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CHIPOTLE MEXICAN GRILL INC — Director's Dealing 2015
Jul 31, 2015
29999_dirs_2015-07-31_ee22e567-534e-4c1b-a8fe-a9143c038aef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHIPOTLE MEXICAN GRILL INC (CMG)
CIK: 0001058090
Period of Report: 2015-07-30
Reporting Person: Hartung Jack (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-30 | Common Stock | M | 5000 | $371.63 | Acquired | 35392 | Direct |
| 2015-07-30 | Common Stock | F | 2515 | $738.94 | Disposed | 32877 | Direct |
| 2015-07-30 | Common Stock | S | 2485 | $740.08 | Disposed | 30392 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-30 | 2012 Performance SOSARs | $371.63 | M | 5000 | Disposed | 2019-02-06 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 72 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| 2013 Stock Appreciation Rights | $318.45 | 2020-02-07 | Common Stock (25000) | 25000 | Direct |
| 2013 Performance SOSARs | $318.45 | 2020-02-07 | Common Stock (12500) | 12500 | Direct |
| 2014 Stock Appreciation Rights | $543.20 | 2021-02-03 | Common Stock (30000) | 30000 | Direct |
Footnotes
F1: This stock appreciation rights exercise and sale was executed under the terms of a Sales Plan intended to comply with Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended.
F2: Reflects a weighted-average price. Actual sales prices ranged from $740.00 to $740.27 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
F3: One half of the 2013 Stock Appreciation Rights vested on February 7, 2015 and the remaining half are scheduled to vest on February 7, 2016, subject to possible acceleration of vesting.
F4: The 2014 Stock Appreciation Rights are scheduled to vest in equal installments on February 3, 2016 and February 3, 2017, subject to possible acceleration of vesting.