Bank of Australia announced that the divestment of its Australian life insurance business (CommInsure Life) had completed via a statutory asset transfer to AIA Australia Limited.
100080615/3821102.1
7
Appendix B
Goldman Sachs International
| Goldman Sachs International | |
|---|---|
| Type of agreement: | Global Master Securities LendingAgreement |
| Parties to agreement: | (1) Commonwealth Bank of Australia and (2) GoldmanSachsInternational |
| Can theparties exercise votingrights attachingto the securities? | No |
| Ifyes,in what circumstances? | N/A |
| Date on which the securities were (or are) expected to be delivered to the borroweror itsnominee (ie borrowdate): |
The dates indicated in Annexure B on which securitieswere borrowed. |
| Scheduled date (if any) when the securities are expected to be returned to the lenderor itsnominee (iereturndate): |
Any particular day. |
| Does the borrower have the right to return the securities early?[Yes/No] | Yes |
| Ifyes,in which circumstances? | At anytime subject togivingnotice. |
| Does the lender have the right to recall the securities early (ie before the scheduledreturndate)?[Yes/No] |
Yes |
| Ifyes,in which circumstances? | At anytime subject togivingnotice. |
| Are there circumstances in which the borrower will not be required to return the securities onsettlement?[Yes/No] |
No |
| Ifyes,in which circumstances? | N/A |
The Hongkong and Shanghai Banking Corporation Limited
| The Hongkong and Shanghai Banking Corporation Limited | |
|---|---|
| Type of agreement: | Global Master Securities LendingAgreement |
| Parties to agreement: | (1) Commonwealth Bank of Australia and (2) The Hongkong and Shanghai Banking Corporation Limited |
| Can theparties exercise votingrights attachingto the securities? | No |
| Ifyes,in what circumstances? | N/A |
| Date on which the securities were (or are) expected to be delivered to the borroweror itsnominee (ie borrowdate): |
The dates indicated in Annexure B on which securitieswere borrowed. |
| Scheduled date (if any) when the securities are expected to be returned to the lenderor itsnominee (iereturndate): |
Any particular day. |
| Does the borrower have the right to return the securities early?[Yes/No] | Yes |
| Ifyes,in which circumstances? | At anytime subject togivingnotice. |
| Does the lender have the right to recall the securities early (ie before the scheduledreturndate)?[Yes/No] |
Yes |
| Ifyes,in which circumstances? | At anytime subject togivingnotice. |
| Are there circumstances in which the borrower will not be required to return the securities onsettlement?[Yes/No] |
No |
| Ifyes,in which circumstances? | N/A |
100080615/3821102.1
8