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CHORUS LIMITED — Major Shareholding Notification 2021
Aug 15, 2021
64680_rns_2021-08-15_82e05f20-9fa7-4ec5-b793-62b57a331798.pdf
Major Shareholding Notification
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Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
To NZX Limited and
To CHORUS LIMITED
Date this disclosure made: 13 August, 2021
Date last disclosure made: 11 August, 2021
Date on which substantial holding ceased: 10 August, 2021
Substantial product holder(s) giving disclosure
Full name(s): Mitsubishi UFJ Financial Group, Inc., Mitsubishi UFJ Trust and Banking Corporation, First Sentier Investors (Australia) IM Ltd, First Sentier Investors Realindex Pty Ltd
Summary of previous substantial holding
Class of quoted voting products: Ordinary Shares (security code: NZCNUE0001S2)
Summary for Mitsubishi UFJ Financial Group, Inc., Mitsubishi UFJ Trust and Banking Corporation, First Sentier Investors (Australia) IM Ltd, First Sentier Investors Realindex Pty Ltd
For last disclosure,—
-
(a) total number held in class: 23,244,040
-
(b) total in class: 447,024,884
-
(c) total percentage held in class: 5.200%
For current holding after ceasing to have substantial holding,—
-
(a) total number held in class: 21,767,290
-
(b) total in class: 447,024,884
-
(c) total percentage held in class: 4.869%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure:
For transaction details relating to subsidiaries of Mitsubishi UFJ Financial Group, Inc. see Annexure A.
For transaction details relating to the Morgan Stanley group see Annexure C.
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Additional information
Address(es) of substantial product holder(s):
Mitsubishi UFJ Financial Group, Inc. – 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
Mitsubishi UFJ Trust and Banking Corporation – 1-4-5, Marunouchi, Chiyoda-ku, Tokyo, Japan
First Sentier Investors Realindex Pty Ltd - Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia
First Sentier Investors (Australia) IM Ltd - Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia
Contact details: Mariko Onda, Phone: +81-3-3240-3003, E-mail:[email protected]
Nature of connection between substantial product holders: Mitsubishi UFJ Trust and Banking Corporation, First Sentier Investors (Australia) IM Ltd and First Sentier Investors Realindex Pty Ltd are wholly-owned subsidiary of Mitsubishi UFJ Financial Group, Inc.
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: Not applicable
Certification
I, Mariko Onda, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.
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Annexure A
Transaction details for subsidiaries of Mitsubishi UFJ Financial Group, Inc.
| Date of Transaction | Holder of Relevant Interest |
Nature of Transaction | Class of Securities | Number of Securities |
Cash Consideration (NZD) |
|---|---|---|---|---|---|
| 10-Aug-2021 | First Sentier Investors (Australia) IM Ltd |
SELL | Ordinary Shares | 1,465,846 | 0.00 |
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Annexure B Relevant interests held in the Morgan Stanley group
List of Morgan Stanley and its subsidiaries that have a relevant interest or are deemed to have a relevant interest in the shares.
Entities └─┬─ Morgan Stanley ├─┬─ Morgan Stanley Capital Management, LLC │ └─┬─ Morgan Stanley Domestic Holdings, Inc. │ ├─┬─ ETRADE Financial Holdings, LLC │ │ └─┬─ ETCM Holdings, LLC │ │ └─── ETRADE Securities LLC │ ├─┬─ Eaton Vance Acquisitions LLC │ │ └─── Parametric Portfolio Associates LLC │ ├─── Morgan Stanley & Co. LLC │ ├─── Morgan Stanley Capital Services LLC │ ├─── Morgan Stanley Investment Management Inc. │ ├─── Morgan Stanley Smith Barney LLC │ └─── Morgan Stanley Wealth Management Australia Pty Ltd └─┬─ Morgan Stanley International Holdings Inc. ├─┬─ Morgan Stanley (Australia) Securities Holdings Pty Limited │ └─── Morgan Stanley Australia Securities Limited └─┬─ Morgan Stanley International Limited └─┬─ Morgan Stanley Investments (UK) └─── Morgan Stanley & Co. International plc
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Annexure C
Transaction details for the Morgan Stanley group
| Date of Transaction |
Holder of Relevant Interest |
Transaction Nature |
Consideration | Class and number of securities |
|---|---|---|---|---|
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 1,053.41 (AUD) |
179 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 1,054.31 (AUD) |
179 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 10,451.74 (AUD) |
1,776 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 10,460.10 (AUD) |
1,785 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 16,343.54 (AUD) |
2,789 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 16,783.04 (AUD) |
2,864 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 2,441.09 (AUD) |
412 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 2,739.66 (AUD) |
462 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 23,381.40 (AUD) |
3,990 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 3,076.50 (AUD) |
521 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 3,713.84 (AUD) |
630 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities |
Buy | 32,656.51 (AUD) |
5,507 Ordinary Shares |
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| Limited | ||||
|---|---|---|---|---|
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 353.70 (AUD) | 60 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 4,435.61 (AUD) |
755 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 58.70 (AUD) | 10 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 61,600.32 (AUD) |
10,512 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 627.55 (AUD) | 107 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 771.59 (AUD) | 131 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 8,610.36 (AUD) |
1,452 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Buy | 992.87 (AUD) | 169 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 1,372.14 (AUD) |
231 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 1,434.72 (AUD) |
244 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 1,873.02 (AUD) |
318 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 10,454.80 (AUD) |
1,772 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities |
Sell | 11,654.16 (AUD) |
1,982 Ordinary Shares |
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| Limited | ||||
|---|---|---|---|---|
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 124.32 (AUD) | 21 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 13,296.32 (AUD) |
2,246 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 15,584.94 (AUD) |
2,646 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 15,628.62 (AUD) |
2,667 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 15,886.08 (AUD) |
2,688 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 17.58 (AUD) | 3 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 2,409.44 (AUD) |
407 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 2,474.56 (AUD) |
418 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 2,739.66 (AUD) |
462 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 2,820.20 (AUD) |
478 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 2,838.98 (AUD) |
482 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 2,872.26 (AUD) |
486 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities |
Sell | 3,380.10 (AUD) |
570 Ordinary Shares |
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| Limited | ||||
|---|---|---|---|---|
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 3,973.99 (AUD) |
677 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 352.20 (AUD) | 60 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 4,805.20 (AUD) |
820 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 441.00 (AUD) | 75 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 5,834.78 (AUD) |
994 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 7,334.88 (AUD) |
1,239 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 9,612.48 (AUD) |
1,632 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Australia Securities Limited |
Sell | 982.72 (AUD) | 166 Ordinary Shares |
| 8/09/2021 | Morgan Stanley Capital Services LLC |
Buy | N/A | 1,632 Swaps |
| 8/09/2021 | Morgan Stanley Capital Services LLC |
Buy | N/A | 5,396 Swaps |
| 8/09/2021 | Morgan Stanley Capital Services LLC |
Buy | N/A | 570 Swaps |
| 8/09/2021 | Morgan Stanley Capital Services LLC |
Sell | N/A | 2,789 Swaps |
| 8/09/2021 | Morgan Stanley Capital Services LLC |
Sell | N/A | 6,654 Swaps |
| 8/10/2021 | Morgan Stanley & Co. International plc |
Increase in shares held or in respect of which the |
N/A | 501 Ordinary Shares |
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| holder may exercise right to rehypothecate pursuant to the agreement(s) |
||||
|---|---|---|---|---|
| 8/10/2021 | Morgan Stanley & Co. International plc |
Sell | N/A | 125 Swaps |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Buy | 18,954.02 (AUD) |
3,218 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Buy | 4,948.41 (AUD) |
843 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Buy | 736.25 (AUD) | 125 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 1,036.64 (AUD) |
176 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 1,039.52 (AUD) |
178 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 1,067.80 (AUD) |
183 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 1,104.70 (AUD) |
189 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 1,225.78 (AUD) |
209 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 1,264.68 (AUD) |
216 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 1,506.02 (AUD) |
257 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities |
Sell | 1,770.00 | 300 Ordinary Shares |
9
| Limited | (AUD) | |||
|---|---|---|---|---|
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 10,138.24 (AUD) |
1,736 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 105.75 (AUD) | 18 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 114,743.09 (AUD) |
19,481 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 14,502.15 (AUD) |
2,479 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 147.50 (AUD) | 25 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 17,474.99 (AUD) |
2,977 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 18,498.48 (AUD) |
3,146 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 181.81 (AUD) | 31 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 2,432.57 (AUD) |
413 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 2,521.94 (AUD) |
430 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 200.60 (AUD) | 34 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 236.00 (AUD) | 40 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities |
Sell | 26,700.48 (AUD) |
4,572 Ordinary Shares |
10
| Limited | ||||
|---|---|---|---|---|
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 3,234.37 (AUD) |
551 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 3,264.02 (AUD) |
557 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 352.50 (AUD) | 60 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 4,290.97 (AUD) |
731 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 41.09 (AUD) | 7 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 432.53 (AUD) | 74 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 490.14 (AUD) | 84 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 5,006.50 (AUD) |
850 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 5,047.73 (AUD) |
857 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 526.95 (AUD) | 90 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 530.10 (AUD) | 90 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 539.58 (AUD) | 92 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities |
Sell | 570.36 (AUD) | 97 Ordinary Shares |
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| Limited | ||||
|---|---|---|---|---|
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 595.68 (AUD) | 102 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 6,022.39 (AUD) |
1,033 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 6,199.88 (AUD) |
1,058 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 6,217.46 (AUD) |
1,061 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 6,861.96 (AUD) |
1,167 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 631.30 (AUD) | 107 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 651.57 (AUD) | 111 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 672.75 (AUD) | 115 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 689.12 (AUD) | 118 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 70.20 (AUD) | 12 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 916.50 (AUD) | 156 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Australia Securities Limited |
Sell | 932.20 (AUD) | 158 Ordinary Shares |
| 8/10/2021 | Morgan Stanley Capital Services LLC |
Buy | N/A | 19,779 Swaps |
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| 8/10/2021 | Morgan Stanley Capital Services LLC |
Buy | N/A | 2,689 Swaps |
|---|---|---|---|---|
| 8/10/2021 | Morgan Stanley Capital Services LLC |
Buy | N/A | 479 Swaps |
| 8/10/2021 | Morgan Stanley Capital Services LLC |
Buy | N/A | 850 Swaps |
| 8/10/2021 | Morgan Stanley Capital Services LLC |
Buy | N/A | 886 Swaps |
| 8/10/2021 | Morgan Stanley Capital Services LLC |
Sell | N/A | 2,383 Swaps |
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