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China Silver Group Limited Share Issue/Capital Change 2012

Dec 13, 2012

49483_rns_2012-12-13_3aa58799-d1cd-49ce-8f12-9e6bf80afa71.pdf

Share Issue/Capital Change

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Note: Unless defi ned herein, capitalized terms in this Application Form shall have the same meanings as those defi ned in the prospectus issued by China Silver Group Limited dated Friday, December 14, 2012 (the “Prospectus”) together with any supplement thereto. 附註: 除本申請表格另有界定外,本申請表格所用詞彙與中國白銀集團有限公司日期為二零一二年十二月十四日(星期五)日之招股章程(「招股章程」)及其任何補充文件所界定者具有相同涵義。

HONG KONG PUBLIC OFFERING — YELLOW FORM 香港公開發售 — 黃表 USE THIS APPLICATION FORM IF YOU WANT THE HONG KONG PUBLIC OFFER SHARES TO BE ISSUED IN THE NAME OF HKSCC NOMINEES LIMITED (“HKSCC NOMINEES”) AND DEPOSITED DIRECTLY INTO THE CENTRAL CLEARING AND SETTLEMENT SYSTEM (“CCASS”) FOR CREDIT TO YOUR CCASS INVESTOR PARTICIPANT STOCK ACCOUNT OR THE STOCK ACCOUNT OF YOUR DESIGNATED CCASS PARTICIPANT MAINTAINED IN CCASS 如欲以香港中央結算(代理人)有限公司(「香港結算代理人」)之名義獲發行香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」), 以寄存於 閣下之中央結算系統投資者戶口持有人股份戶口或 閣下指定之中央結算系統參與者於中央結算系統設立之股份戶口內,請用本申請表格

Staple your payment here 請將股款 緊釘在此

  • The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”) and the Hong Kong Exchanges and Clearing Limited take no responsibility for the contents of this Application Form, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this Application Form.

  • 香港聯合交易所有限公司(「聯交所」)、香港中央結算有限公司(「香港結算」)及香港交易及結算所有限公司對本申請表格之內容概不負責,對其準確性或完整性亦不發表任何聲明,並明確表示不會就本申請表格 全部或任何部分內容而產生或因依賴該等內容而引致之任何損失承擔任何責任。

  • A copy of this Application Form, together with a copy of each of the WHITE and GREEN Application Forms, the Prospectus and the other documents specifi ed in the section headed “Documents delivered to the Registrar of Companies in Hong Kong and available for inspection” in Appendix VII to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies Ordinance (Chapter 32 of the Laws of Hong Kong). The Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents. 本申請表格連同 白色綠色 申請表格、招股章程及招股章程附錄七中「送呈香港公司註冊處處長及備查文件」一節所述之其他文件,已遵照香港法例第32章公司條例第342C條之規定,送交香港公司註冊處登記。 香港證券及期貨事務監察委員會(「證監會」)與香港公司註冊處對任何此等文件之內容概不負責。

The information contained in this Application Form is not for publication, distribution or release, directly or indirectly, in or into the United States (including its territories and dependencies, any state of the United States and the District of Columbia). These information do not constitute or form a part of any offer or solicitation to purchase or subscribe for Securities in the United States. 本申請表格所載資料,不會於或向美國(包括其領土及屬地、美國各州及哥倫比亞特區)境內直接或間接刊發、分發或發布。該等資料並不構成或成為在美國購買或認購證券的任何要約或邀請。

The Hong Kong Public Offer Shares have not been and will not be registered under the U.S. Securities Act or any state securities laws in the United States, and may not be offered, sold, pledged or transferred within the United States or to, or for the account or benefi t of U.S. persons, except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the U.S. Securities Act and applicable U.S. state securities laws. The Hong Kong Public Offer Shares are being offered and sold only outside the United States in reliance on Regulation S under the U.S. Securities Act. 香港公開發售股份並無亦不會根據美國證券法或美國任何州證券法登記,因此,除獲豁免遵守美國證券法及任何適用之美國州證券法之登記規定或根據毋須遵受有關規定之交易作出者外,不可於美國境內或向 美籍人士或為其利益而提呈發售、出售、質押或轉讓發售股份。香港公開發售股份將根據美國證券法S規例僅於美國境外提呈發售及出售。

Nothing in the Application Form or the Prospectus constitutes an offer to sell or the solicitation of an offer to buy nor shall there be any sale of Hong Kong Public Offer Shares in any jurisdiction in which such offer, solicitation or sales would be unlawful.

本申請表格或招股章程的內容概不構成於提呈出售、要約購買或出售任何香港公開發售股份即屬違法的司法管轄區內作出有關提呈或要約,亦不得在有關司法管轄區出售任何香港公開發售股份。

China Silver Group Limited 中國白銀集團有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立之有限公司)

GLOBAL OFFERING Number of Offer Shares under the Global Offering : 158,840,000 Shares (subject to the Over-allotment Option) Number of Hong Kong Public Offer Shares : 15,884,000 Shares (subject to adjustment) Number of International Offer Shares : 142,956,000 Shares, comprising 116,476,000 new Shares to be offered for subscription by our Company and 26,480,000 Sale Shares to be offered for sale by the Selling Shareholder (subject to adjustment and the Over-allotment Option) Maximum Offer Price : HK$1.68 per Offer Share (payable in full on application, plus a brokerage of 1.0%, an SFC transaction levy of 0.003% and a Stock Exchange trading fee of 0.005% and subject to refund) and expected to be not less than HK$1.18 per Offer Share Nominal Value : HK$0.01 per Share Stock Code : 815

全球發售 全球發售的發售股份數目 : 158,840,000股股份(視乎超額配股權行使與否而定) 香港公開發售股份數目 : 15,884,000股股份(可予調整) 國際發售股份數目 : 142,956,000股股份,其中包括本公司提呈以供認購的 116,476,000股新股份及售股股東提呈以供出售的26,480,000股 銷售股份(可予調整並視乎超額配股權行使與否而定) 最高發售價 : 每股發售股份1.68港元(須於申請時繳足,另加1.0%經紀佣金、 0.003%證監會交易徵費及0.005%聯交所交易費且可予退還)並 預期每股發售股份不少於1.18港元 面值 : 每股股份0.01港元 股份代號 : 815 Application Form 申請表格

Applications will be accepted until 12:00 noon on Wednesday, December 19, 2012. You must read the conditions and instructions attached to this Application Form. To be valid, you must complete all applicable parts of this Application Form. Please write clearly.

截止接受認購申請時間:二零一二年十二月十九日(星期三) 中午十二時正。 閣下務請細閱本申請表格附載之條件及指示。 本申請表格各適用部分必須清楚填妥,方為有效。

  • To: China Silver Group Limited (the “Company”) 致: 中國白銀集團有限公司(「貴公司」) CCB International Capital Limited (the “Sole Sponsor” and “Sole Global Coordinator”) 建銀國際金融有限公司(「獨家保薦人」兼「獨家全球協調人」) UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 Oriental Patron Securities Limited (together with CCB International Capital Limited and UOB Kay Hian (Hong Kong) Limited, 東英亞洲證券有限公司(連同建銀國際金融有限公司及大華繼顯(香港)有限公司為「聯席賬簿管理人」兼「聯席牽頭經辦人」) the “Joint Bookrunners” and the “Joint Lead Managers”) 香港包銷商 Hong Kong Underwriters

  • I/We: 本人╱吾等:apply for the number of Hong Kong Public Offer Shares set out below, on the terms and subject to the conditions of the Prospectus and this ‧ 按照招股章程及本申請表格所載條款及條件,並在 貴公司之組織章程細則規限下, 申請 認購以下數目之香港公開發售股份; Application Form, and subject to the Articles of Association; ‧ 隨附 申請認購香港公開發售股份所需之全數款項,即每股發售股份不超過1.68港元(須於申請時繳足,另加1%經紀佣金、0.003%證

  • enclose payment in full for the Hong Kong Public Offer Shares applied for, being not more than HK$1.68 per Offer Share (payable in full on 監會交易徵費及0.005%聯交所交易費); application, plus 1% brokerage, 0.003% SFC transaction levy and 0.005% Stock Exchange trading fee, and subject to refund); ‧ 承諾同意 接納所申請香港公開發售股份數目或就本申請分配予本人╱吾等之較少數目香港公開發售股份;

  • undertake and agree to accept the Hong Kong Public Offer Shares applied for, or any lesser number allocated to me/us on this application;

  • declare that this is the only application made and the only application intended to be made by me/us whether on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC via CCASS or to the White Form eIPO Service Provider via the White Form eIPO service ( www.eipo.com.hk ), to benefi t me/us or the person for whose benefi t I am/we are applying;

represent , warrant and undertake that I am not/we are not/none of the persons for whose benefi t I am/we are applying is restricted by any applicable laws of Hong Kong or elsewhere from making this application, paying any application moneys for, or being allotted or taking up, any Hong Kong Public Offer Shares; and at the time the offer of Hong Kong Public Offer Shares was made to me/us and at the time I/we is/are completing and submitting this Application Form to originate my/our buy order I am/we are each of the persons for whose benefi t I am/we are applying is located outside the United States (as defi ned in Regulation S under the U.S. Securities Act) and I/we/the persons for whose benefi t I am/we are applying will acquire the Hong Kong Public Offer Shares in an offshore transaction (within the meaning of Regulation S under the U.S. Securities Act) outside the United States; or the allotment of or the application for the Hong Kong Public Offer Shares to or by whom or for whose benefi t this application is made would require the Company to comply with any requirement under any law or regulation (whether or not having the force of law) of any territory outside Hong Kong; • undertake , confi rm and declare that I/we and the person for whose benefi t I am/we are applying have not indicated an interest for or taken up and will not indicate an interest for or take up any of the International Offer Shares; • understand that this declaration and representation will be relied upon by the Company, the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead Managers, the Sole Sponsor and the Hong Kong Underwriters in deciding whether or not to make any allotment of Hong Kong Public Offer Shares in response to this application; • authorize the Company to place the name of HKSCC Nominees on the register of members of the Company in Hong Kong as the holder(s) of any Hong Kong Public Offer Shares to be allotted to me/us, and to deposit the relevant Share certifi cate(s) directly into CCASS operated by HKSCC for the credit of my/our CCASS Investor Participant stock account or the stock account of my/our designated CCASS Participant; • request that any refund cheque(s) be made payable to me/us (or in the case of joint applicants, to the fi rst-named applicant in this Application Form) and to send any refund cheque(s) by ordinary post at my/our own risk to the address given on this form; • have read the terms, conditions and application procedures set out in this Application Form and in the Prospectus and agree to be bound by them; and • agree that this application made by me/us, any acceptance of it and the resulting contract, will be governed by and construed in accordance with the laws of Hong Kong. Signed by (all) applicant(s) (all joint applicants must sign): (所有)申請人簽署(所有聯名申請人必須簽署): . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Date: 日期: . . . . . . ./ . . . . . . . ./ . . . . . . . . D M Y 日 月 年

Warning:

  • It is important that you read and follow the terms, conditions and application procedures overleaf.

  • You must complete this application in English unless otherwise stated, otherwise the application is liable to be rejected.

You must sign this application in writing (and not by way of personal chop), otherwise the application is liable to be rejected.

• Only one application may be made for the benefi t of any person on a WHITE or YELLOW Application Form, or by giving electronic application instructions to HKSCC via CCASS or to the White Form eIPO Service Provider via the White Form eIPO service ( www.eipo.com.hk ). The following are liable to be rejected: multiple or suspected multiple applications on WHITE and/or YELLOW Application Form(s) and/or by giving electronic application instructions to HKSCC via CCASS or to the White Form eIPO Service Provider via the White Form eIPO service ( www.eipo.com.hk ); and applications made by one applicant (or joint applicants) on either a WHITE or YELLOW Application Form, or by giving electronic application instructions to HKSCC via CCASS or to the White Form eIPO Service Provider via the White Form eIPO service ( www.eipo.com.hk ), for more than 7,942,000 Hong Kong Public Offer Shares (being 50% of the Hong Kong Public Offer Shares initially made available for public subscription under the Hong Kong Public Offering); and where cheques or banker’s cashier orders are dishonoured upon the fi rst presentation. • You may be prosecuted if you make a false declaration.

  • 聲明 是項申請為本人╱吾等以本身或本人╱吾等代為申請之人士為受益人以 白色黃色 申請表格或透過中央結算系統向香港結算 或根據 白表eIPO 服務( www.eipo.com.hk )向白表eIPO服務供應商發出 電子認購指示 所作出或擬作出之唯一申請;

  • 聲明保證承諾 本人╱吾等╱由本人╱吾等代為申請之受益人並不受香港或其他地方之任何適用法例限制提出本認購申請、支 付任何申請股款或獲配發或認購任何香港公開發售股份;以及於香港公開發售股份向本人╱吾等發售時及於本人╱吾等完成及遞 交申請表格以完成其買單時,本人╱吾等╱由本人╱代為申請之受益人身處美國境外(定義見美國證券法S規例),且本人╱吾等╱ 本人╱吾等代為申請之受益人會在美國境外於離岸交易(定義見美國證券法S規例)中收購香港公開發售股份;而本人╱吾等或是 項申請之受益人獲配發或申請香港公開發售股份亦不會導致 貴公司須遵守香港以外任何地區任何法律或規例項下之任何規定 (不論是否具法律效力);

  • 承諾確認聲明 ,本人╱吾等及本人╱吾等代為申請之受益人並無亦不會表示有意認購或認購任何國際發售股份; ‧ 明白 貴公司、獨家全球協調人、聯席賬簿管理人、聯席牽頭經辦人、獨家保薦人及香港包銷商將依賴本聲明及陳述以決定是否 因應本申請配發任何香港公開發售股份;

  • 授權 貴公司將香港結算代理人之名稱列入 貴公司股東名冊內,作為本人╱吾等所獲配發任何香港公開發售股份之持有人,並 將相關股票直接存入香港結算操作之中央結算系統,以寄存於本人╱吾等之中央結算系統投資者戶口持有人股份戶口或本人╱吾 等指定之中央結算系統參與者股份戶口;

  • 要求 任何退款支票以本人╱吾等(如屬聯名申請人,以本申請表格內名列首位之申請人)為抬頭人,及以平郵方式將任何退款支票 寄往本申請表格所列地址,郵誤風險概由本人╱吾等承擔;

  • 已細閱 本申請表格及招股章程所載之條款、條件及申請手續,並 同意 受其約束;及

  • 同意 本人╱吾等作出之本申請、其接納及因而訂立之合約將受香港法例監管,並按香港法例詮釋。

For broker use 此欄供經紀填寫 Lodged by 申請由以下經紀遞交 Broker No. 經紀號碼 Broker’s Chop 經紀印章 重要提示:

  • ‧ 務請 閣下細閱及遵守背頁之條款、條件及申請手續。

  • 除非另有訂明, 閣下必須以英文填妥本申請,否則申請可被拒絕受理。

  • 閣下必須親筆簽署本申請,不得以個人印章代替,否則申請可被拒絕受理。

‧ 任何人士僅限以 白色黃色 申請表格或透過中央結算系統向香港結算或根據 白表eIPO 服務( www.eipo.com.hk ) 向白表eIPO服務供應商發出 電子認購指示 ,以受益人身份提出一次認購申請。倘出現下列情況,則有關認購 申請可被拒絕受理:以 白色 及╱或 黃色 申請表格及╱或透過中央結算系統向香港結算或根據 白表eIPO 服務 ( www.eipo.com.hk )向白表eIPO服務供應商發出 電子認購指示 提出重複或疑屬重複申請;及由一名申請人(或聯 名申請人)以一份 白色黃色 申請表格或透過中央結算系統向香港結算或根據 白表eIPO 服務( www.eipo.com.hk ) 向白表eIPO服務供應商發出 電子認購指示 提出認購超過7,942,000股香港公開發售股份(即根據香港公開發售初 步可供公眾人士認購之香港公開發售股份之50%);及支票或銀行本票於首次過戶時未能兌現。 ‧ 如作出虛假聲明,則 閣下可能會被檢控。

USE THIS APPLICATION FORM IF YOU WANT THE HONG KONG PUBLIC OFFER SHARES TO BE ISSUED IN THE NAME OF HKSCC NOMINEES LIMITED AND DEPOSITED DIRECTLY INTO THE CENTRAL CLEARING AND SETTLEMENT SYSTEM (“CCASS”) FOR CREDIT TO YOUR CCASS INVESTOR PARTICIPANT STOCK ACCOUNT OR THE STOCK ACCOUNT OF YOUR DESIGNATED CCASS PARTICIPANT MAINTAINED IN CCASS 如欲以香港中央結算(代理人)有限公司之名義獲發行香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」), 以寄存於 閣下之中央結算系統投資者戶口持有人股份戶口或 閣下指定之中央結算系統參與者於中央結算系統設立之股份戶口內,請用本申請表格

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Number of Hong Kong Public Offer Shares applied for (unless provided otherwise, not to exceed 7,942,000 Hong Cheque/banker’s cashier
Kong Public Offer Shares, being 50% of the Hong Kong Public Offer Shares initially made available for subscription order number
by the public under the Hong Kong Public Offering)
申請認購香港公開發售股份數目(除非另有規定,否則申請數目不得超逾7,942,000股香港公開發售股份, 支票╱銀行本票號碼
即根據香港公開發售初步可供公眾人士認購之香港
公開發售股份之50%)
Total amount of payment Name of bank on which cheque/
股款總額 HK$ 港元 banker’ cashier order is drawn
支票╱銀行本票之付款銀行名稱

Cheques or banker’s cashier orders should be crossed “Account Payee Only” and made payable to “HSBC Nominees (Hong Kong) Limited — China Silver Public Offer”.
支票或銀行本票須以「只准存入抬頭人賬戶」方式劃線開出,並須註明抬頭人為「滙豐代理人(香港)有限公司 — 中國白銀公開發售」。
To be completed in BLOCK letters in English in ink, except as stated otherwise. Joint applicants should give the address of the fi rst-named applicant only.
除另有說明外,請用墨水筆以英文正楷填寫。聯名申請人只須填寫排名首位之申請人地址。
Your name in Family name or company name 姓氏或公司名稱 Forename(s) 名字
English
英文姓名╱名稱
Your name in Family name or company name 姓氏或公司名稱 Forename(s) 名字
Chinese
中文姓名╱名稱
Your occupation Your Hong Kong Identity Card No./Passport No./
in English職業(以英文填寫) Hong Kong Business Registration No.(Please delete as appropriate) +
閣下之香港身份證號碼╱
護照號碼╱香港商業登記號碼
(請刪除不適用者)+
Names of all other (1) Hong Kong Identity Card No./Passport No./ (1)
joint applicants Hong Kong Business Registration No.
in English (if any) (2) of all other joint applicants+ (2)
(Please delete as appropriate)
所有其他聯名申請人 所有其他聯名申請人之香港身份證號碼╱
之英文姓名(如有) (3) 護照號碼╱香港商業登記號碼(請刪除不適用者)+ (3)
Your address in English (Joint
applicants should give the address and
telephone number of the fi rst-named
applicant only) (Only an address in Hong
Kong will be accepted)
申請人地址(以英文填寫)(聯名申請人
只須申報名列首位申請人之地址及電
話號碼)(僅接納香港地址) Tel. No. 電話號碼
+ (1) For a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application (Please see paragraph 2 under the section “How to make your application” overleaf). If
you are applying through a designated CCASS Participant (other than a CCASS Investor Participant) and you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For bodies corporate, please provide your
Hong Kong Business Registration number. All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where appropriate, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. Your Hong Kong Identity Card/passport
number (if you are an individual) or Hong Kong Business Registration number (if you are a body corporate) will be used for checking the validity of this Application Form and such data may be transferred to a third party for the accomplishment of such purpose.
如屬中央結算系統投資者戶口持有人提出本申請,須填寫香港身份證號碼(倘 閣下為個人)或香港商業登記號碼(倘 閣下為法人團體)方可獲得受理(請參閱背頁「申請手續」一節第2段)。如 閣下透過指定中央結算系統參與者(不包括中央結算系統投資者戶口持有
人)申請認購而 閣下持有香港身份證,請填寫香港身份證號碼,否則請填寫護照號碼。如為法人團體,請填寫香港商業登記號碼。所有聯名申請人(如屬個人)必須填寫香港身份證號碼或(如適用)護照號碼或(如屬法人團體)香港商業登記號碼。 閣下之香港身份
證╱護照號碼(如 閣下屬個人)或香港商業登記號碼(倘 閣下為法人團體)將用以核實本申請表格是否有效,而有關資料可能會轉交第三方進行核實。
(2) Part of your Hong Kong Identity Card number/passport number, or, if you are joint applicants, part of the Hong Kong Identity Card number/passport number of the fi rst-named applicant, provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party
for refund purpose. Your banker may require verifi cation of your Hong Kong Identity Card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity Card number/passport number may lead to delay in encashment of or may invalidate your
refund cheque.
閣下所提供之部分香港身份證號碼╱護照號碼,或(倘 閣下為聯名申請人)名列首位申請人之部分香港身份證號碼╱護照號碼,可能列印於 閣下之退款支票(如有)。有關資料亦將轉交第三方以安排退款。 閣下之銀行可能會在兌現 閣下之退款支票前,要求核
實 閣下之香港身份證號碼╱護照號碼。不正確填寫 閣下之香港身份證號碼╱護照號碼,可能會導致延誤兌現 閣下之退款支票,或使退款支票無效。
For nominees: Please provide an account number or identifi cation code for each benefi cial owner (or in the case of joint benefi cial owners, for each benefi cial owner). If you are a nominee and you do not complete
this section, this application will be treated as being made for your benefi t.
由代理人遞交:請填寫每名實益擁有人(如屬聯名實益擁有人,則為每名實益擁有人)之賬戶號碼或身份識別編碼。如 閣下為代理人但沒有填寫此欄,本申請將視作以 閣下本身為受益人提出。
If you apply for 1,000,000 or more Hong Kong Public Offer Shares and wish to collect your refund cheque(s) (where relevant) in person from Computershare Hong Kong Investor Services Limited at Shops 1712–1716, 17th Floor, Hopewell
Centre, 183 Queen’s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on Thursday, December 27, 2012 or such other dates as notifi ed by the Company in the newspapers as the date of despatch/collection of Share certifi cate(s)/
e-Refund payment instruction/refund cheque(s), please put a “✓” in the box on the left. Please see the section overleaf headed “Refund of your money” for details of when and where to collect your refund cheque(s) (where relevant).
如 閣下申請認購1,000,000股或以上香港公開發售股份,且擬於二零一二年十二月二十七日(星期四)上午九時正至下午一時正,或本公司在報章上公佈發送╱領取股票╱電子退款指示╱退款支票之其他日期,親
身到香港中央證券登記有限公司(地址為香港灣仔皇后大道東183號合和中心17樓1712–1716室)領取 閣下之退款支票(如相關),請在左邊方格內填上「✓」號。有關領取退款支票(如相關)之時間及地點詳情,請參
閱背頁「退還款項」一節。
樣版
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DETAILS FOR CCASS PARTICIPANT 中央結算系統參與者資料

THIS BOX MUST BE DULY COMPLETED 此空格必須填寫妥當

Participant I.D. of the designated CCASS Participant or CCASS Investor Participant 指定中央結算系統參與者或中央結算系統投資者戶口持有人編號

For designated CCASS Participant or Corporate CCASS Investor Paricipant, please also affix the company chop bearing its company name. 指定中央結算系統參與者或中央結算系統公司投資者戶口持有人請加蓋顯示公司名稱之公司印鑑

ADDRESS LABEL 地址標貼 Please repeat your name and address as set out above in BLOCK letters 請用正楷填寫上表所示姓名╱名稱及地址 Name(s) 姓名╱名稱

Address 地址

(See paragraph 2 under the section “How to make your application” overleaf) (請參閱背頁「申請手續」一節第2段)

For Bank use 此欄供銀行填寫

USE THIS APPLICATION FORM IF YOU WANT THE HONG KONG PUBLIC OFFER SHARES TO BE ISSUED IN THE NAME OF HKSCC NOMINEES LIMITED AND DEPOSITED DIRECTLY INTO THE CENTRAL CLEARING AND SETTLEMENT SYSTEM (“CCASS”) FOR CREDIT TO YOUR CCASS INVESTOR PARTICIPANT STOCK ACCOUNT OR THE STOCK ACCOUNT OF YOUR DESIGNATED CCASS PARTICIPANT MAINTAINED IN CCASS

China Silver Group Limited 中國白銀集團有限公司

(Incorporated in the Cayman Islands with limited liability)

GLOBAL OFFERING

CONDITIONS OF YOUR APPLICATIONagree (without prejudice to any other rights which you may have) that once this application has been accepted, you may not rescind it Unless otherwise stated, terms used in these conditions have the same meanings ascribed thereto in the Prospectus. due to an innocent misrepresentation and you may not revoke it other than as provided in the Prospectus; • (if the application is made for your own benefi t) warrant that this application is the only application which will be made for your benefi t A. Who can apply on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the White Form eIPO 1. You, the applicant(s), and any person(s) for whose benefi t you are applying, must be an individual; 18 years of age or older; have a Hong Service Provider under the White Form eIPO service; Kong address; are outside the United States when completing and submitting the application or are a person described in paragraph (h)(3) • (if the application is made by an agent on your behalf) warrant that you have validly and irrevocably conferred on your agent all of Rule 902 of Regulation S; and are not a legal or natural person of the PRC (except qualifi ed domestic institutional investors). necessary power and authority to make this application; 3. 4. 2. Save as under the circumstances permitted by the Listing Rules, you authorized offi cer, who must state his or her representative capacity.If you are a If you are a fi rmbody corporate , the application must be in the names of the individual members, not in the name of the fi rm., the application must be stamped with the company chop (bearing the company name) and signed by a duly cannot apply for any Hong Kong Public Offer Shares if you or any • (if you are an agent for another person) application instructions service, and that you are duly authorized to sign this Application Form or to give application which will be made for the benefi t of that other person on a to HKSCC or by applying online through the White Form eIPO Service Provider under the warrant that reasonable enquiries have been made of that other person that this is the only WHITE or YELLOWelectronic application instructions Application Form or by giving White Form eIPO as that other electronic person(s) for whose benefi t you are applying are/is:• an existing benefi cial owner of Shares; • person’s agent; agree that once your application is accepted, your application will be evidenced by the results of the Hong Kong Public Offering made • • the chief executive or a director of the Company or any of its subsidiaries;an associate (as defi ned in the Listing Rules) of any of the above; • available by the Company; undertake and confi rm that you (if the application is made for your benefi t) or the person(s) for whose benefi t you have made the • a connected person (as defi ned in the Listing Rules) of the Company or a person who will become a connected person of the application have not applied for, taken up or indicated an interest in, or received or been placed or allocated (including conditionally B. If you are a nominee 5. You may make more than one application for the Hong Kong Public Offer Shares if and only if you are a The number of joint applicants may not exceed four.• • • • Company immediately upon completion of the Global Offering;a legal or natural person of the PRC (except qualifi ed domestic institutional investors);Application Form and you are not a person described in paragraph (h)(3) of Rule 902 of Regulation S under the U.S. Securities Act;a person who does not have a Hong Kong address; orhave been allocated or have applied for Shares under the International Offering.inside the United States (as defi ned in Regulation S under the U.S. Securities Act) when completing and submitting this nominee , in which case you may • • • • application; authorize Kong of any Hong Kong Public Offer Shares allocated to you, and the Company and/or the Company’s agents to deposit any Share certifi cate(s) into CCASS and/or send refund cheque (where applicable) to you or (in case of joint applicants) the fi rst-named applicant in this Application Form by ordinary post at your own risk to the address stated on this Application Form (except if you have applied and/or provisionally) and will not apply for or take up or indicate any interest in any International Offer Shares in the International Offering, nor otherwise participate in the International Offering; warrantagree laws of Hong Kong; undertake that your application, any acceptance of it and the resulting contract will be governed by and construed in accordance with the the truth and accuracy of the information contained in this application; the Company to place the name of HKSCC Nominees on the Company’s register of members as the holder(s) in Hong and agree to accept the Hong Kong Public Offer Shares applied for, or any lesser number allocated to you under the WHITE make an application by: (i) giving or YELLOW Application Form, and lodging more than one application in your own name on behalf of different benefi cial owners. In electronic application instructions to HKSCC via CCASS (if you are a CCASS Participant); or (ii) using a for 1,000,000 Hong Kong Public Offer Shares or more, as the case may be, and have indicated in your Application Form that you will collect refund certifi cate(s) (where applicable) in person); the box on this Application Form marked “For nominees”, you must include:• • some other identifi cation codean account number; or • • agree which your Application Form is lodged; confi rm that the processing of your application may be done by any of our Company’s receiving banks and is not restricted to the bank at that you are aware of the restrictions on the Hong Kong Public Offer Shares described in the Prospectus; for each benefi cial owner or, in the case of joint benefi cial owners, for each such benefi cial owner. If you do not include this information, the • understand that these declarations and representations will be relied upon by the Company, the Sole Global Coordinator and the application will be treated as being for your own benefi t. Underwriters in deciding whether or not to allocate any Hong Kong Public Offer Shares in response to your application; A nominee who submits this Application Form on behalf of another person is deemed to have represented to and undertaken with the Company, • (if the laws of any place outside Hong Kong are applicable to your application) agree and warrant that you have complied with all such the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead Managers, the Sole Sponsor and the Hong Kong Underwriters that he/she has laws and none of the Company, the Sole Global Coordinator, and the Hong Kong Underwriters, nor any of their respective offi cers or been duly authorized by such person (or, if more than one, all of them) to submit this application and to agree to the terms of this Application advisors will infringe any laws outside Hong Kong as a result of the acceptance of your offer to purchase, or any actions arising from Form on behalf of such person/every such person. You further undertake to supply to the Company, the Sole Global Coordinator, the Joint your rights and obligations under the terms and conditions contained in the Prospectus; Bookrunners, the Joint Lead Managers, the Sole Sponsor and the Hong Kong Underwriters such information about such person/every such • agree with the Company and each Shareholder, and the Company agrees with each of the Shareholders to observe and comply with the person as any of them may require for any of the purposes set out in the section below headed “Personal Data”. Companies Ordinance, the Companies Law, and the Articles; C. Lodge only one application for your benefi t (or your and any of your joint applicants’ benefi t)agree with the Company and each Shareholder that the Hong Kong Public Offer Shares are freely transferable by the holder thereof; Multiple or suspected multiple applications will be rejected . Save as referred to in paragraph B above, all of your applications (including • agree that the Company, the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead Managers, the Sole Sponsor, the Hong the part of the application made by HKSCC Nominees Limited acting on electronic application instructions ) will be rejected as multiple Kong Underwriters and any of their respective directors, offi cers, employees, partners, agents or advisors, and any other parties involved applications if you, or you and your joint applicant(s) together or any of your joint applicant: in the Global Offering are liable only for the information and representations contained in the Prospectus and any supplement to the • make more than one application (whether individually or jointly with others) on a WHITE and/or YELLOW Application Form or by Prospectus (and only then to the extent such liability is held to exist by a court with competent jurisdiction); giving electronic application instructions to HKSCC or to the White Form eIPO Service Provider via the White Form eIPO service • agree to disclose to the Company, the Company’s Hong Kong Share Registrar, the receiving banks, the Sole Global Coordinator, the ( www.eipo.com.hk ) (save in the case of applications made by nominees in accordance with paragraph B above); Joint Bookrunners, the Joint Lead Managers, the Sole Sponsor, the Hong Kong Underwriters and their respective advisors and agents • apply both (whether individually or jointly) on one WHITE Application Form and one YELLOW Application Form or on one or more any personal data and any other information which they require about you or the person(s) for whose benefi t you have made the WHITE or YELLOW Application Form and give electronic application instructions to HKSCC or to the White Form eIPO Service application; and Provider via the White Form eIPO service ( www.eipo.com.hk ); • confi rm that you have read the terms and conditions and application procedures as set out in the Prospectus and the Application Forms • apply (whether individually or jointly) on one WHITE or YELLOW Application Form or by giving electronic application and agree to be bound by them. instructions to HKSCC or to the White Form eIPO Service Provider via the White Form eIPO service ( www.eipo.com.hk ) for more The Company, the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead Managers, the Sole Sponsor, the Hong Kong Underwriters, than 7,942,000 Hong Kong Public Offer Shares, being 50% of the Hong Kong Public Offer Shares initially made available for public and their respective directors and any other parties involved in the Global Offering are entitled to rely on any warranty, representation or subscription under the Hong Kong Public Offering; or declaration made by you in this application. You may be prosecuted if you make a false declaration. In the event of the application being made • have applied for or taken up, or indicated an interest for, or have been or will be allocated or placed (including conditionally and/or by joint applicants, all the warranties, representations, declarations and obligations expressed to be made, given or assumed by or imposed on the provisionally) International Offer Shares under the International Offering. joint applicants shall be deemed to have been made, given and assumed by and imposed on the applicants jointly and severally. All of your applications will also be rejected as multiple applications if more than one application is made for your benefi t (including the part of You must complete this application in English, unless otherwise stated, and you or (in case of joint applicants) each of the joint application made by HKSCC Nominees Limited acting on electronic application instructions ). applicants must sign this application in writing (and not by way of personal chop), otherwise the application is liable to be rejected. If an application is made by an unlisted company and F. Power of attorney • the principal business of that company is dealing in securities; and If your application is made by a person duly authorized under a valid power of attorney, the Company, or the Sole Global Coordinator, as its • you exercise statutory control over that company, agents, or their respective agents or nominees, each severally as the Company’s agent, may accept your application at their discretion, subject to then the application will be treated as being made for your own benefi t. any conditions they think fi t, including production of evidence of the authority of your attorney. Unlisted company means a company with no equity securities listed on the Stock Exchange. G. Determination of offer price Statutory control in relation to a company • control the composition of the board of directors of that company; or means you: The Offer Price is expected to be fi xed by agreement between the Sole Global Coordinator (on behalf of the Hong Kong Underwriters) and the Company on the Price Determination Date. The Offer Price will be not more than HK$1.68 and is currently expected to be not less than • control more than half of the voting power of that company; or HK$1.18. Applicants for the Offer Shares are required to pay, on application, the maximum Offer Price of HK$1.68 for each Offer Share • hold more than half the issued share capital of that company (not counting any part of it which carries no right to participate beyond a together with brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%, subject to any necessary rounding specifi ed amount in a distribution of either profi ts or capital). and refund if the Offer Price as fi nally determined is lower than HK$1.68. The Price Determination Date is expected to be on or around D. Allocation of Hong Kong Public Offer Shares — Pools A and B Wednesday, December 19, 2012 and, in any event, not later than 12:00 noon Monday, December 24, 2012 (Hong Kong Time). The Sole The total number of Offer Shares available under the Hong Kong Public Offering is to be divided into two pools for allocation purposes (subject to any adjustment in the number of Offer Shares allocated between the International Offering and the Hong Kong Public Offering): 7,942,000 Hong Kong Public Offer Shares for pool A and 7,942,000 Hong Kong Public Offer Shares for pool B. The Hong Kong Public Offer Shares in pool A will be allocated on an equitable basis to applicants who have applied for Hong Kong Public Offer Shares with an aggregate subscription price of HK$5 million or less (excluding the brokerage fee, SFC transaction levy and Stock Exchange trading fee payable). The Hong Kong Public Offer Shares in pool B will be allocated on an equitable basis to applicants who have applied for Hong Kong Public Offer Shares with an aggregate subscription price of more than HK$5 million and up to the total value of pool B (excluding the brokerage fee, SFC transaction levy and Stock Exchange trading fee payable). Investors should be aware that applications in pool A and applications in pool B may receive different Global Coordinator (on behalf of the Underwriters) may, with the consent of the Company, reduce the number of Offer Shares being offered under the Global Offering and/or the indicative Offer Price range below that stated in the Prospectus (which is HK$1.18 to HK$1.68 per Offer Share) at any time prior to the morning of the last day for the lodging of applications under the Hong Kong Public Offering. In such case, an announcement will be published in the South China Morning Post (in English), the Hong Kong Economic Times (in Chinese), on the Company’s website (applications under the Hong Kong Public Offering. If, for whatever reason, the Company and the Sole Global Coordinator (for itself and on behalf of the Underwriters) are not able to agree on the Offer Price at or before 12:00 noon on Monday, December 24, 2012, the Global Offering (including the Hong Kong Public Offering) will not become unconditional and will lapse. www.chinasilver.hk ) and on the Stock Exchange’s website ( www.hkexnews.hk ) not later than the morning of the last day for lodging allocation ratios. If Hong Kong Public Offer Shares in one (but not both) of the pools are undersubscribed, the surplus Hong Kong Public Offer ALLOTMENT OF HONG KONG PUBLIC OFFER SHARES Shares will be transferred to the other pool to satisfy demand in this other pool and be allocated accordingly. For the purpose of this paragraph No proceedings will be taken on applications for the shares and no allotment of any such shares will be made until after the closing of the application lists. only, the ‘‘price’’ for Hong Kong Public Offer Shares means the price payable on application therefore (without regard to the Offer Price as The Company expects to release and announce the fi nal Offer Price, the level of indication of interest in the International Offering, the level of fi nally determined). Applicants can only receive an allocation of Hong Kong Public Offer Shares from either pool A or pool B but not from both application in the Hong Kong Public Offering and the basis of allotment under the Hong Kong Public Offering on or around Thursday, December 27, pools. Multiple or suspected multiple applications and any application for more than 7,942,000 Hong Kong Public Offer Shares in pool A or 2012 in the South China Morning Post (in English), the Hong Kong Economic Times (in Chinese), on the Company’s website ( www.chinasilver.hk ) and 7,942,000 Hong Kong Public Offer Shares in pool B will be rejected. No applications will be accepted from applicants applying for more than on the Stock Exchange’s website ( www.hkexnews.hk ). the total number of Hong Kong Public Offer Shares originally allocated to each pool. Each applicant under the Hong Kong Public Offering will Results of allocations of the Hong Kong Public Offering, and the Hong Kong Identity card/passport/Hong Kong business registration numbers of also be required to give an undertaking and confi rmation in this Application Form submitted by him that he and any person(s) for whose benefi t successful applicants (where appropriate) will be made available in the manner described in the section headed “How to apply for the Hong Kong Public he is making the application have not received any Offer Shares under the International Offering, and such applicant’s application is liable to be Offer Shares — 13. Publication of results” in the Prospectus on Thursday, December 27, 2012. rejected if the said undertaking and/or confi rmation is breached and/or untrue (as the case may be). E. Effect of completing and submitting this Application Form IF YOUR APPLICATION FOR HONG KONG PUBLIC OFFER SHARES IS SUCCESSFUL (IN WHOLE OR IN By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as PART) agent or nominee and on behalf of each person for whom you act as agent or nominee: No receipt will be issued for sums paid on application. No temporary document of title will be issued in respect of the Hong Kong Public Offeragree that any Hong Kong Public Offer Shares allocated to you shall be registered in the name of HKSCC Nominees and deposited Shares. directly into CCASS operated by HKSCC for credit to your CCASS Investor Participant stock account or the stock account of your If your application is wholly or partially successful, your Share certifi cate(s) will be issued in the name of HKSCC Nominees and deposited directly into designated CCASS Participant in accordance with your election on this Application Form; CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant as instructed by you in • agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted Hong Kong Public Offer this Application Form on Thursday, December 27, 2012 or, under certain contingent situations, on any other date as shall be determined by HKSCC or Shares issued in the name of HKSCC Nominees or not to accept such allotted Hong Kong Public Offer Shares for deposit into CCASS; HKSCC Nominees. (2) to cause such allotted Hong Kong Public Offer Shares to be withdrawn from CCASS and transferred into your name (or, if you are • If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): a joint applicant, to the fi rst-named applicant) at your own risk and costs; and (3) to cause such allotted Hong Kong Public Offer Shares For Hong Kong Public Offer Shares credited to the stock account of your designated CCASS Participant (other than a CCASS Investor to be issued in your name (or, if you are a joint applicant, to the fi rst-named applicant) and in such a case, to post the Share certifi cates Participant), you can check the number of Hong Kong Public Offer Shares allocated to you with that CCASS Participant. for such allotted Hong Kong Public Offer Shares at your own risk to the address on this Application Form by ordinary post or to make • If you are applying as a CCASS Investor Participant: available the same for your collection; The Company expects to make available the results of the Hong Kong Public Offering, including the results of CCASS Investor Participants’ • agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted Hong Kong Public Offer Shares issued in the name applications, in the manner described in the section headed “How to Apply for the Hong Kong Public Offer Shares — Publication of Results” of HKSCC Nominees; in the Prospectus on Thursday, December 27, 2012. You should check the results made available by the Company and report any discrepancies • agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the to HKSCC before 5:00 p.m. on Thursday, December 27, 2012 or such other date as shall be determined by HKSCC or HKSCC Nominees. Prospectus and this Application Form; Immediately following the credit of the Hong Kong Public Offer Shares to your stock account, you can check your new account balance via the • agree that neither HKSCC nor HKSCC Nominees shall be liable to you in any way; CCASS Phone System or CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” • instruct and authorize the Company, the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead Managers, the Sole Sponsor in effect from time to time). HKSCC will also make available to you an activity statement showing the number of Hong Kong Public Offer and/or the Hong Kong Underwriters (or their respective agents or nominees), to execute any transfer forms, contract notes or other Shares credited to your stock account. documents on your behalf and to do on your behalf all other things necessary to effect the registration of any Hong Kong Public Offer Share certifi cates for the Offer Shares will only become valid certifi cates of title at 8:00 a.m. on Friday, December 28, 2012 provided that (i) the Global Shares allocated to you in the name of HKSCC Nominees as required by the Articles and otherwise to give effect to the arrangements Offering has become unconditional in all respects and (ii) the right of termination as described in the section headed “Underwriting — Underwriting described in the Prospectus and this Application Form; arrangements and expenses — Hong Kong Public Offering — Grounds for termination” in the Prospectus has not been exercised. • undertake to sign all documents and to do all things necessary to enable HKSCC Nominees to be registered as the holder of the Hong Kong Public Offer Shares allocated to you, and as required by the Articles; CIRCUMSTANCES IN WHICH YOU WILL NOT BE ALLOTTED HONG KONG PUBLIC OFFER SHARESrepresent, warrant and undertake that at the time the offer of the Hong Kong Public Offer Shares was made to you and at the time you You will not be allocated Hong Kong Public Offer Shares for any of the following reasons: are completing and submitting this application to originate your buy order, you are, and each of the other person(s) for whose benefi t 1. If your application is revoked: you are applying is, located outside the United States (as defi ned in Regulation S under the U.S. Securities Act) and will acquire the By completing and submitting an Application Form, you agree that your application cannot be revoked on or until after the expiration of the Hong Kong Public Offer Shares in an offshore transaction (within the meaning of Regulation S under the U.S. Securities Act) outside fi fth day after the time of the opening of the application lists (excluding for this purpose any day which is not a Business Day). This agreement the United States; will take effect as a collateral contract with the Company, and will become binding when you lodge this Application Form. This collateral

IF YOUR APPLICATION FOR HONG KONG PUBLIC OFFER SHARES IS SUCCESSFUL (IN WHOLE OR IN PART)

Share certifi cates for the Offer Shares will only become valid certifi cates of title at 8:00 a.m. on Friday, December 28, 2012 provided that (i) the Global Offering has become unconditional in all respects and (ii) the right of termination as described in the section headed “Underwriting — Underwriting arrangements and expenses — Hong Kong Public Offering — Grounds for termination” in the Prospectus has not been exercised. CIRCUMSTANCES IN WHICH YOU WILL NOT BE ALLOTTED HONG KONG PUBLIC OFFER SHARES You will not be allocated Hong Kong Public Offer Shares for any of the following reasons:

By completing and submitting an Application Form, you agree that your application cannot be revoked on or until after the expiration of the fi fth day after the time of the opening of the application lists (excluding for this purpose any day which is not a Business Day). This agreement will take effect as a collateral contract with the Company, and will become binding when you lodge this Application Form. This collateral contract will be in consideration of the Company agreeing that it will not offer any Hong Kong Public Offer Shares to any person until after the expiration of the fi fth day after the time of the opening of the application lists, except by means of one of the procedures referred to in the Prospectus. Your application may only be revoked on or before the fi fth day after the time of the opening of the application lists (excluding for this purpose any day which is not a Business Day), if a person responsible for the Prospectus under section 40 of the Companies Ordinance (as applied by Section 342E of the Companies Ordinance) gives a public notice under that section which excludes or limits the responsibility of that person for the Prospectus.

  • confi rm that you have received a copy of the Prospectus and have only relied on the information and representations contained in the Prospectus in making this application, and not on any other information or representation concerning the Company save as set out in any supplement to the Prospectus and you agree that neither the Company, the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead Managers, the Sole Sponsor and the Hong Kong Underwriters nor any of their respective directors, offi cers, employees, partners, agents, advisors or any other parties involved in the Global Offering will have any liability for any such other information or representations;

If your application has been accepted, it cannot be revoked. For this purpose, acceptance of applications which are not rejected will be constituted by notifi cation in the press of the results of allocation, and where such basis of allocation is subject to certain conditions or provides for allocation by ballot, such acceptance will be subject to the satisfaction of such conditions or results of the ballot, respectively.

USE THIS APPLICATION FORM IF YOU WANT THE HONG KONG PUBLIC OFFER SHARES TO BE ISSUED IN THE NAME OF HKSCC NOMINEES LIMITED AND DEPOSITED DIRECTLY INTO THE CENTRAL CLEARING AND SETTLEMENT SYSTEM (“CCASS”) FOR CREDIT TO YOUR CCASS INVESTOR PARTICIPANT STOCK ACCOUNT OR THE STOCK ACCOUNT OF YOUR DESIGNATED CCASS PARTICIPANT MAINTAINED IN CCASS

If you have applied for less than 1,000,000 Hong Kong Public Offer Shares or if you have applied for 1,000,000 or more Hong Kong Public Offer Shares but have not indicated in this Application Form that you wish to collect your refund cheque(s) and Share certifi cate(s) (if any), your refund cheque(s) (if any) will be dispatched promptly to you by ordinary post to the address as specifi ed in this Application Form at your own risk.

2. If the Company, the Sole Global Coordinator, the White Form eIPO Service Provider or their respective agents exercise their discretion to reject your application:

The Company, the Sole Global Coordinator, the White Form eIPO Service Provider (as agents of the Company) or their respective agents and nominees have full discretion to reject or accept any application, or to accept only part of any application without having to give any reasons for any rejection or acceptance.

The Company intends to make special efforts to avoid undue delays in refunding application monies, brokerage, SFC transaction levy and Stock Exchange trading fee where appropriate.

3. If your application is rejected: Your application may be rejected if:

PERSONAL DATA

  • you make multiple or suspected multiple application;

Personal Information Collection Statement

  • this Application Form is not completed correctly or fully in accordance with the instruction;

The main provisions of the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”) came into effect in Hong Kong on December 20, 1996. This Personal Information Collection Statement informs the applicant for and holder of the Hong Kong Public Offer Shares of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Ordinance.

  • your payment is not made correctly or you pay by cheque or banker’s cashier order and the cheque or banker’s cashier order is dishonoured on its fi rst presentation;

• you or the person for whose benefi t you are applying have applied for or taken up, or indicated an interest for, or have been or will be 1. Reasons for the collection of your personal data placed or allotted (including conditionally and/or provisionally) International Offer Shares in the International Offering. By fi lling in this From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct personal data to the Application Form, you agree not to apply for the International Offer Shares in the International Offering. Reasonable steps will be taken Company and its Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the to identify and reject applications in the Hong Kong Public Offering from investors who have received International Offer Shares in the services of the Hong Kong Share Registrar. International Offering, and to identify and reject indications of interest in the International Offering from investors who have received Failure to supply the requested data may result in your application for securities being rejected or in delay or inability of the Company or its Hong Kong Public Offer Shares in the Hong Kong Public Offering;

Failure to supply the requested data may result in your application for securities being rejected or in delay or inability of the Company or its Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfer of the Hong Kong Public Offer Shares which you have successfully applied for and/or the dispatch of Share certifi cate(s) and/or refund cheque(s) (where applicable) to which you are entitled.

  • the Company and the Sole Global Coordinator (on behalf of the Underwriters) believe that by accepting your application, they would violate the applicable securities or other laws, rules or regulations of the jurisdiction in which your application is completed and/or signed;

  • It is important that holders of securities inform the Company and its Hong Kong Share Registrar immediately of any inaccuracies in the personal data supplied.

  • if you apply for more than 50% of the Hong Kong Public Offer Shares initially being offered for public subscription under the Hong Kong Public Offering or more than the number of offer shares under Pool A or Pool B.

2. Purposes

4. If your allotment of Hong Kong Public Offer Shares is void: Your allotment of Hong Kong Public Offer Shares, if made, will be void if the Listing Committee does not grant permission to list the Shares either:

  - The personal data of the applicants and the holders of securities may be used, held and/or stored (by whatever means) for the following purposes: • processing of your application and refund cheque, where applicable, and verifi cation of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcement announcing results of allocations of the Hong Kong Public Offer Shares;
  • within three weeks from the closing date of the application lists; or

  • within a longer period of up to six weeks if the Listing Committee notifi es the Company of that longer period within three weeks of the closing of the application lists.

  • • enabling compliance with including making disclosure as required by all applicable laws and regulations in Hong Kong and elsewhere;

  • closing of the application lists. • registering new issues or transfers into or out of the name of holders of securities including, where applicable, in the name of HKSCC

  • 5. If you make applications under the Hong Kong Public Offering as well as the International Offering: Nominees; By fi lling in any of the Application Forms or giving electronic application instructions to HKSCC or the White Form eIPO Service Provider, • maintaining or updating the registers of members of the Company; you agree not to apply for International Offer Shares under the International Offering. Reasonable steps will be taken to identify and reject • conducting or assisting to conduct signature verifi cations, any other verifi cation or exchange of information; applications under the Hong Kong Public Offering from investors who have received International Offer Shares in the International Offering, and • establishing benefi t entitlements of holders of securities of the Company, such as dividends, rights issues and bonus issues; to identify and reject indications of interest in the International Offering from investors who have received Hong Kong Public Offer Shares in the • distributing communications from the Company and its subsidiaries; Hong Kong Public Offering. • compiling statistical information and shareholder profi les;

  • 6. If any of the Hong Kong Underwriting Agreement and/or the International Underwriting Agreement does not become unconditional or is • making disclosures as required by any laws, rules or regulations whether statutory or otherwise; terminated in accordance with the terms thereof. • disclosing identities of successful applicants by way of press announcement(s) or otherwise; • disclosing relevant information to facilitate claims on entitlements; and

  • REFUND OF YOUR MONEY • any other incidental or associated purposes relating to the above and/or to enable the Company and its Hong Kong Share Registrar to If you do not receive any Hong Kong Public Offer Shares for any of, but not limited to, the above reasons, the Company will refund your application discharge their obligations to holders of securities and/or regulators and/or other purpose to which the holders of securities may from monies (together with brokerage, Stock Exchange trading fee and SFC transaction levy) to you without interest. If your application is accepted only time to time agree. in part, the Company will refund the appropriate portion of your application monies, including the related brokerage fee, Stock Exchange trading fee 3. Transfer of personal data and SFC transaction levy to you, without interest. If the Offer Price as fi nally determined is less than HK$1.68 per Offer Share initially paid by you on Personal data held by the Company and its Hong Kong Share Registrar relating to the applicants and the holders of securities will be kept application, the surplus application monies (including brokerage, Stock Exchange trading fee and SFC transaction levy attributable to such surplus) will confi dential but the Company and its Hong Kong Share Registrar, to the extent necessary for achieving the above purposes or any of them, be refunded to you without interest. may make such inquiries as they consider necessary to confi rm the accuracy of the personal data and in particular, they may disclose, obtain or Refund of your application monies (if any) will be made on or before Thursday, December 27, 2012 in accordance with the various arrangements as transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to or from any and all of the described in the section headed “How to Apply for Hong Kong Public Offer Shares” in the Prospectus. Refund cheques will be crossed “Account Payee following persons and entities: Only”, and made out to you, or, if you are joint applicants, to the fi rst-named applicant on this Application Form. Part of your Hong Kong Identity Card • the Company or its appointed agents such as fi nancial advisors, receiving banks and the overseas principal share registrar; number/passport number, or, if you are joint applicants, part of the Hong Kong Identity Card number/passport number of the fi rst-named applicant, • HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS (in cases where the applicants provided by you may be printed on your refund cheque, if any. Such data may also be transferred to a third party for refund purpose. Your banker may have requested for the Hong Kong Public Offer Shares to be deposited into CCASS); require verifi cation of your Hong Kong Identity Card number/passport number before encashment of your refund cheque. Inaccurate completion of your • any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other Hong Kong Identity Card number/passport number may lead to delay in encashment of or may invalidate your refund cheque. services to the Company and/or its Hong Kong Share Registrar in connection with the operation of their businesses; If you have applied for 1,000,000 or more Hong Kong Public Offer Shares and have indicated your intention on this Application Form to collect your • the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and refund cheque(s) (if any) in person from the Company’s Hong Kong Share Registrar, Computershare Hong Kong Investor Services Limited, and have • any other persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors, provided all information required by this Application Form, you may collect your refund cheque(s) (if any) from: accountants or stockbrokers. Computershare Hong Kong Investor Services Limited 4. Access and correction of personal data Shops 1712–1716, 17th Floor The Ordinance provides the applicants and the holders of securities with rights to ascertain whether the Company and/ or the Hong Kong Share Hopewell Centre, 183 Queen’s Road East Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, Wanchai the Company and its Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All Hong Kong requests for access to data or correction of data or for information regarding policies and practices or the kinds of data held should be addressed

  • from 9:00 a.m. to 1:00 p.m. on Thursday, December 27, 2012 or any other date notifi ed by the Company in the newspapers as the date of dispatch of to the Company at its head offi ce and principal place of business in Hong Kong for the attention of the Company’s company secretary or the Share certifi cates/e-Refund payment instructions/refund cheques. If you are an individual who opts for personal collection, you must not authorize any Company’s Hong Kong Share Registrar for the attention of the privacy compliance offi cer (for the purposes of the Ordinance). other person to make collection on your behalf. If you are a corporate applicant which opts for personal collection, your authorized representative must By signing an Application Form or by giving electronic application instructions to HKSCC or the White Form eIPO Service Provider, you agree attend bearing a letter of authorization from your corporation stamped with your corporation’s chop. Both individuals and authorized representatives (if to all of the above. applicable) must produce, at the time of collection, evidence of identity acceptable to the Company’s Hong Kong Share Registrar, Computershare Hong Kong Investor Services Limited. If you do not collect your refund cheque(s) and Share certifi cate(s) (if any) within the time specifi ed for collection, it/they will be dispatched promptly to you by ordinary post to the address as specifi ed in this Application Form at your own risk. HOW TO MAKE YOUR APPLICATION Kowloon Kwun Tong Branch No. 1, Yue Man Square, Kwun Tong, Kowloon 1. Use the table set out below to calculate how much you must pay for the number of Hong Kong Public Offer Shares you want to subscribe for. Your application must be for a minimum of 2,000 Hong Kong Public Offer Shares and must not exceed 7,942,000 Hong Kong Public Offer Mong Kok Branch Tsim Sha Tsui Branch Basement & U/G, 673 Nathan Road, Mong Kok, KowloonBasement & 1/F, 82–84 Nathan Road, Tsim Sha Tsui, Kowloon Shares. Applications must be in one of the numbers set out in the table headed “Number of Shares that may be applied for and payments” below. No application for any other number of Shares will be considered and any such application is liable to be rejected . You must pay the New Territories Shatin Plaza Branch Shop 49, Level 1, Shatin Plaza, 21–27 Sha Tin Centre Street, maximum offer price of HK$1.68 per Offer Share, plus brokerage of 1%, the Stock Exchange trading fee of 0.005% and the SFC transaction Sha Tin, New Territories levy of 0.003%. The table below sets out the total amount payable for certain numbers of Hong Kong Public Offer Shares. Yuen Long Branch G/F, HSBC Building Yuen Long, 150–160 Castle Peak Rd, Yuen Long, New Territories

    1. You, as the applicant(s), must complete the form as indicated below and sign on the fi rst page of the Application Form. Only written signatures will be accepted. (b) China Construction Bank (Asia) Corporation Limited If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant District Branch Name Address If you are applying as an individual CCASS Investor Participant: I.D. in the appropriate box in this Application Form. Hong Kong Island Central Branch 6 Des Voeux Road Central, Central, Hong Kong • this Application Form must contain your full name and Hong Kong Identity Card number; and Wanchai Hennessy Road Branch 139 Hennessy Road, Wanchai, Hong Kong • If you are applying as a joint individual CCASS Investor Participant: your CCASS participant I.D. must be inserted in the appropriate box in this Application Form. Causeway Bay Plaza Branch North Point Branch 382 King’s Road, North Point, Hong KongG/F, Causeway Bay Plaza 1, Causeway Bay, Hong Kong • • this Application Form must contain names and Hong Kong Identity Card numbers of all joint CCASS Investor Participants; andyour CCASS participant I.D. must be inserted in the appropriate box in this Application Form. Kowloon Yaumati Branch 556 Nathan Road, Yaumati, Kowloon If you are applying as a corporate CCASS Investor Participant: Tai Kok Tsui Olympian City Branch Shop 109, 1/F, Olympian City 2, Tai Kok Tsui, Kowloon • this Application Form must contain the CCASS Investor Participant’s company name and its Hong Kong Business Registration number; and New Territories Tsuen Wan Branch 282 Sha Tsui Road, Tsuen Wan, New Territories • your CCASS participant I.D. and your company chop (bearing CCASS Investor Participant’s company name) must be inserted in the appropriate box in this Application Form. (c) Wing Lung Bank Limited
  • Incorrect or incomplete details of the CCASS Participant or the omission or inadequacy of its participant I.D. or other similar matters may render this application invalid. District Branch Name Address

    1. Staple your payment to the top left hand corner of the form. You must pay for the Shares applied for by Each application must be accompanied by either a separate cheque or banker’s cashier order. cheque or by banker’s cashier order . Hong Kong Island Head Offi ce North Point Branch 361 King’s Road, Hong Kong45 Des Voeux Road Central, Central, Hong Kong If you pay by cheque, the cheque must: • be in Hong Kong dollars; Kowloon Mongkok Branch Wing Lung Bank Centre, 636 Nathan Road, Mongkok, Kowloon • • not be post-dated;be drawn on your Hong Kong dollar bank account in Hong Kong; New Territories Tsuen Wan Branch 251 Sha Tsui Road, New Territories • show your account name. This name must either be pre-printed on the cheque, or be endorsed at the back by a person authorized by the Sheung Shui Branch 128 San Fung Avenue, Sheung Shui, New Territories bank. This account name must correspond with your name on this Application Form. If it is a joint application, the account name must be the same as the name of the fi rst-named applicant. If the cheque is drawn on a joint account, one of the joint account names must be 5. This Application Form can be lodged at these times:
  • • • Your application is liable to be • • the same as the name of the fi rst-named applicant;be made payable to “be crossed “Account Payee Only”.does not meet all these requirements; oris dishonoured on its fi rst presentation. HSBC Nominees (Hong Kong) Limited — China Silver Public Offerrejected if your cheque: ”; and Wednesday, December 19, 2012 Saturday, December 15, 2012 Tuesday, December 18, 2012 Monday, December 17, 2012 Friday, December 14, 2012 — — — — — 9:00 a.m. to 4:30 p.m.9:00 a.m. to 12:00 noon9:00 a.m. to 4:30 p.m.9:00 a.m. to 1:00 p.m.9:00 a.m. to 4:30 p.m. If you pay by banker’s cashier order, the cashier order must: • be issued by licensed banks in Hong Kong, and have your name certifi ed at the back of the order by a person authorized by the bank. 6. The latest time for lodging your application is 12:00 noon on Wednesday, December 19, 2012 or, if the application lists are not open on that The name on the back of the order and the name on this Application Form must be the same. If it is a joint application, the name at the day, then by 12:00 noon on the next day the lists are open. The application lists will be open between 11:45 a.m. and 12:00 noon on that day,

  • • • not be post-dated;be in Hong Kong dollars;back of the order must be the same as the name of the fi rst-named applicant; subject only to weather conditions. The application lists will not open if there is:• • a tropical cyclone warning signal 8 or above, ora “black” rainstorm warning • be made payable to “ HSBC Nominees (Hong Kong) Limited — China Silver Public Offer ”; and in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on Wednesday, December 19, 2012. Instead they will be open between • Your application is liable to be be crossed “Account Payee Only”. rejected if your cheque or order does not meet all these requirements or is dishonored on its fi rst presentation. 12:00 noon.11:45 a.m. and 12:00 noon on the next business day which does not have either of those warnings in force at any time between 9:00 a.m. and

    1. Tear off this Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the following branches or sub-branches of the receiving banks: Business day means a day that is not a Saturday, Sunday or public holiday in Hong Kong. (a) The Hongkong and Shanghai Banking Corporation Limited 7. The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be presented for payment before 12:00 noon on Wednesday, December 19, 2012. The Company will not give you a receipt for your payment. The Company will
  • District Branch Name Address keep any interest accrued on your application monies (up till, in the case of monies to be refunded, the date of despatch of refund cheques). The right is also reserved to retain any Share certifi cates and/or any surplus application money(ies) or refunds pending clearance of your cheque or

  • Hong Kong Island Hong Kong Offi ce Level 3, 1 Queen’s Road Central, Hong Kong banker’s cashier order. Des Voeux Road Central Branch China Insurance Group Building, 141 Des Voeux Road Central, Hong Kong

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NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of No. of No. of No. of
Hong Kong Public Hong Kong Public Hong Kong Public Hong Kong Public
Offer Shares Amount payable Offer Shares Amount payable Offer Shares Amount payable Offer Shares Amount payable
applied for on application applied for on application applied for on application applied for on application
HK$ HK$ HK$ HK$
2,0004,000 3,393.876,787.74 70,00080,000 118,785.41135,754.75 800,000900,000 1,357,547.521,527,240.96 7,942,0007,000,000(1) 11,878,540.8013,477,053.01
6,000 10,181.60 90,000 152,724.10 1,000,000 1,696,934.40
8,000 13,575.47 100,000 169,693.44 1,500,000 2,545,401.60
10,000 16,969.34 150,000 254,540.16 2,000,000 3,393,868.80
12,000 20,363.21 200,000 339,386.88 2,500,000 4,242,336.00
14,000 23,757.09 250,000 424,233.60 3,000,000 5,090,803.20
16,000 27,150.95 300,000 509,080.32 3,500,000 5,939,270.40
18,000 30,544.82 350,000 593,927.04 4,000,000 6,787,737.60
20,000 33,938.69 400,000 678,773.76 4,500,000 7,636,204.80
30,00040,000 50,908.0367,877.38 450,000500,000 763,620.48848,467.20 5,000,0005,500,000 8,484,672.009,333,139.20 (1) Maximum number of Hong Kong Public Offer Shares
50,000 84,846.72 600,000 1,018,160.64 6,000,000 10,181,606.40 you may apply for.
60,000 101,816.06 700,000 1,187,854.08 6,500,000 11,030,073.60
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如欲以香港中央結算(代理人)有限公司之名義獲發行香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 閣下之中央 結算系統投資者戶口持有人股份戶口或 閣下指定之中央結算系統參與者於中央結算系統設立之股份戶口內,請用本申請表格

China Silver Group Limited 中國白銀集團有限公司

(於開曼群島註冊成立之有限公司)

全球發售

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申請條件 ‧ 保證 本申請所載資料真實準確;
除另有註明外,此等條款所使用之詞彙具有招股章程賦予該詞之相同涵義。 ‧ 同意 閣下之申請、其獲接納及因此訂立之合約受香港法例監管並按香港法例詮釋;
‧ 承諾 並 同意 接受所申請或根據申請向 閣下分配之較少數目之香港公開發售股份;
甲. 申請人資格 ‧ 授權 本公司將香港結算代理人之名稱列入本公司之香港股東名冊,作為 閣下所獲分配任何香港公開發售股
1. 閣下(申請人)及 閣下代為申請之任何受益人必須為年滿18歲或以上之人士;擁有香港地址;在填妥及遞交 份之香港持有人,並授權本公司及╱或其代理人將任何股票寄存入中央結算系統及╱或將任何退款支票(如
申請時身處美國境外或屬S規例第902條第(h)(3)段所述人士;及並非中國法人或自然人(合資格境內機構投資 適用)以平郵方式按本申請表格上所示地址寄予 閣下(如屬聯名申請人,則寄予本申請表格上排名首位之申
者除外)。 請人),郵誤風險概由 閣下承擔,除非 閣下申請1,000,000股或以上香港公開發售股份(視情況而定),且已
2. 如 閣下屬 商號 ,則必須以商號之個別成員而非以商號之名義申請。 在申請表格中表明擬親身領取退款支票(如適用);
3. 如 閣下屬 法人團體 ,申請表格須加蓋公司印章(須列有公司名稱);並由獲正式授權之高級職員簽署,並須 ‧ 同意 閣下之認購申請手續可於本公司任何一間收款銀行辦理,並不限於 閣下提交申請表格之銀行;
註明簽署人之職銜。 ‧ 確認 閣下瞭解招股章程所述關於香港公開發售股份之限制;
4. 除非上市規則容許,倘 閣下或 閣下代為申請之任何受益人為下列人士,則 不得 申請任何香港公開發售股 ‧ 明白 本公司、獨家全球協調人及包銷商將基於上述聲明及陳述,以決定會否就 閣下提出之申請分配香港公
份: 開發售股份;
‧ 股份現時之實益擁有人; ‧ 同意 及 保證 倘香港境外任何地區之法例適用於 閣下之申請,則 閣下已遵守一切有關法例,而本公司、獨
‧ 本公司或其任何附屬公司之主要行政人員或董事; 家全球協調人及香港包銷商及彼等各自之高級職員或顧問概不會因接納 閣下之認購申請或因應 閣下根據
‧ 上述任何人士之聯繫人(定義見上市規則); 招股章程所載條款及條件具有之權利與責任而採取之行動而違反香港境外地區之任何法例;
‧ 本公司之關連人士(定義見上市規則)或於緊隨全球發售完成後將成為本公司關連人士之人士; ‧ 向本公司及各股東表示 同意 ,而本公司亦向各股東表示同意遵守和符合公司條例、公司法及細則;
‧ 除合資格境內機構投資者外,中國之法人或自然人; ‧ 向本公司及各股東表示 同意 持有人可自由轉讓香港公開發售股份;
‧ 在填妥及遞交本申請表格時身處美國(定義見美國證券法S規例)境內且 閣下並非美國證券法S規例第 ‧ 同意 本公司、獨家全球協調人、聯席賬簿管理人、聯席牽頭經辦人、獨家保薦人、香港包銷商及彼等各自之
902條第(h)(3)段所述人士; 董事、高級職員、僱員、合夥人、代理人或顧問,以及參與全球發售之任何其他人士,僅須對招股章程及招
‧ 並無擁有香港地址之人士;或 股章程補充文件所載之資料及陳述負責(且僅限於具管轄權法院裁定存在之責任);
‧ 已根據國際發售獲分配或申請股份。 ‧ 同意 向本公司、本公司香港證券登記處、收款銀行、獨家全球協調人、聯席賬簿管理人、聯席牽頭經辦人、
5. 聯名申請人不得多於四名。 獨家保薦人、香港包銷商及彼等各自之顧問及代理人披露 閣下或 閣下代為申請之受益人之個人資料及任
乙. 倘 閣下為代理人 何其他資料;及
倘 閣下僅為 代理人 ,則可以提交超過一份認購香港公開發售股份申請。 閣下可以 代理人 名義:(i)透過中央結算 ‧ 確認 閣下已細閱載於招股章程及申請表格之條款及條件以及申請程序,並同意受其約束。
系統向香港結算發出 電子認購指示 (倘 閣下為中央結算系統參與者);或(ii)使用 白色 或 黃色 申請表格提出申請,並 本公司、獨家全球協調人、聯席賬簿管理人、聯席牽頭經辦人、獨家保薦人、香港包銷商、彼等各自之董事及參與
以 閣下名義代表不同實益擁有人提交超過一份申請。 閣下必須在本申請表格上註有「由代理人遞交」一欄內填上 全球發售之任何其他各方均有權依賴 閣下在本申請作出之任何保證、陳述或聲明。倘 閣下作出虛假聲明,可能
各實益擁有人(如屬聯名實益擁有人,則為每名有關實益擁有人)之: 會被檢控。如為聯名申請人提出申請,聯名申請人明確作出、發出、接受或承擔之所有保證、陳述、聲明及責任將
‧ 賬戶號碼;或 視為由申請人共同及個別作出、發出、接受及承擔。
‧ 其他身份識別編碼 除非另有訂明, 閣下必須以英文填妥本申請,而 閣下或(倘為聯名申請人)各聯名申請人必須親筆簽署本申請,
如 閣下未填妥上述資料,則本申請將視為以 閣下本身為受益人而提交。 不得以個人印章代替,否則申請可被拒絕受理。
代表另一名人士遞交本申請表格之代理人,被視為已向本公司、獨家全球協調人、聯席賬簿管理人、聯席牽頭經辦 己. 授權書
人、獨家保薦人及香港包銷商發出聲明和承諾,表示已正式獲該名人士(或如多於一名人士則為全體)授權遞交本申 如 閣下透過根據有效授權書獲得正式授權之人士提出申請,本公司或獨家全球協調人(作為其代理人)及彼等各自
請,並代表該名人士╱每名有關人士同意本申請表格之條款。 閣下亦向本公司、獨家全球協調人、聯席賬簿管理 之代理人或代名人(各自作為本公司代理人),可在符合彼等認為適當之條件(包括取得證明 閣下之代表已獲授權
人、聯席牽頭經辦人、獨家保薦人及香港包銷商承諾,會應要求就下文「個人資料」一節所載任何目的,提供有關該 之證據)之情況下,酌情接納 閣下之申請。
名人士╱每名有關人士之資料。 庚. 發售價之釐定
丙. 僅可以 閣下本身(或 閣下與任何聯名申請人)為受益人提交一份申請 預期發售價由獨家全球協調人(代表香港包銷商)與本公司於定價日協定。發售價將不超過1.68港元且現時預期不少
重複或疑屬重複之申請 概不受理 。除上文乙段所述情況外,如 閣下或 閣下連同 閣下之聯名申請人或 閣下之 於1.18港元。發售股份申請人須在申請時繳付最高發售價每股發售股份1.68港元,另加1%經紀佣金、0.003%證監會
任何聯名申請人作出以下任何一項行為, 閣下之 所有 申請(包括由香港中央結算(代理人)有限公司根據 電子認購 交易徵費及0.005%聯交所交易費(可作出必須之四捨五入),倘發售價最終低於1.68港元,多繳股款將予退還。預期
指示 提出之申請)將會視為重複申請而概不受理: 定價日約為二零一二年十二月十九日(星期三)或前後,惟無論如何不遲於二零一二年十二月二十四日(星期一)中
‧ 以 白色 及╱或 黃色 申請表格或向香港結算或透過 白表eIPO 服務( www.eipo.com.hk )向白表eIPO服務供應商發出 午十二時正(香港時間)。獨家全球協調人(代表包銷商)可在本公司同意下,於香港公開發售申請截止日期上午前,
電子認購指示 提出超過一次申請(不論個別或聯同其他人士)(根據上文乙段由代理人遞交之申請除外); 隨時調低根據全球發售提呈發售之發售股份數目及╱或指示性發售價範圍至低於招股章程所列之水平(即每股發售
‧ (不論個別或共同)以一份 白色 申請表格及一份 黃色 申請表格或一份或以上 白色 或 黃色 申請表格申請並向香 股份1.18港元至1.68港元)。在此情況下,本公司將於香港公開發售申請截止日期上午前,在南華早報(英文)、香港
港結算或透過 白表eIPO 服務( www.eipo.com.hk )向白表eIPO服務供應商發出 電子認購指示 ; 經濟日報(中文)、本公司網站( www.chinasilver.hk )及聯交所網站( www.hkexnews.hk )刊登公佈。倘本公司與獨家全球
‧ (不論個別或共同)用一份 白色 或 黃色 申請表格或向香港結算或透過 白表eIPO 服務( www.eipo.com.hk )向白表 協調人(就其本身及代表包銷商)基於任何理由而未能於二零一二年十二月二十四日(星期一)中午十二時正或之前
eIPO服務供應商發出 電子認購指示 申請認購超過7,942,000股香港公開發售股份(即根據香港公開發售初步可 協定發售價,則全球發售(包括香港公開發售)不會成為無條件及將失效。
供公眾認購之香港公開發售股份之50%);或
‧ 已申請或認購或表示有意認購或已獲或將獲分配或配售(包括有條件及╱或暫時性)國際發售之國際發售股 香港公開發售股份之配發
份。 本公司於截止登記認購申請後,方會開始處理股份之申請及配發股份。
如以 閣下為受益人 提出(包括由香港中央結算(代理人)有限公司根據 電子認購指示 而作出之申請部分)超過一次 本公司預期於二零一二年十二月二十七日(星期四)或前後於南華早報(英文)、香港經濟日報(中文)、本公司網站
申請,則 閣下之 所有 申請亦將視作重複申請而不獲受理。 ( www.chinasilver.hk )及聯交所網站( www.hkexnews.hk )發佈及公佈最終發售價、國際發售的踴躍程度、香港公開發售的申請水平
如申請由非上巿公司提出,且 及香港公開發售的配發基準。
‧ 該公司主要從事證券買賣;及 香港公開發售之分配結果以及成功申請人之香港身份證╱護照╱香港商業登記號碼(如適用),將於二零一二年十二月
‧ 閣下可對該公司行使法定控制權, 二十七日(星期四)通過招股章程「如何申請香港公開發售股份 — 13.公佈結果」一節所述方式公佈。
則該申請將被視為以 閣下為受益人提出。
非上市公司 指其股本證券並無在聯交所上巿之公司。 倘成功申請香港公開發售股份(全部或部分)
對有關公司有法定控制權 指 閣下: 本公司不會就已付申請款項發出任何收據,亦不會就香港公開發售股份發出任何臨時所有權文件。
‧ 控制該公司董事會之組成;或 倘 閣下之申請全部或部分獲接納,則 閣下之股票將以香港結算代理人名義發行,並於二零一二年十二月二十七日(星
‧ 控制該公司一半以上之投票權;或 期四)(或於特殊情況下,由香港結算或香港結算代理人指定之任何其他日期)存入中央結算系統,以根據 閣下在申請表
‧ 持有該公司一半以上已發行股本(不包括任何無權分享超逾某特定金額之溢利或資本分派之已發行股本部 格之指示存入 閣下之中央結算系統投資者戶口持有人股份戶口或 閣下指定之中央結算系統參與者之股份戶口。
分)。 ‧ 倘 閣下通過指定之中央結算系統參與者(中央結算系統投資者戶口持有人除外)提出申請:
丁. 香港公開發售股份之分配 — 甲組及乙組 香港公開發售股份會存入 閣下指定之中央結算系統參與者(中央結算系統投資者戶口持有人除外)股份戶口, 閣
就分配而言,根據香港公開發售可供認購的發售股份總數將分為兩組(或會於國際發售與香港公開發售之間獲分配 下可向該中央結算系統參與者查詢所獲分配之香港公開發售股份數目。
港公開發售股份將按公平基準分配予申請香港公開發售股份認購價總額為的發售股份數目作出任何調整):甲組7,942,000股香港公開發售股份及乙組7,942,0005百萬港元或以下(不包括應付的經紀佣股香港公開發售股份。甲組的香 ‧ 倘 閣下以中央結算系統投資者戶口持有人身份提出申請: 本公司預期於二零一二年十二月二十七日(星期四)按照招股章程「如何申請香港公開發售股份 — 公佈結果」一節所
金、證監會交易徵費及聯交所交易費)的申請人。乙組的香港公開發售股份將按公平基準分配予申請香港公開發售 述方法公佈香港公開發售結果(包括中央結算系統投資者戶口持有人之申請結果)。 閣下務請查閱本公司刊登之
股份認購價總額為5百萬港元以上且最多為乙組之總值(不包括應付的經紀佣金、證監會交易徵費及聯交所交易費) 結果,如有任何差誤,請於二零一二年十二月二十七日(星期四)或香港結算或香港結算代理人指定之其他日期下午
的申請人。投資者應注意,甲組的申請與乙組的申請可能有不同的分配比例。如任何一組(並非兩組)的香港公開發 五時正前通知香港結算。緊隨香港公開發售股份存入 閣下之股份戶口後, 閣下可根據不時有效之香港結算「投
售股份出現認購不足的情況,則剩餘的香港公開發售股份將轉撥往另一組,以滿足該組的需求,並作出相應分配。 資者戶口持有人操作簡介」所載之程序,通過「結算通」電話系統或中央結算系統互聯網系統查核最新戶口結餘。香
僅就本段而言,香港公開發售股份的「價格」指申請時應支付的價格(不理會最終釐定的發售價)。申請人僅可獲分配 港結算亦會給予 閣下一份載列已存入 閣下股份戶口之香港公開發售股份數目之活動結單。
組)或甲組或乙組而非兩組的香港公開發售股份。重複或疑屬重複申請及任何認購超過7,942,000股香港公開發售股份(乙組)的申請將不予受理。任何申請認購超出各組原先獲分配的香港公開發售7,942,000股香港公開發售股份(甲 發售股份的股票僅會於二零一二年十二月二十八日(星期五)上午八時正方成為所有權的有效憑證,惟必須待下列情況達成,方可作實:(i)全球發售在各方面成為無條件;及(ii)招股章程內「包銷 — 包銷安排及開支 — 香港公開發售 — 終止理
股份總數的申請將不獲受理。香港公開發售之每名申請人均須在遞交之本申請表格上承諾及確認,申請人及其代為 由」一節所述終止權利並無獲行使。
申請之受益人並無根據國際發售獲發任何發售股份,而倘上述承諾及╱或確認遭違反及╱或屬失實(視情況而定),
則該申請人之申請將可被拒絕受理。 導致 閣下不獲配發香港公開發售股份之情況
戊. 填妥及遞交本申請表格之效用 閣下可能因下列任何原因不獲分配香港公開發售股份:
填妥及遞交本申請表格,即表明 閣下(如屬聯名申請人,即 閣下與聯名申請人共同及個別)為本身或以代理人或 1. 如 閣下之申請遭撤回:
代名人身份為所代表之每名人士: 申請表格一經填妥及遞交,即表示 閣下同意,不得於開始辦理登記申請後第五日屆滿或之前(在此情況下不包括
‧ 同意 閣下獲分配之香港公開發售股份將以香港結算代理人名義登記,並直接存入由香港結算操作之中央結 任何非營業日)撤回 閣下提交之申請。該協議將作為與本公司訂立之附屬合約而生效,於遞交本申請表格時即具
算系統,按 閣下在本申請表格上之指示,存入 閣下之中央結算系統投資者戶口持有人股份戶口或 閣下 有約束力。該附屬合約之代價為,除按照招股章程所述任何一項程序發售外,本公司同意不會於開始辦理登記申請
指定之中央結算系統參與者股份戶口; 後第五日完結前向任何人士發售任何香港公開發售股份。
‧ 同意 香港結算及香港結算代理人各自有權(1)不接受任何或部分以香港結算代理人名義發行之獲配發香港公 根據公司條例第40條(引用公司條例第342E條)對招股章程負責之人士如根據該條發出公開通知,免除或限制其對招
開發售股份,或不接受該等獲配發之香港公開發售股份存入中央結算系統;(2)安排該等獲配發之香港公開發 股章程所負責任, 閣下方可於開始辦理登記申請起計第五日或之前(在此情況下不包括任何非營業日)撤回 閣下
售股份自中央結算系統提取然後轉入 閣下(如屬聯名申請人,則為排名首位之申請人)名下,有關風險及費 提交之申請。
用概由 閣下承擔;及(3)安排該等獲配發之香港公開發售股份以 閣下(如屬聯名申請人,則為排名首位之 認購申請一經接納,概不得撤回。就此而言,當分配結果在報章上公佈後,未被拒絕受理之申請即屬已獲接納,而
申請人)名義發行,並在此情況下將該等獲配發香港公開發售股份之有關股票以平郵方式寄往 閣下在本申 當分配基準有待達成若干條件或規定以抽籤方式分配,則該項接納將分別須待該等條件達成後方可作實或須視乎
請表格中列明之地址(郵誤風險概由 閣下承擔)或供 閣下親身領取; 抽籤結果而定。
‧ 同意 香港結算及香港結算代理人均可調整以香港結算代理人名義發行之獲配發香港公開發售股份數目; 2. 倘本公司、獨家全球協調人、白表eIPO服務供應商或彼等各自之代理人行使酌情權拒絕 閣下之申請:
‧ 同意 香港結算及香港結算代理人均毋須對並非載於招股章程及本申請表格之資料及陳述承擔任何責任; 本公司、獨家全球協調人、白表eIPO服務供應商(作為本公司代理人)或彼等各自之代理人,可全權決定拒絕或接納
‧ 同意 香港結算及香港結算代理人均毋須以任何方式對 閣下承擔任何責任; 任何申請,或只接納某部分之申請而毋須就拒絕或接納任何申請提供任何理由。
‧ 指示 並 授權 本公司、獨家全球協調人、聯席賬簿管理人、聯席牽頭經辦人、獨家保薦人及╱或香港包銷商 3. 倘 閣下之申請不予受理:
(或彼等各自之代理人或代名人)代表 閣下簽訂任何轉讓表格、合約單據或其他文件,並根據細則之規定代 以下情況可能導致 閣下之申請被拒:
表 閣下辦理一切其他必要手續,使 閣下獲分配之任何香港公開發售股份以香港結算代理人之名義登記, ‧ 閣下之申請屬或疑屬重複申請;
及進行招股章程與本申請表格所述各項安排; ‧ 本申請表格並未正確填妥或完全按照指示填妥;
‧ 承諾 簽署所有文件及辦理所有必要事宜,使香港結算代理人可按照細則之規定登記成為 閣下所獲分配香港 ‧ 閣下未以正確方式付款,或 閣下以支票或銀行本票付款而該支票或銀行本票在首次過戶時未能兌現;
公開發售股份之持有人; ‧ 閣下或 閣下代為申請之受益人已根據國際發售申請或認購,或表示有意認購,或已經或即將獲得(包括有
‧ 聲明、保證 並 承諾 於向 閣下提呈香港公開發售股份時及於 閣下填妥及遞交本申請表格以完成 閣下之買 條件及╱或暫時性)配售或配發國際發售股份。填寫本申請表格,即表示 閣下同意不會申請認購國際發售中
單時, 閣下或 閣下代為申請之受益人身處美國境外(定義見美國證劵法S規例)且會在美國境外於離岸交 之國際發售股份。本集團將採取合理措施,在香港公開發售中區分及拒絕已在國際發售中獲得國際發售股份
易(定義見美國證劵法S規例)中收購香港公開發售股份; 之投資者所作出之申請,並將區分及拒絕已在香港公開發售中獲得香港公開發售股份之投資者對國際發售表
‧ 確認 閣下已收到招股章程,並僅依賴招股章程所載之資料及陳述提出此申請而並無依賴招股章程任何補充 示之興趣;
文件以外有關本公司之任何其他資料或陳述,而 閣下同意本公司、獨家全球協調人、聯席賬簿管理人、聯 ‧ 本公司及獨家全球協調人(代表包銷商)相信接納 閣下之申請會觸犯 閣下填寫及╱或簽署申請表格或 閣
席牽頭經辦人、獨家保薦人、香港包銷商及彼等各自之董事、高級職員、僱員、合夥人、代理人、顧問或參與 下於申請表格上所示地址之所在司法管轄區任何適用證券或其他法律、規則或法規;或
全球發售之任何其他人士均毋須對該等其他資料或陳述承擔任何責任; ‧ 閣下申請超過根據香港公開發售初步可供公眾認購之香港公開發售股份之50%或多於甲組或乙組之發售股份
‧ 同意 (在不影響 閣下可能擁有之任何其他權利之情況下)此申請一經接納, 閣下便不可因無意作出之失實 數目。
陳述而將其撤銷,且 閣下不得將其撤銷,惟招股章程規定者除外; 4. 倘 閣下之香港公開發售股份配發作廢:
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4. 倘 閣下之香港公開發售股份配發作廢: 如上市委員會在下列期間並未批准股份上市, 閣下獲配發之香港公開發售股份將會作廢: ‧ 截止辦理登記申請日期後三星期內;或 ‧ 間。

5. 倘 閣下同時根據香港公開發售及國際發售提出認購申請:

  • ‧ (倘申請以 閣下為受益人提出) 保證 此申請為以 閣下為受益人以 白色黃色 申請表格或向香港結算或透 過 白表eIPO 服務向白表eIPO服務供應商發出 電子認購指示 提出之唯一申請;

  • ‧ (倘申請由代理人代表 閣下提出) 保證 閣下已有效且不可撤回地賦予 閣下之代理人一切必需權利及授 權以提出此申請;

  • ‧ 如上市委員會在截止辦理登記申請日期後三星期內知會本公司延長有關期間,則為不超過六個星期之較長期 間。

  • ‧ (倘 閣下為其他人士之代理人) 保證 已向該名人士合理查詢,此申請為以該名人士為受益人以 白色

    • 一經填寫任何申請表格,或向香港結算或白表eIPO服務供應商發出 電子認購指示 ,即表示 閣下同意不會根據國際 發售申請認購國際發售股份。有關方面將採取合理措施以識別及拒絕接納已根據國際發售獲得國際發售股份之投 資者在香港公開發售中提出之申請,並識別及拒絕接納已根據香港公開發售取得香港公開發售股份之投資者對國 際發售表示之興趣。

    • 6. 如任何一份香港包銷協議及╱或國際包銷協議未能成為無條件或已根據其各自條款予以終止。

  • 申請表格或向香港結算或透過 白表eIPO 服務向白表eIPO服務供應商發出 電子認購指示 提出之唯一申請, 而 閣下已獲正式授權,以該名人士代理人之身份簽署本申請表格或發出 電子認購指示

  • 同意 倘 閣下之申請一經接納, 閣下之申請將以本公司公佈之香港公開發售結果為證明; ‧ 承諾確認 閣下(倘申請以 閣下為受益人提出)或 閣下代為申請之受益人並無申請或認購或表示有意認 購或已接獲或獲配售或分配(包括有條件及╱或臨時性),亦不會申請或認購或表示有意認購國際發售的任何 國際發售股份或以其他方式參與國際發售;

閣下之中央

如欲以香港中央結算(代理人)有限公司之名義獲發行香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以寄存於 結算系統投資者戶口持有人股份戶口或 閣下指定之中央結算系統參與者於中央結算系統設立之股份戶口內,請用本申請表格

務,亦可能會阻礙或延誤登記或轉讓 閣下成功申請之香港公開發售股份及╱或寄發 閣下應得之股票及╱或退款 支票(如適用)。

退還款項

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倘 閣下因任何原因(不限於上述原因)未獲任何香港公開發售股份,本公司將不計利息向 閣下退還申請股款(連同經紀 支票(如適用)。
佣金、聯交所交易費及證監會交易徵費)。如 閣下之申請僅部分獲接納,本公司將不計利息向 閣下退還適當部分之申 證券持有人所提供之個人資料如有任何不正確之處,必須即時知會本公司及其香港證券登記處。
請股款、經紀佣金、聯交所交易費及證監會交易徵費。如最終釐定之發售價低於 閣下申請時初步支付之每股發售股份 2. 用途
1.68港元,則多收之申請股款(包括多收款項應佔之經紀佣金、聯交所交易費及證監會交易徵費)將不計利息退還 閣下。 證券之申請人及持有人之個人資料可基於下列目的以任何方式被使用、持有及╱或保存:
退還申請條款(如有)將於二零一二年十二月二十七日(星期四)或之前根據招股章程「如何申請香港公開發售股份」一節所 ‧ 處理 閣下之申請及退款支票(如適用)並核實有否遵照本申請表格及招股章程所載之條款及申請手續,以及
述各項安排進行。退款支票會劃線註明「只准存入抬頭人賬戶」,並以 閣下作為抬頭人,如屬聯名申請人,則以申請表格 公佈香港公開發售股份之分配結果;
上排名首位之申請人為抬頭人。 閣下(倘 閣下為聯名申請人,則名列首位之申請人)所提供之香港身份證號碼╱護照 ‧ 確保遵守香港及其他地方之一切適用法例及條例(包括按規定作出披露);
號碼,其部分可能列印於 閣下之退款支票(如有)。該資料亦可能轉交予第三方以便安排退款。 閣下之銀行可能會於 ‧ 登記新發行或登記轉往股東名下或由其名下轉讓予他人之證券,包括(如適用)以香港結算代理人之名義登
兌現 閣下之退款支票前,要求核實 閣下之香港身份證號碼╱護照號碼。不正確填寫 閣下之香港身份證號碼╱護照號 記;
碼,可能會導致延誤兌現退款支票,或使 閣下之退款支票無效。 ‧ 保存或更新本公司之股東名冊;
倘 閣下申請認購1,000,000股或以上香港公開發售股份,並在本申請表格上表明擬親身前往本公司香港證券登記處香港 ‧ 核對或協助核對簽名、任何其他核證或交換資料;
中央證券登記有限公司領取退款支票(如有),且已提供本申請表格所規定之一切資料,則 閣下可於二零一二年十二月 ‧ 確定本公司證券持有人可獲取之利益,例如股息、供股及發行紅股;
二十七日(星期四)或本公司在報章公佈寄發股票╱電子退款指示╱退款支票之任何其他日期上午九時正至下午一時正,親 ‧ 寄發本公司及其附屬公司之公司通訊;
臨以下地點領取退款支票(如有): ‧ 編撰統計資料及股東資料;
香港中央證券登記有限公司 ‧ 根據任何法例、規則或條例之規定作出披露(不論為法定披露或其他披露);
香港 ‧ 透過報章公佈或其他方式披露成功申請人士之身份;
灣仔 ‧ 披露有關資料以便作出權利申索;及
皇后大道東183號合和中心 ‧ 與上述有關之任何其他附帶或相關目的及╱或使本公司及其香港證券登記處履行彼等對證券持有人及╱或監
17樓1712–1716室 管機構之責任及╱或證券持有人不時同意之其他目的。
倘 閣下為個人申請人,並選擇親身領取,則不得授權他人代為領取。倘 閣下為公司申請人並選擇親身領取,則須由攜 3. 轉交個人資料
帶蓋上公司印章授權書之授權代表領取。個人及授權代表(如適用)在領取時須向香港證券登記處香港中央證券登記有限 本公司及其香港證券登記處所持有之證券申請人及持有人之個人資料將會保密,但本公司及香港證券登記處可能
公司出示有效之身份證明文件。倘 閣下並未在指定時間親身領取退款支票及股票(如有),則該等支票及股票其後將盡快 會為上述目的或其中任何一項作出必要之查詢,以確定個人資料之準確性,尤其可能會向或獲下列任何或所有人士
以平郵方式寄往本申請表格所列地址,郵誤風險概由 閣下承擔。 及實體披露、索取或轉交證券申請人及持有人之個人資料(不論在香港或外地):
倘 閣下申請少於1,000,000股香港公開發售股份,或 閣下申請1,000,000股或以上香港公開發售股份但並未在本申請表格 ‧ 本公司或其委任之代理,例如財務顧問、收款銀行及海外主要證券登記處;
上表明擬親身領取退款支票及股票(如有),則退款支票(如有)將會盡快以平郵方式寄往 閣下申請表格所列地址,郵誤風 ‧ 當申請人要求將香港公開發售股份存入中央結算系統時,香港結算及香港結算代理人可就中央結算系統之運
險概由 閣下承擔。 作使用該等個人資料;
本公司擬作出特別安排,以盡量避免延遲發還申請股款、經紀佣金、證監會交易徵費及聯交所交易費(如適用)。 ‧ 任何向本公司及╱或其香港證券登記處提供與其業務運作有關之行政、電訊、電腦、付款或其他服務之代理
人、承辦商或第三方服務供應商;
個人資料個人資料收集聲明 ‧‧ 任何與證券持有人有業務往來或擬有業務往來之其他人士或機構,例如彼等的銀行、律師、會計師或股票經聯交所、證監會及任何其他法定、監管或政府機關;及
香港法例第486章個人資料(私隱)條例(「條例」)中之主要條文已於一九九六年十二月二十日在香港生效。此個人資料收 紀等。
集聲明旨在向香港公開發售股份之申請人及持有人說明本公司及其香港證券登記處就個人資料及條例而制訂之政策及慣 4. 查閱及更正個人資料
例。 條例賦予證券之申請人及持有人權利查核本公司及╱或香港證券登記處是否持有其個人資料,並有權索取資料副本
1. 收集 閣下之個人資料之原因 及更正任何不正確資料。依據條例,本公司及其香港證券登記處有權就處理任何查閱資料之要求收取合理費用。所
證券申請人或證券登記持有人在申請證券或將證券轉往其名下,或將名下證券轉讓予他人,或要求香港證券登記處 有關於查閱資料或更正資料或關於資料政策及慣例或所持資料類別之要求,應送交本公司於香港之總辦事處及主
提供服務時,須不時向本公司及其香港證券登記處提供最新之正確個人資料。 要營業地點致本公司公司秘書或送交條例所指之香港證券登記處之私隱條例事務主任。
未能提供所需資料可導致本公司或香港證券登記處拒絕受理 閣下之證券申請或延誤或無法進行過戶或提供服 閣下簽署申請表格或向香港結算或白表eIPO服務供應商發出電子認購指示,即表示同意上述各項。
申請手續 (b) 中國建設銀行(亞洲)股份有限公司
1. 按照下表計算 閣下擬申請認購之香港公開發售股份數目之應繳股款。 閣下申請股數最少須為2,000股香港公開發
售股份及必須不超逾7,942,000股香港公開發售股份。申請認購股數必須按照下文「可供申請認購股份數目及應繳款 地區 分行名稱 地址
項」一表載列之股份數目提出。 申請認購任何其他數目之股份將不予考慮,而任何有關申請可被拒絕受理。 閣下
出申請認購香港公開發售股份若干數目之應繳股款總額。須繳付最高發售價每股股份1.68港元,另加1%經紀佣金、0.005%聯交所交易費及0.003%證監會交易徵費。下表亦列 香港島 中環分行灣仔軒尼詩道分行 香港中環德輔道中香港灣仔軒尼詩道6139號號
銅鑼灣廣場分行 香港銅鑼灣廣場一期地下
2. 閣下(作為申請人)必須按以下指示填妥表格,並於申請表格第一頁簽署。只接納親筆簽名。 北角分行 香港北角英皇道382號
倘 閣下透過指定中央結算系統參與者(中央結算系統投資者戶口持有人除外)提出申請: ‧ 指定中央結算系統參與者必須在表格上加蓋附有其公司名稱之公司印鑑,並於本申請表格適當方格內填寫其 九龍 油麻地分行大角咀奧海城分行 九龍油麻地彌敦道九龍大角咀奧海城二期一樓556號 109號舖
參與者編號。
倘 閣下以中央結算系統個人投資者戶口持有人身份提出申請: 新界 荃灣分行 新界荃灣沙咀道282號
‧ 本申請表格上必須載有 閣下之全名及香港身份證號碼;及
‧ 必須於本申請表格適當空格內填寫 閣下之中央結算系統參與者編號。 (c) 永隆銀行有限公司
倘 閣下以中央結算系統聯名個人投資者戶口持有人身份提出申請:
‧ 本申請表格上必須載有所有聯名投資者戶口持有人之姓名及香港身份證號碼;及 地區 分行名稱地址 地址
‧ 必須於本申請表格適當空格內填寫 閣下之中央結算系統參與者編號。
倘 閣下以中央結算系統公司投資者戶口持有人身份提出申請: 香港島 總行 香港中環德輔道中45號
‧ 本申請表格上必須載有中央結算系統投資者戶口持有人之公司名稱及香港商業登記號碼;及 北角分行 香港英皇道361號
‧ 必須於本申請表格適當空格內填寫 閣下之中央結算系統參與者編號及加蓋附有中央結算系統投資者戶口持
有人之公司名稱之公司印鑑。 九龍 旺角分行 九龍旺角彌敦道636號永隆銀行中心
中央結算系統參與者之資料如不正確或不完整,參與者編號或其他類似事項遺漏或不完整,均可能使此申請失效。
新界 荃灣分行 新界沙咀道251號
3. 股款須緊釘於表格左上角。申請股份之股款必須以 支票 或 銀行本票 支付。 上水分行 新界上水新豐路128號
每份申請必須附有單獨開出之支票或銀行本票。 如以支票付款,該支票必須: 5. 閣下可於下列時間遞交本申請表格:
‧‧‧‧ 顯示 閣下之賬戶名稱,而該戶名須已預印在支票上,或由有關銀行授權人在該支票背面簽署證明戶名。該由香港之港元銀行賬戶開出;不得為期票;為港元支票; 二零一二年十二月十四日(星期五)二零一二年十二月十五日(星期六)二零一二年十二月十七日(星期一)二零一二年十二月十八日(星期二) ———— 上午九時正至下午四時三十分上午九時正至下午一時正上午九時正至下午四時三十分上午九時正至下午四時三十分
戶名必須與本申請表格上所示之 閣下姓名相同。如屬聯名申請,該戶名必須與排名首位申請人之姓名相 二零一二年十二月十九日(星期三) — 上午九時正至中午十二時正
同。倘以聯名賬戶開出支票,則其中一名聯名賬戶持有人名稱必須與排名首位申請人之姓名相同;
‧ 註明抬頭人為「 滙豐代理人(香港)有限公司 — 中國白銀公開發售 」;及 6. 遞交申請表格之截止時間為 二零一二年十二月十九日(星期三)中午十二時正 ,如該日並無開始辦理登記申請,則為
‧ 劃線註明「只准存入抬頭人賬戶」。 下一日開始辦理登記申請之中午十二時正。本公司將於當日上午十一時四十五分至中午十二時正期間辦理登記申
下列情況將導致 閣下之申請可能 不獲受理 : 請,惟須視乎當日天氣情況而定。如下列警告信號在二零一二年十二月十九日(星期三)上午九時正至中午十二時正
‧ 支票未能符合所有上述規定;或 期間內任何時間在香港懸掛,將不會登記申請:
‧ 支票首次過戶不獲兌現。 ‧ 8號或以上熱帶氣旋警告信號;或
倘以銀行本票繳付股款,本票必須: ‧ 「黑色」暴雨警告信號。
‧ 由香港持牌銀行發出,並由發出本票銀行之授權簽署人在本票背面簽署證明 閣下姓名。本票背面所顯示姓 申請登記將改為在下一個上午九時正至中午十二時正期間任何時間香港並無懸掛上述警告訊號的營業日上午十一
名須與申請表格所填寫之姓名相同。如屬聯名申請,本票背面所示姓名必須與排名首位申請人之姓名相同; 時四十五分到中午十二時正期間開始進行。
‧ 不得為期票;
‧ 為港元本票; 營業日 指星期六、日或香港公眾假期以外之日子。
‧支票或本票如不符合所有有關要求或於首次過戶時未能兌現,則 閣下申請‧ 劃線註明「只准存入抬頭人賬戶」。註明抬頭人為「 滙豐代理人(香港)有限公司 — 中國白銀公開發售 」;及 可被拒絕受理 。 7. 本公司保留將 閣下之一切或任何股款過戶之權利,然而, 閣下之支票或銀行本票不會於二零一二年十二月十九日(星期三)中午十二時正前過戶。本公司將不發出付款收條。本公司將保留 閣下之申請股款之應得利息(如屬退款,則計至退款支票寄發日期止)。在 閣下之支票或銀行本票過戶前,本公司亦有權保留任何股票及╱或任何多收
4. 撕下申請表格,對摺一次,然後投入收款銀行之下列任何一間分行或支行之特備收集箱: 之申請認購款項或退款。
(a) 香港上海滙豐銀行有限公司
地區 分行名稱 地址
香港島 香港總行 香港皇后大道中1號3樓
德輔道中分行 香港德輔道中141號中保集團大廈
九龍 觀塘分行 九龍觀塘裕民坊1號
旺角分行 九龍旺角彌敦道673號地庫及高層地下
尖沙咀分行 九龍尖沙咀彌敦道82-84號地庫及1樓
新界 沙田廣場分行 新界沙田正街21-27號沙田廣場L1樓49號舖
元朗分行 新界元朗青山公路150-160號元朗滙豐大廈地下
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可供申請認購股份數目及應繳款項
可供申請認購股份數目及應繳款項
申請認購的
香港公開發售
股份數目
申請時
應繳款項
申請認購的
香港公開發售
股份數目
申請時
應繳款項
申請認購的
香港公開發售
股份數目
申請時
應繳款項
申請認購的
香港公開發售
股份數目
申請時
應繳款項
港元
2,000
4,000
6,000
8,000
10,000
12,000
14,000
16,000
18,000
20,000
30,000
40,000
50,000
60,000
3,393.87
6,787.74
10,181.60
13,575.47
16,969.34
20,363.21
23,757.09
27,150.95
30,544.82
33,938.69
50,908.03
67,877.38
84,846.72
101,816.06
70,000
80,000
90,000
100,000
150,000
200,000
250,000
300,000
350,000
400,000
450,000
500,000
600,000
700,000
港元
118,785.41
135,754.75
152,724.10
169,693.44
254,540.16
339,386.88
424,233.60
509,080.32
593,927.04
678,773.76
763,620.48
848,467.20
1,018,160.64
1,187,854.08
800,000
900,000
1,000,000
1,500,000
2,000,000
2,500,000
3,000,000
3,500,000
4,000,000
4,500,000
5,000,000
5,500,000
6,000,000
6,500,000
港元
1,357,547.52
1,527,240.96
1,696,934.40
2,545,401.60
3,393,868.80
4,242,336.00
5,090,803.20
5,939,270.40
6,787,737.60
7,636,204.80
8,484,672.00
9,333,139.20
10,181,606.40
11,030,073.60
7,000,000
7,942,000
(1)
(1)
閣下可申請認購的香港
港元
11,878,540.80
13,477,053.01
公開發售股份最高數目。