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CHIPOTLE MEXICAN GRILL INC — Director's Dealing 2016
Jun 2, 2016
29999_dirs_2016-06-02_f8be3012-e59e-4a04-9a69-7396c13e6263.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHIPOTLE MEXICAN GRILL INC (CMG)
CIK: 0001058090
Period of Report: 2016-05-31
Reporting Person: Ells Steve (Director, Chairman & Co-CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-31 | Common Stock | M | 37500 | $318.45 | Acquired | 122043 | Direct |
| 2016-05-31 | Common Stock | M | 37500 | $318.45 | Acquired | 159543 | Direct |
| 2016-05-31 | Common Stock | F | 54000 | $440.26 | Disposed | 105543 | Direct |
| 2016-05-31 | Common Stock | S | 9913 | $439.79 | Disposed | 95630 | Direct |
| 2016-05-31 | Common Stock | S | 10417 | $440.63 | Disposed | 85213 | Direct |
| 2016-05-31 | Common Stock | S | 670 | $441.54 | Disposed | 84543 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-31 | 2013 Performance SOSARs | $318.45 | M | 37500 | Acquired | 2020-02-07 | Common Stock (37500) | Direct |
| 2016-05-31 | 2013 Stock Appreciation Rights | $318.45 | M | 37500 | Acquired | 2020-02-07 | Common Stock (37500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12519 | Indirect |
| Common Stock | 99740 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| 2014 Stock Appreciation Rights | $543.20 | 2021-02-03 | Common Stock (87500) | 87500 | Direct |
| 2014 Performance SOSARs | $543.20 | 2021-02-03 | Common Stock (43750) | 43750 | Direct |
Footnotes
F1: Reflects a weighted-average price. Actual sales prices ranged from $439.18 to $440.18 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
F2: Reflects a weighted-average price. Actual sales prices ranged from $440.19 to $441.18 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
F3: Reflects a weighted-average price. Actual sales prices ranged from $441.20 to $441.86 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
F4: One half of the 2014 Stock Appreciation Rights vested on February 3, 2016 and the remaining half are scheduled to vest on February 3, 2017, subject to possible acceleration of vesting.