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CHIPOTLE MEXICAN GRILL INC — Director's Dealing 2011
Jul 5, 2011
29999_dirs_2011-07-05_ce593663-2d68-4d33-a83a-fbc5200c8fb9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHIPOTLE MEXICAN GRILL INC (CMG)
CIK: 0001058090
Period of Report: 2011-06-30
Reporting Person: Ells Steve (Director, Chairman & Co-CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-30 | Common Stock | M | 50000 | $53.36 | Acquired | 296802 | Direct |
| 2011-07-01 | Common Stock | D | 16654 | $308.19 | Disposed | 280148 | Direct |
| 2011-07-01 | Common Stock | S | 13346 | $306.43 | Disposed | 266802 | Direct |
| 2011-07-01 | Common Stock | S | 20000 | $307.39 | Disposed | 246802 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-06-30 | 2008 Stock Appreciation Rights | $102.65 | M | 50000 | Disposed | 2015-02-20 | Common Stock (50000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| 2009 Stock Appreciation Rights | $53.36 | 2016-02-17 | Common Stock (75000) | 75000 | Direct |
Footnotes
F1: These stock appreciation rights exercises and sales were executed under the terms of a Sales Plan intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2: Reflects a weighted-average price. Actual sale prices ranged from $305.94 to $306.75 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
F3: Reflects a weighted-average price. Actual sale prices ranged from $306.94 to $307.80 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
F4: Previous Form 4's filed on the filing person's behalf inadvertently omitted 75,000 unvested stock appreciation rights from the Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) column.